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Time-Independent Perturbation Theory

Time-independent perturbation theory extracts spectral information from a Hamiltonian that is close, in a precisely stated sense, to one whose eigenproblem is understood. It is the standard language for weak level shifts, induced state mixing, symmetry-resolved splittings, polarizabilities, and low-energy effective Hamiltonians.

The method is not the act of writing

H=H0+λV.H=H_0+\lambda V.

Its substance is choosing a useful H0H_0, identifying which spectral subspace must be treated together, finding dimensionless coupling-to-gap ratios, and deciding what the truncated series is entitled to claim.

This chapter owns the static method. Full atomic Stark and Zeeman spectroscopy, molecular structure, many-body expansions, and rigorous analytic perturbation theory retain their own canonical homes.

Let

H(λ)=H0+λVH(\lambda) = H_0+\lambda V

and consider

H(λ)∣n(λ)⟩=En(λ)∣n(λ)⟩.H(\lambda) \lvert n(\lambda)\rangle = E_n(\lambda) \lvert n(\lambda)\rangle.

For an isolated reference level, the Rayleigh–Schrödinger ansatz is

En(λ)=En(0)+λEn(1)+λ2En(2)+⋯ ,∣n(λ)⟩=∣n(0)⟩+λ∣n(1)⟩+λ2∣n(2)⟩+⋯ .\begin{aligned} E_n(\lambda) &= E_n^{(0)} + \lambda E_n^{(1)} + \lambda^2 E_n^{(2)} +\cdots, \\ \lvert n(\lambda)\rangle &= \lvert n^{(0)}\rangle + \lambda\lvert n^{(1)}\rangle + \lambda^2\lvert n^{(2)}\rangle +\cdots. \end{aligned}

The zeroth-order pair obeys

H0∣n(0)⟩=En(0)∣n(0)⟩.H_0\lvert n^{(0)}\rangle = E_n^{(0)} \lvert n^{(0)}\rangle.

The expansion is local in λ\lambda. It is also local in spectral structure: a formula derived for an isolated eigenvalue is not valid inside a degenerate multiplet or at a continuum threshold.

A mature perturbative calculation records at least the following.

QuestionWhat must be stated
Reference problemWhich eigenvalues, eigenstates, projectors, or resolvents of H0H_0 are known?
Operator settingAre H0H_0 and H(λ)H(\lambda) self-adjoint on a common domain, or is a quadratic-form treatment intended?
TargetIs the desired quantity an energy, state, expectation value, response coefficient, or effective Hamiltonian?
Spectral isolationIs the reference eigenvalue isolated, degenerate, nearly degenerate, or embedded in a continuum?
ControlWhich dimensionless matrix-element-to-gap ratios are small?
SymmetryWhich matrix elements vanish and which subspaces cannot mix?
NormalizationIs intermediate or unit normalization used for state corrections?
TruncationThrough which order is the answer retained, and how is the remainder assessed?

In a finite-dimensional Hilbert space, domain questions are invisible. For unbounded operators they are not. Textbook formulas are formal unless the perