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Transverse-Field Ising Model

The transverse-field Ising model is the simplest quantum spin model in which a local tendency to align competes with a noncommuting field. In one dimension it is exactly solvable, yet it already exhibits a zero-temperature ordered phase, a quantum paramagnet, a continuous quantum critical point, domain-wall quasiparticles, finite-size symmetry cats, and universal entanglement scaling.

Its standard ferromagnetic chain Hamiltonian is

H=−J∑jσjzσj+1z−h∑jσjx,H = -J \sum_j \sigma_j^z\sigma_{j+1}^z - h \sum_j \sigma_j^x,

with J>0J>0. The exchange favors alignment along zz, while the transverse field favors polarization along xx. Because σz\sigma^z and σx\sigma^x do not commute on the same site, no product basis diagonalizes both terms.

The Transverse-Field Ising Model dossier is the convention-complete lookup record for limits, exact-status claims, observables, and numerical contracts. This teaching article owns the model-specific derivations and physical interpretation.

The Spin-1/21/2 Chain dossier owns the umbrella XYZ-family record, Pauli-to-spin conversion, generic boundary audit, and family-wide matrix checks. This page specializes those conventions to the transverse-field Ising model.

Common Spin Hamiltonians provides the compact graph-level dictionary for comparing this convention with Ising, XY, XXZ, Heisenberg, chiral, and bond-directional forms.

This page is the canonical home for the transverse-field Ising model as a lattice Hamiltonian:

  • its Hilbert space, signs, axes, and boundary conventions;
  • the distinction between a diagonal Ising energy and quantum transverse-field dynamics;
  • domain walls and the two exactly solvable limits;
  • global Z2\mathbb Z_2 symmetry and the order parameter;
  • ordered and paramagnetic regimes;
  • duality and the location of the one-dimensional critical point;
  • the free-fermion solution strategy and exact bulk dispersion;
  • finite-size parity sectors, symmetry-partner splitting, and boundary effects;
  • model-specific correlation, entanglement, and numerical diagnostics.

Quantum Phase Transitions owns the general theory of scaling, relevant perturbations, critical fans, and finite-size collapse. Order Parameters owns the general operator, source, and finite-size diagnostic dictionary, while Spontaneous Symmetry Breaking owns finite parity cats, collapsing tunneling splittings, source selection, and thermodynamic broken phases.

Jordan–Wigner Transformation owns the full nonlocal spin-to-fermion derivation, quadratic Hamiltonian, and boundary-sector bookkeeping. This page gives the exact-solution logic and physical results without duplicating that canonical mapping.

Place one spin-1/21/2 degree of freedom on each of LL sites:

Hj≃C2.\mathcal H_j \simeq \mathbb C^2.

The chain Hilbert space is

H=⨂j=1LHj,\mathcal H = \bigotimes_{j=1}^{L} \mathcal H_j,

with dimension

dim⁡H=2L.\dim\mathcal H = 2^L.

The operators σjα\sigma_j^\alpha are Pauli matrices acting on site jj and the identity on every other site. Thus

[σiα,σjβ]=0(i≠j),[\sigma_i^\alpha,\sigma_j^\beta] = 0 \qquad (i\ne j),

while on one site

[σjα,σjβ]=2iϵαβγσjγ.[\sigma_j^\alpha,\sigma_j^\beta] = 2i \epsilon_{\alpha\beta\gamma} \sigma_j^\gamma.

This page uses dimensionless Pauli matrices with eigenvalues ±1\pm1. If dimensionless spin operators are instead defined by

sjα=12σjα,s_j^\alpha = \frac12\sigma_j^\alpha,

then

σjzσj+1z=4sjzsj+1z,σjx=2sjx.\sigma_j^z\sigma_{j+1}^z = 4s_j^zs_{j+1}^z, \qquad \sigma_j^x = 2s_j^x.

Consequently, the numerical couplings attached to szszs^zs^z and sxs^x differ by factors of four and two from the couplings used here. A quoted critical ratio is meaningless until the operator normalization is specified.

For an open chain,

HO=−J∑j=1L−1σjzσj+1z−h∑j=1Lσjx.\begin{aligned} H_{\mathrm O} ={}& -J \sum_{j=1}^{L-1} \sigma_j^z\sigma_{j+1}^z \\ &- h \sum_{j=1}^{L} \sigma_j^x. \end{aligned}

For a periodic chain,

HP=−J∑j=1Lσjzσj+1z−h∑j=1Lσjx,\begin{aligned} H_{\mathrm P} ={}& -J \sum_{j=1}^{L} \sigma_j^z\sigma_{j+1}^z \\ &- h \sum_{j=1}^{L} \sigma_j^x, \end{aligned}

with

σL+1α=σ1α.\sigma_{L+1}^\alpha = \sigma_1^\alpha.

The open chain has L−1L-1 exchange bonds; the ring has LL. This distinction changes finite-size energies, translation symmetry, domain-wall parity, and the Jordan–Wigner boundary term.

Both JJ and hh have units of energy. For the ferromagnetic chain take

J>0,h≥0,J>0, \qquad h\ge0,

and define

g=hJ.g = \frac{h}{J}.

The two simple limits are

g=0andg⟶∞.g=0 \quad \text{and} \quad g\longrightarrow\infty.

For the convention on this page, the infinite one-dimensional chain is critical at

gc=1.g_c=1.

Other texts may call the field Γ\Gamma, exchange the xx and zz axes, or use spin operators instead of Pauli matrices. Those changes alter the displayed formula but not the underlying model.

The unitary operator

Uz=∏j=1LσjzU_z = \prod_{j=1}^{L} \sigma_j^z

leaves every Ising bond unchanged and sends

UzσjxUz†=−σjx.U_z\sigma_j^xU_z^\dagger = -\sigma_j^x.

Therefore

UzH(J,h)Uz†=H(J,−h).U_zH(J,h)U_z^\dagger = H(J,-h).

The spectra at hh and −h-h are identical. It is sufficient to analyze h≥0h\ge0 unless additional terms break this equivalence.

Ferromagnetic and Antiferromagnetic Exchange

Section titled “Ferromagnetic and Antiferromagnetic Exchange”

For J>0J>0, an exchange bond is minimized by parallel zz spins. For J<0J<0, it is minimized by antiparallel spins.

On an open chain, or an even periodic chain, a staggered rotation

Ustag=∏j evenσjxU_{\mathrm{stag}} = \prod_{j\ \mathrm{even}} \sigma_j^x

changes the sign of every nearest-neighbor Ising bond while leaving the transverse field unchanged. The antiferromagnetic chain is then unitarily related to the ferromagnetic chain, with uniform magnetization replaced by staggered magnetization.

An odd periodic ring is not bipartite. One bond remains frustrated, and the sign of JJ cannot be removed from every bond simultaneously.

At h=0h=0, the Hamiltonian is diagonal in the simultaneous σjz\sigma_j^z basis. Label a basis configuration by

sj=±1,s_j=\pm1,

where

σjz∣s1,…,sL⟩=sj∣s1,…,sL⟩.\sigma_j^z \lvert s_1,\ldots,s_L\rangle = s_j \lvert s_1,\ldots,s_L\rangle.

Its energy is

E({sj})=−J∑⟨j,j+1⟩sjsj+1.E(\{s_j\}) = -J \sum_{\langle j,j+1\rangle} s_js_{j+1}.

This is the same algebraic energy function as a classical Ising chain. It does not make every use of the quantum Hamiltonian a classical statistical problem: the state space, observables, dynamics, and transverse perturbation remain quantum.

The bond and field terms fail to commute when they share a site. For example,

[σjzσj+1z,σjx]=[σjz,σjx]σj+1z=2iσjyσj+1z.\begin{aligned} [ \sigma_j^z\sigma_{j+1}^z, \sigma_j^x ] &= [ \sigma_j^z,\sigma_j^x ] \sigma_{j+1}^z \\ &= 2i \sigma_j^y\sigma_{j+1}^z. \end{aligned}

Similarly,

[σjzσj+1z,σj+1x]=2iσjzσj+1y.[ \sigma_j^z\sigma_{j+1}^z, \sigma_{j+1}^x ] = 2i \sigma_j^z\sigma_{j+1}^y.

Thus

[HJ,Hh]≠0[ H_J,H_h ] \ne 0

for a nontrivial chain. The field flips zz-basis spins and mixes classical configurations.

For a ferromagnetic bond, define the domain-wall occupation

nj+1/2dw=1−σjzσj+1z2.n_{j+1/2}^{\mathrm{dw}} = \frac{ 1-\sigma_j^z\sigma_{j+1}^z }{2}.

Its eigenvalues are zero for an aligned bond and one for an antialigned bond. At h=0h=0,

−Jσjzσj+1z=−J+2Jnj+1/2dw.-J\sigma_j^z\sigma_{j+1}^z = -J + 2J n_{j+1/2}^{\mathrm{dw}}.

Therefore each domain wall costs

2J.2J.

For an open chain, a configuration can contain one domain wall. On a periodic ferromagnetic ring, the number of domain walls is even because every change from up to down must eventually be followed by a change back.

Acting with σjx\sigma_j^x reverses sjs_j. It changes the status of the two adjacent bonds:

(j−12)and(j+12).(j-\tfrac12) \quad \text{and} \quad (j+\tfrac12).

Depending on the configuration, a spin flip can:

  • create two domain walls;
  • annihilate two domain walls;
  • move one domain wall by one site.

The transverse field therefore supplies domain-wall dynamics. The ordered-to-paramagnetic transition can be understood as the point where quantum domain-wall fluctuations proliferate strongly enough to destroy long-range zz order.

At h=0h=0 and J>0J>0, the two ferromagnetic product states are

∣⇑⟩=∣↑↑⋯↑⟩,\lvert\Uparrow\rangle = \lvert\uparrow\uparrow\cdots\uparrow\rangle,

and

∣⇓⟩=∣↓↓⋯↓⟩.\lvert\Downarrow\rangle = \lvert\downarrow\downarrow\cdots\downarrow\rangle.

For an open chain their energy is

EO=−(L−1)J.E_{\mathrm O} = -(L-1)J.

For a periodic chain it is

EP=−LJ.E_{\mathrm P} = -LJ.

The two states are exactly degenerate at h=0h=0. A nonzero transverse field mixes them only through sequences that flip every spin, so their finite-size splitting is exponentially small in LL throughout the ordered regime.

At J=0J=0 and h>0h>0, each site independently minimizes

−hσjx.-h\sigma_j^x.

The ground state is

∣→⟩=∣+x⟩⊗L,\lvert\rightarrow\rangle = \lvert +x\rangle^{\otimes L},

where

σjx∣+x⟩j=∣+x⟩j.\sigma_j^x \lvert +x\rangle_j = \lvert +x\rangle_j.

Its energy is

E0=−hL.E_0=-hL.

Flipping one site to ∣−x⟩\lvert-x\rangle costs

2h.2h.

For large but finite gg, exchange dresses these local excitations and entangles the ground state, but the phase remains a quantum paramagnet with no spontaneous zz magnetization.

Transverse-field Ising chain and the closing bulk gap between ordered and paramagnetic regimes

The ferromagnetic one-dimensional chain balances zz-axis exchange against an xx-directed field. In the infinite chain with J>0J>0 and g=h/J≥0g=h/J\ge0, the bulk quasiparticle gap closes at g=1g=1 and reopens in the quantum paramagnet.

Define

P=∏j=1Lσjx.\mathcal P = \prod_{j=1}^{L} \sigma_j^x.

Because operators on different sites commute,

P2=I.\mathcal P^2=I.

Conjugation gives

PσjzP−1=−σjz,\mathcal P \sigma_j^z \mathcal P^{-1} = -\sigma_j^z,

and

PσjxP−1=σjx.\mathcal P \sigma_j^x \mathcal P^{-1} = \sigma_j^x.

Every Ising bond contains two σz\sigma^z factors, so

[P,H]=0.[\mathcal P,H] = 0.

The eigenvalues

p=±1p=\pm1

label two exact parity sectors.

The longitudinal magnetization per site is

Mz=1L∑j=1Lσjz.M_z = \frac1L \sum_{j=1}^{L} \sigma_j^z.

It is odd under the symmetry:

PMzP−1=−Mz.\mathcal P M_z\mathcal P^{-1} = -M_z.

If a finite-chain eigenstate has definite parity,

P∣ψp⟩=p∣ψp⟩,\mathcal P\lvert\psi_p\rangle = p\lvert\psi_p\rangle,

then

⟨ψp∣Mz∣ψp⟩=0.\langle\psi_p \vert M_z\vert \psi_p\rangle = 0.

This exact zero does not rule out an ordered thermodynamic phase.

At h=0h=0, parity eigenstates can be formed as

∣cat±⟩=∣⇑⟩±∣⇓⟩2.\lvert\mathrm{cat}_\pm\rangle = \frac{ \lvert\Uparrow\rangle \pm \lvert\Downarrow\rangle }{\sqrt2}.

They satisfy

P∣cat±⟩=±∣cat±⟩.\mathcal P \lvert\mathrm{cat}_\pm\rangle = \pm \lvert\mathrm{cat}_\pm\rangle.

Each has

⟨Mz⟩=0,\langle M_z\rangle=0,

but

⟨Mz2⟩=1.\langle M_z^2\rangle=1.

Long-range two-point correlations and magnetization fluctuations reveal order that the one-point function hides. Their pointwise, squared-order, and finite-size peak criteria are developed in Long-Range Order.

In the infinite ordered phase, one may select a branch with an infinitesimal longitudinal source. Schematically,

mz=lim⁡λ→0+lim⁡L→∞⟨Mz⟩H−λ∑jσjz.m_z = \lim_{\lambda\to0^+} \lim_{L\to\infty} \left\langle M_z \right\rangle_{H-\lambda\sum_j\sigma_j^z}.

The order of limits matters. Reversing them keeps a finite system in a parity eigenstate and gives zero.

For the infinite chain,

mz={(1−g2)1/8,0≤g<1,0,g≥1.m_z = \begin{cases} (1-g^2)^{1/8}, & 0\le g<1, \\ 0, & g\ge1. \end{cases}

The formula refers to a selected symmetry-broken ground state. It is not the expectation value in a finite parity eigenstate.

For the infinite ferromagnetic chain:

RegimeGround-state structureLong-distance behavior
0≤g<10\le g<1ordered, two thermodynamic branchesmz≠0m_z\ne0 and long-range zzzz correlations
g=1g=1scale invariantgapless with algebraic correlations
g>1g>1quantum paramagnetunique symmetric bulk phase with exponentially decaying zzzz correlations

The words ordered and paramagnetic describe thermodynamic regimes. A finite chain has discrete levels and analytic ground-state data away from exact crossings; it does not literally contain two infinite-volume phases.

Define

Czz(r)=⟨σjzσj+rz⟩.C_{zz}(r) = \langle \sigma_j^z \sigma_{j+r}^z \rangle.

In a selected ordered ground state,

lim⁡r→∞Czz(r)=mz2.\lim_{r\to\infty} C_{zz}(r) = m_z^2.

In the paramagnet,

Czz(r)∼e−r/ξC_{zz}(r) \sim e^{-r/\xi}

up to algebraic prefactors. At criticality,

Czz(r)∼Ar1/4,C_{zz}(r) \sim \frac{A}{r^{1/4}},

where AA is nonuniversal while the exponent 1/41/4 is universal for the one-dimensional quantum Ising critical point.

The transverse magnetization is

Mx=1L∑jσjx.M_x = \frac1L \sum_j \sigma_j^x.

For a nondegenerate finite-size ground state, Hellmann–Feynman gives

∂E0∂h=−⟨∑jσjx⟩.\frac{\partial E_0}{\partial h} = - \left\langle \sum_j\sigma_j^x \right\rangle.

Thus

⟨Mx⟩=−1L∂E0∂h.\langle M_x\rangle = - \frac1L \frac{\partial E_0}{\partial h}.

Unlike MzM_z, the transverse magnetization is even under P\mathcal P and can be nonzero in both phases. It approaches one as g→∞g\to\infty.

Adding

Hλ=−λ∑jσjzH_\lambda = -\lambda \sum_j \sigma_j^z

explicitly breaks the global spin-flip symmetry:

[P,H+Hλ]≠0(λ≠0).[\mathcal P,H+H_\lambda] \ne 0 \qquad (\lambda\ne0).

The longitudinal field selects one magnetization direction and generally destroys the free-fermion integrability of the nearest-neighbor chain. Results for λ=0\lambda=0 should not be transferred to λ≠0\lambda\ne0 without a new analysis.

For an open chain, introduce operators on dual links:

μj+1/2x=σjzσj+1z,\mu_{j+1/2}^x = \sigma_j^z\sigma_{j+1}^z,

and

μj+1/2z=∏ℓ≤jσℓx.\mu_{j+1/2}^z = \prod_{\ell\le j} \sigma_\ell^x.

Then neighboring dual strings give

μj−1/2zμj+1/2z=σjx.\mu_{j-1/2}^z \mu_{j+1/2}^z = \sigma_j^x.

The bulk Hamiltonian becomes

H⟷−J∑jμj+1/2x−h∑jμj−1/2zμj+1/2z,H \longleftrightarrow - J \sum_j \mu_{j+1/2}^x - h \sum_j \mu_{j-1/2}^z \mu_{j+1/2}^z,

up to boundary terms and edge degrees of freedom.

The dual Hamiltonian has the same form with field and exchange interchanged:

J⟷h.J \longleftrightarrow h.

Equivalently,

g⟷1g.g \longleftrightarrow \frac1g.

The self-dual value is

g=1.g=1.

Duality exchanges the ordered and disordered descriptions. It strongly identifies the candidate transition point, but self-duality alone does not prove that every self-dual model has one unique continuous transition. The exact solution supplies that additional information here.

The one-dimensional nearest-neighbor model at zero longitudinal field is integrable. A standard route is:

  1. rotate spin axes so the Ising coupling lies along xx and the field along zz;
  2. apply a Jordan–Wigner transformation from spins to fermions;
  3. separate fermion-parity sectors and impose the corresponding boundary conditions;
  4. Fourier transform the quadratic fermion Hamiltonian;
  5. perform a Bogoliubov rotation that diagonalizes its pairing terms.

The result is a set of independent fermionic quasiparticles. The mapping is nonlocal, and the periodic spin chain does not become a single periodic fermion problem without parity qualifications.

Adding a generic longitudinal field destroys this free-fermion integrability. The mixed-field chain is therefore a standard finite-size testbed for the eigenstate thermalization hypothesis, provided exact reflection and other symmetries are resolved before comparing eigenstates.

Let q=kaq=ka be dimensionless crystal momentum, with lattice spacing aa. In the thermodynamic limit,

ε(q)=2J1+g2−2gcos⁡q.\varepsilon(q) = 2J \sqrt{ 1+g^2-2g\cos q }.

Equivalent forms include

ε(q)=2J(g−cos⁡q)2+sin⁡2q.\varepsilon(q) = 2J \sqrt{ (g-\cos q)^2 + \sin^2q }.

The dispersion is nonnegative and periodic in qq.

The exact finite-chain set of allowed momenta depends on spin boundary conditions and fermion parity. The continuous function above is the bulk result, not a complete finite-size spectrum by itself.

For g≥0g\ge0, the minimum occurs at q=0q=0. Therefore

Δbulk=ε(0)=2J∣1−g∣.\Delta_{\mathrm{bulk}} = \varepsilon(0) = 2J \lvert1-g\rvert.

The bulk gap is nonzero for

g≠1g\ne1

and closes at

gc=1.g_c=1.

This gap is the quasiparticle mass scale in the infinite system. In the ordered phase it must be distinguished from the exponentially small splitting between finite-size parity partners.

At g=1g=1,

ε(q)=2J2−2cos⁡q.\varepsilon(q) = 2J \sqrt{ 2-2\cos q }.

Using

2−2cos⁡q=4sin⁡2q2,2-2\cos q = 4\sin^2\frac q2,

gives

ε(q)=4J∣sin⁡q2∣.\varepsilon(q) = 4J \left| \sin\frac q2 \right|.

For ∣q∣≪1\lvert q\rvert\ll1,

ε(q)∼2J∣q∣.\varepsilon(q) \sim 2J\lvert q\rvert.

Restoring q=kaq=ka, the low-energy velocity is

v=2Jaℏ.v = \frac{2Ja}{\hbar}.

The linear dispersion implies dynamical exponent

z=1.z=1.

Near the transition,

Δbulk=2J∣1−g∣.\Delta_{\mathrm{bulk}} = 2J \lvert1-g\rvert.

Relativistic scaling with z=1z=1 gives

Δ∼ξ−1.\Delta \sim \xi^{-1}.

Hence

ξ∼∣1−g∣−1,\xi \sim \lvert1-g\rvert^{-1},

so

ν=1.\nu=1.

The model-specific values z=ν=1z=\nu=1 agree with the two-dimensional classical Ising universality class. The general meaning and extraction of these exponents belong to Critical Exponents and Scaling.

In the thermodynamic limit, the ground-state energy per site is

e0(g)=−12∫−ππdq2π ε(q).e_0(g) = - \frac12 \int_{-\pi}^{\pi} \frac{dq}{2\pi} \, \varepsilon(q).

Equivalently,

e0(g)=−Jπ∫0πdq 1+g2−2gcos⁡q.e_0(g) = - \frac{J}{\pi} \int_0^\pi dq\, \sqrt{ 1+g^2-2g\cos q }.

The limiting checks are

e0(0)=−J,e_0(0)=-J,

and

e0(g)∼−Jg=−h(g→∞).e_0(g) \sim -Jg = -h \qquad (g\to\infty).

The energy itself remains continuous at g=1g=1, while higher derivatives reveal the critical nonanalyticity.

For the infinite chain in the convention used here:

QuantityExact critical behavior
critical couplinggc=1g_c=1
bulk gapΔ=2J∣1−g∣\Delta=2J\lvert1-g\rvert
dynamical exponentz=1z=1
correlation-length exponentν=1\nu=1
order-parameter exponentβop=1/8\beta_{\mathrm{op}}=1/8
critical zzzz exponentη=1/4\eta=1/4
conformal central chargec=1/2c=1/2

These values characterize the clean nearest-neighbor chain. Disorder, long-range interactions, dissipation, or additional fields can change the universality class or remove integrability.

At g=0g=0, the bulk formula gives

ε(q)=2J.\varepsilon(q)=2J.

This is the energy assigned to one fermionic domain-wall quasiparticle in the infinite-chain description. On a periodic spin ring, domain walls occur in pairs, so a physical excitation within a fixed boundary and parity sector can cost 4J4J at h=0h=0.

The distinction between a quasiparticle dispersion and the lowest allowed finite-size many-body excitation is essential. Boundary conditions and global constraints decide which quasiparticle occupations represent physical spin states.

Because

[P,H]=0,[\mathcal P,H]=0,

the Hilbert space splits as

H=H+⊕H−.\mathcal H = \mathcal H_+ \oplus \mathcal H_-.

For L≥1L\ge1,

dim⁡H+=dim⁡H−=2L−1.\dim\mathcal H_+ = \dim\mathcal H_- = 2^{L-1}.

Exact diagonalization can work in either parity block. For a periodic uniform chain, translation and reflection can provide further block structure.

The Jordan–Wigner transform ties fermion boundary conditions to P\mathcal P. Ignoring that relation can produce incorrect finite-size momentum grids or an unphysical ground-state sector.

Finite Ising-chain discussions often mix three quantities.

  1. Symmetry-partner splitting: the energy difference between the lowest even and odd parity states. It is exponentially small in LL throughout the ordered phase.
  2. Bulk excitation gap: the cost of a local quasiparticle excitation. It remains finite away from g=1g=1.
  3. Finite-size critical gap: at g=1g=1, low levels scale as v/Lv/L with coefficients fixed by boundary conditions and operator sectors.

A numerical plot labeled only “the gap” is incomplete.

At g=1g=1, the dispersion is linear:

ε(k)∼ℏv∣k∣.\varepsilon(k) \sim \hbar v\lvert k\rvert.

Finite length quantizes momenta in steps of order

Δk∼1L.\Delta k \sim \frac1L.

Therefore a low critical excitation scales as

ΔL∝ℏvL.\Delta_L \propto \frac{\hbar v}{L}.

The proportionality constant depends on open versus periodic boundaries and on the parity or conformal sector. The robust statement is the power

ΔL∝L−1,\Delta_L\propto L^{-1},

consistent with z=1z=1.

For L=2L=2 with one exchange bond,

H2=−Jσ1zσ2z−h(σ1x+σ2x).H_2 = -J\sigma_1^z\sigma_2^z - h \left( \sigma_1^x+\sigma_2^x \right).

Define parity-even states

∣ϕ+⟩=∣↑↑⟩+∣↓↓⟩2,\lvert\phi_+\rangle = \frac{ \lvert\uparrow\uparrow\rangle + \lvert\downarrow\downarrow\rangle }{\sqrt2},

and

∣ψ+⟩=∣↑↓⟩+∣↓↑⟩2.\lvert\psi_+\rangle = \frac{ \lvert\uparrow\downarrow\rangle + \lvert\downarrow\uparrow\rangle }{\sqrt2}.

The even block is

H+=(−J−2h−2hJ).H_+ = \begin{pmatrix} -J&-2h\\ -2h&J \end{pmatrix}.

Its energies are

E±(+)=±J2+4h2.E_\pm^{(+)} = \pm \sqrt{ J^2+4h^2 }.

The parity-odd states are

∣ϕ−⟩=∣↑↑⟩−∣↓↓⟩2,\lvert\phi_-\rangle = \frac{ \lvert\uparrow\uparrow\rangle - \lvert\downarrow\downarrow\rangle }{\sqrt2},

and

∣ψ−⟩=∣↑↓⟩−∣↓↑⟩2.\lvert\psi_-\rangle = \frac{ \lvert\uparrow\downarrow\rangle - \lvert\downarrow\uparrow\rangle }{\sqrt2}.

The transverse-field sum annihilates both states, so

Eϕ−=−J,Eψ−=J.E_{\phi_-}=-J, \qquad E_{\psi_-}=J.

For h>0h>0, the ground state is even with energy

E0=−J2+4h2.E_0 = - \sqrt{ J^2+4h^2 }.

This dimer is a finite analytic crossover, not a phase transition.

Write

tan⁡ϑ=2hJ,0≤ϑ<π2.\tan\vartheta = \frac{2h}{J}, \qquad 0\le\vartheta<\frac{\pi}{2}.

The normalized ground state is

∣Ω2⟩=cos⁡ϑ2∣ϕ+⟩+sin⁡ϑ2∣ψ+⟩.\lvert\Omega_2\rangle = \cos\frac{\vartheta}{2} \lvert\phi_+\rangle + \sin\frac{\vartheta}{2} \lvert\psi_+\rangle.

At h=0h=0, this is the even ferromagnetic cat ∣ϕ+⟩\lvert\phi_+\rangle. As h/J→∞h/J\to\infty,

∣Ω2⟩⟶∣+x,+x⟩.\lvert\Omega_2\rangle \longrightarrow \lvert+x,+x\rangle.

The dimer makes the finite-size interpolation explicit: the exact symmetric ground state evolves smoothly between two limits.

Tracing out either spin gives two eigenvalues

λ±=12(1±sin⁡ϑ),\lambda_\pm = \frac12 \left( 1 \pm \sin\vartheta \right),

where

sin⁡ϑ=2hJ2+4h2.\sin\vartheta = \frac{2h}{ \sqrt{J^2+4h^2} }.

The one-spin entanglement entropy is

S1=−∑α=±λαln⁡λα.S_1 = - \sum_{\alpha=\pm} \lambda_\alpha \ln\lambda_\alpha.

At h=0h=0, the even cat has

S1=ln⁡2.S_1=\ln2.

At h/J→∞h/J\to\infty, the product paramagnet has

S1→0.S_1\to0.

The entropy ln⁡2\ln2 at h=0h=0 belongs to the finite parity cat. Either selected broken product state has zero bipartite entanglement.

Both phases are gapped away from g=1g=1. In one dimension, a ground-state interval entropy approaches a size-independent constant once the interval is much larger than the correlation length, subject to boundary and cat-state contributions.

Near criticality, the saturation value grows logarithmically with the correlation length. For a single cut in an infinite gapped chain,

S∼c6ln⁡ξa0+constant,S \sim \frac{c}{6} \ln\frac{\xi}{a_0} + \text{constant},

for the standard conformal scaling geometry, with

c=12.c=\frac12.

The microscopic cutoff a0a_0 and additive constant are nonuniversal.

For a periodic critical chain of length LL, the ground-state entropy of an interval of ℓ\ell consecutive sites has the conformal form

S(ℓ,L)=c3ln⁡[Lπa0sin⁡(πℓL)]+s1+o(1),\begin{aligned} S(\ell,L) ={}& \frac{c}{3} \ln \left[ \frac{L}{\pi a_0} \sin \left( \frac{\pi\ell}{L} \right) \right] \\ &+ s_1 + o(1), \end{aligned}

with

c=12.c=\frac12.

For an interval adjacent to an open boundary, the logarithmic coefficient becomes c/6c/6, with boundary-dependent constants. The general entropy definitions and area-law context live in Entanglement Entropy in Many-Body Systems. Geometry-correct estimators and the c=1/2c=1/2 finite-entanglement benchmark are developed in Entanglement and Criticality.

At g=1g=1, the low-energy theory is described by a massless Majorana field with central charge

c=12.c=\frac12.

Detuning g−1g-1 generates a mass whose magnitude is proportional to the bulk gap. The relativistic continuum description is emergent: the microscopic spin chain has a lattice, a preferred time coordinate, and no fundamental Lorentz symmetry.

The broader operator-to-field and scaling bridge is developed in Why Many-Body QM Leads to QFT.

A Trotter decomposition represents the dd-dimensional quantum Ising partition function as an anisotropic classical Ising model in d+1d+1 Euclidean dimensions. For the chain, the zero-temperature critical exponents match those of the two-dimensional classical Ising model.

This correspondence explains the exponent values, but it is not a statement that a finite quantum chain is literally a two-dimensional magnet. Imaginary time, anisotropic couplings, limits, and observable dictionaries must be handled explicitly. The general mapping belongs to Quantum Phase Transitions, Universality owns the class-matching criteria, and Critical Exponents and Scaling owns the exact Ising exponent check, dynamic exponent, correction terms, and finite-size collapse.

The ordered and paramagnetic regimes above are zero-temperature phases. For finite-range interactions in one spatial dimension, the clean chain has no nonzero-temperature Ising ordering transition. Any T>0T>0 gives a finite density of thermally excited domain walls and a finite longitudinal correlation length.

There can still be broad low-temperature crossover regimes controlled by the nearby zero-temperature critical point. A crossover is not a finite-temperature phase boundary. Finite-Temperature Phase Transitions states the thermodynamic and finite-size criteria behind that distinction.

In the σz\sigma^z product basis, the exchange energy is diagonal:

⟨s∣HJ∣s⟩=−J∑⟨j,j+1⟩sjsj+1.\langle\mathbf s\vert H_J\vert\mathbf s\rangle = -J \sum_{\langle j,j+1\rangle} s_js_{j+1}.

The field connects a configuration only to the LL configurations obtained by flipping one bit:

⟨s(j)∣Hh∣s⟩=−h.\langle \mathbf s^{(j)} \vert H_h\vert \mathbf s \rangle = -h.

Thus each matrix row has at most one diagonal contribution and LL one-spin-flip entries before symmetry reduction. The matrix dimension is 2L2^L, but the number of nonzero entries per row grows only linearly with LL.

This structure makes the chain a standard benchmark for Sparse Matrices, Krylov methods, and matrix-free Hamiltonian actions. The MB-B001 and MB-B009 contracts in Benchmark Problems fix small-chain spectra, trace moments, and the exact critical open-chain gap sequence.

For a finite chain:

  1. choose open or periodic bonds;
  2. fix the Pauli and coupling convention;
  3. encode each σz\sigma^z configuration as an LL-bit integer;
  4. add the diagonal exchange energy;
  5. generate each transverse-field neighbor with one bit flip;
  6. block by parity and, when available, translation or reflection;
  7. compute several low levels in both parity sectors;
  8. label the symmetry-partner and bulk gaps separately;
  9. evaluate Mz2M_z^2, correlations, and entanglement;
  10. repeat across LL before making a thermodynamic claim.

Reliable checks include:

  • at h=0h=0, reproduce the classical configuration energies and exact ferromagnetic degeneracy;
  • at J=0J=0, obtain the product-state ladder with level spacing 2h2h;
  • verify [P,H]=0[\mathcal P,H]=0 numerically;
  • confirm equal parity-block dimensions;
  • compare the L=2L=2 spectrum with the analytic result;
  • verify that the critical low gap scales approximately as L−1L^{-1};
  • distinguish open-chain edge effects from periodic bulk behavior;
  • check that increasing LL sharpens, rather than invents, critical signatures.

The model can describe actual magnetic moments only when the physical anisotropy and field coupling justify the pseudospin Hamiltonian. It can also describe effective two-level variables in atomic, molecular, optical, superconducting, or programmable systems.

The symbol σ\boldsymbol\sigma may represent a true spin, a crystal-field doublet, two charge configurations, or another qubit-like degree of freedom. The Z2\mathbb Z_2 operation and measured magnetization must be interpreted in that physical encoding.

Agreement with an Ising Hamiltonian over one energy range does not prove that longer-range couplings, longitudinal fields, decoherence, or leakage are absent.

Common extensions include:

  • a longitudinal field;
  • next-nearest-neighbor or long-range Ising exchange;
  • spatially varying JjJ_j or hjh_j;
  • coupling to a bath;
  • time-dependent driving;
  • additional xxxx, yyyy, or Heisenberg exchange;
  • higher-dimensional lattices.

Most such extensions are not diagonalized by the free-fermion method used for the clean chain. Some retain other special structures, but exact solvability is exceptional and must be demonstrated.

  • Confusing the diagonal h=0h=0 quantum Hamiltonian with every classical Ising statistical problem.
  • Forgetting whether σα\sigma^\alpha or sα=σα/2s^\alpha=\sigma^\alpha/2 appears in the Hamiltonian.
  • Quoting gc=1g_c=1 without stating the coupling normalization.
  • Treating finite-chain ⟨Mz⟩=0\langle M_z\rangle=0 as evidence against thermodynamic order.
  • Calling the exponentially small parity splitting the bulk gap.
  • Using the bulk dispersion with an arbitrary finite momentum grid and ignoring parity.
  • Forgetting that periodic domain walls occur in pairs.
  • Applying the exact free-fermion solution after adding a longitudinal field.
  • Interpreting the finite dimer crossover as a phase transition.
  • Comparing open and periodic spectra without correcting the bond count.
  • Treating the critical Majorana field as a fundamental relativistic particle.
  • Inferring a universal entanglement coefficient without specifying boundary geometry and logarithm convention.
ItemResult for the clean ferromagnetic chain
Hamiltonian−J∑jσjzσj+1z−h∑jσjx-J\sum_j\sigma_j^z\sigma_{j+1}^z-h\sum_j\sigma_j^x
dimensionless couplingg=h/Jg=h/J
symmetryP=∏jσjx\mathcal P=\prod_j\sigma_j^x
order parameterMz=L−1∑jσjzM_z=L^{-1}\sum_j\sigma_j^z
critical pointgc=1g_c=1
bulk dispersion2J1+g2−2gcos⁡q2J\sqrt{1+g^2-2g\cos q}
bulk gap2J∣1−g∣2J\lvert1-g\rvert
selected-state magnetization(1−g2)1/8(1-g^2)^{1/8} for g<1g<1
critical dataz=ν=1z=\nu=1, βop=1/8\beta_{\mathrm{op}}=1/8, c=1/2c=1/2

The transverse-field Ising chain is quantum because its exchange and field terms do not commute. Exchange suppresses domain walls and favors two zz-ordered branches; the transverse field flips spins and ultimately favors an xx-polarized paramagnet. Their competition produces a continuous transition at h=Jh=J in the stated Pauli-matrix convention.

After a ground-state quench, the same Bogoliubov sectors make the model an exact benchmark for Loschmidt-rate dynamical phase transitions: an equally populated critical momentum can generate Fisher-zero crossings and nonanalytic return-rate cusps.

The exact one-dimensional solution gives a fermionic quasiparticle gap 2J∣1−h/J∣2J\lvert1-h/J\rvert. Finite chains add essential structure: parity eigenstates have zero longitudinal magnetization, ordered parity partners split exponentially, physical domain walls obey boundary constraints, and critical gaps scale as L−1L^{-1}. Entanglement distinguishes finite symmetry cats, gapped product-like regimes, and the c=1/2c=1/2 critical point.

Exercise 1: Noncommuting terms and conserved parity

Section titled “Exercise 1: Noncommuting terms and conserved parity”

For

H=−J∑jσjzσj+1z−h∑jσjx,H = -J \sum_j \sigma_j^z\sigma_{j+1}^z - h \sum_j \sigma_j^x,

show that the exchange and field parts do not commute, but that

P=∏jσjx\mathcal P = \prod_j\sigma_j^x

commutes with HH.

Solution

On a shared site,

[σjzσj+1z,σjx]=2iσjyσj+1z≠0.[ \sigma_j^z\sigma_{j+1}^z, \sigma_j^x ] = 2i \sigma_j^y\sigma_{j+1}^z \ne0.

Thus [HJ,Hh]≠0[H_J,H_h]\ne0 when both couplings are present.

For parity,

PσjzP−1=−σjz,\mathcal P\sigma_j^z\mathcal P^{-1} = -\sigma_j^z,

so a bond transforms as

Pσjzσj+1zP−1=σjzσj+1z.\mathcal P \sigma_j^z\sigma_{j+1}^z \mathcal P^{-1} = \sigma_j^z\sigma_{j+1}^z.

Every σjx\sigma_j^x also commutes with the product of all σℓx\sigma_\ell^x. Hence

[P,H]=0.[\mathcal P,H]=0.

At h=0h=0 and J>0J>0, express the energy of a configuration in terms of its number of domain walls. Why must a periodic chain have an even number?

Solution

For each bond,

−Jsjsj+1=−J+2J1−sjsj+12.-Js_js_{j+1} = -J + 2J \frac{1-s_js_{j+1}}{2}.

Therefore

E=EF+2JNdw,E = E_{\mathrm F} + 2J N_{\mathrm{dw}},

where EF=−(L−1)JE_{\mathrm F}=-(L-1)J for an open chain and EF=−LJE_{\mathrm F}=-LJ for a periodic chain.

On a ring, every change from +1+1 to −1-1 must be followed somewhere by a change from −1-1 back to +1+1 before returning to the initial site. Domain walls therefore occur in pairs, so NdwN_{\mathrm{dw}} is even.

Diagonalize the open two-site Hamiltonian

H2=−Jσ1zσ2z−h(σ1x+σ2x)H_2 = -J\sigma_1^z\sigma_2^z - h \left( \sigma_1^x+\sigma_2^x \right)

by parity.

Solution

In the even basis

{∣ϕ+⟩,∣ψ+⟩},\left\{ \lvert\phi_+\rangle, \lvert\psi_+\rangle \right\},

the matrix is

H+=(−J−2h−2hJ).H_+ = \begin{pmatrix} -J&-2h\\ -2h&J \end{pmatrix}.

Its eigenvalues are

E±(+)=±J2+4h2.E_\pm^{(+)} = \pm \sqrt{J^2+4h^2}.

In the odd basis

{∣ϕ−⟩,∣ψ−⟩},\left\{ \lvert\phi_-\rangle, \lvert\psi_-\rangle \right\},

the field term vanishes and the energies are

Eϕ−=−J,Eψ−=J.E_{\phi_-}=-J, \qquad E_{\psi_-}=J.

Thus the full spectrum is

{−J2+4h2,−J,J,J2+4h2}.\left\{ - \sqrt{J^2+4h^2}, -J, J, \sqrt{J^2+4h^2} \right\}.

Using

μj+1/2x=σjzσj+1z,\mu_{j+1/2}^x = \sigma_j^z\sigma_{j+1}^z,

and

μj+1/2z=∏ℓ≤jσℓx,\mu_{j+1/2}^z = \prod_{\ell\le j} \sigma_\ell^x,

show that the bulk Hamiltonian exchanges JJ and hh under duality.

Solution

The Ising bond is directly

σjzσj+1z=μj+1/2x.\sigma_j^z\sigma_{j+1}^z = \mu_{j+1/2}^x.

Neighboring strings cancel except at site jj:

μj−1/2zμj+1/2z=(∏ℓ≤j−1σℓx)(∏ℓ≤jσℓx)=σjx.\begin{aligned} \mu_{j-1/2}^z \mu_{j+1/2}^z &= \left( \prod_{\ell\le j-1}\sigma_\ell^x \right) \left( \prod_{\ell\le j}\sigma_\ell^x \right) \\ &= \sigma_j^x. \end{aligned}

Hence the bulk terms become

H⟷−J∑jμj+1/2x−h∑jμj−1/2zμj+1/2z.H \longleftrightarrow - J \sum_j\mu_{j+1/2}^x - h \sum_j \mu_{j-1/2}^z \mu_{j+1/2}^z.

This has the same structure with field and exchange exchanged, up to boundary terms. Therefore g=h/Jg=h/J maps to 1/g1/g, and the self-dual value is g=1g=1.

Starting from

ε(q)=2J1+g2−2gcos⁡q,\varepsilon(q) = 2J \sqrt{ 1+g^2-2g\cos q },

find the bulk gap for g≥0g\ge0 and determine zz and ν\nu.

Solution

The expression under the square root is minimized at q=0q=0, so

Δ=ε(0)=2J∣1−g∣.\Delta = \varepsilon(0) = 2J\lvert1-g\rvert.

At g=1g=1,

ε(q)=4J∣sin⁡q2∣∼2J∣q∣.\varepsilon(q) = 4J \left| \sin\frac q2 \right| \sim 2J\lvert q\rvert.

The critical dispersion is linear, giving

z=1.z=1.

Near criticality,

Δ∝∣1−g∣.\Delta \propto \lvert1-g\rvert.

Since Δ∼ξ−z\Delta\sim\xi^{-z} and z=1z=1,

ξ∼∣1−g∣−1,\xi \sim \lvert1-g\rvert^{-1},

so

ν=1.\nu=1.

For

∣cat+⟩=∣⇑⟩+∣⇓⟩2,\lvert\mathrm{cat}_+\rangle = \frac{ \lvert\Uparrow\rangle + \lvert\Downarrow\rangle }{\sqrt2},

compute ⟨Mz⟩\langle M_z\rangle, ⟨Mz2⟩\langle M_z^2\rangle, and ⟨σizσjz⟩\langle\sigma_i^z\sigma_j^z\rangle.

Solution

The two branches have opposite magnetization:

Mz∣⇑⟩=∣⇑⟩,Mz∣⇓⟩=−∣⇓⟩.M_z\lvert\Uparrow\rangle = \lvert\Uparrow\rangle, \qquad M_z\lvert\Downarrow\rangle = -\lvert\Downarrow\rangle.

Their equal superposition therefore gives

⟨Mz⟩=0.\langle M_z\rangle=0.

Both branches are eigenstates of Mz2M_z^2 with eigenvalue one, so

⟨Mz2⟩=1.\langle M_z^2\rangle=1.

For any distinct or equal sites,

σizσjz\sigma_i^z\sigma_j^z

has eigenvalue +1+1 on both branches. Cross terms vanish, and

⟨σizσjz⟩=1.\langle \sigma_i^z\sigma_j^z \rangle = 1.

The one-point order parameter vanishes by parity, while fluctuations and long-range correlations retain the ordered structure.

Partition a nontrivial chain into regions AA and BB. Compare the entanglement entropy of ∣⇑⟩\lvert\Uparrow\rangle, ∣cat+⟩\lvert\mathrm{cat}_+\rangle, and ∣+x⟩⊗L\lvert+x\rangle^{\otimes L}.

Solution

Both product states factor across the cut:

∣⇑⟩=∣⇑⟩A⊗∣⇑⟩B,\lvert\Uparrow\rangle = \lvert\Uparrow\rangle_A \otimes \lvert\Uparrow\rangle_B,

and

∣+x⟩⊗L=∣+x⟩A⊗∣+x⟩B.\lvert+x\rangle^{\otimes L} = \lvert+x\rangle_A \otimes \lvert+x\rangle_B.

Their entanglement entropies are zero.

For the cat state,

∣cat+⟩=12(∣⇑⟩A∣⇑⟩B+∣⇓⟩A∣⇓⟩B).\lvert\mathrm{cat}_+\rangle = \frac1{\sqrt2} \left( \lvert\Uparrow\rangle_A \lvert\Uparrow\rangle_B + \lvert\Downarrow\rangle_A \lvert\Downarrow\rangle_B \right).

The two branch states are orthogonal in both nonempty regions. The reduced density matrix has eigenvalues 1/21/2 and 1/21/2, so

SA=−2(12ln⁡12)=ln⁡2.S_A = -2 \left( \frac12\ln\frac12 \right) = \ln2.

This is global cat entanglement, not the same as the scale-dependent critical entanglement at g=1g=1.

Exercise 8: Sparse connectivity and symmetry blocks

Section titled “Exercise 8: Sparse connectivity and symmetry blocks”

In the σz\sigma^z basis for LL sites, how many configurations can the transverse field connect to a given basis configuration? What are the parity-block dimensions?

Solution

Each term σjx\sigma_j^x flips exactly one site. There are LL choices, so the field connects a basis configuration to LL distinct one-bit-flipped configurations.

The exchange term is diagonal. Thus a row has one diagonal entry and at most LL off-diagonal field entries.

The parity operator has eigenvalues ±1\pm1. Multiplying any σz\sigma^z configuration by the global spin flip pairs it with a distinct reversed configuration. Symmetric and antisymmetric combinations give one state in each sector per pair. Since there are 2L2^L configurations,

dim⁡H+=dim⁡H−=2L−1.\dim\mathcal H_+ = \dim\mathcal H_- = 2^{L-1}.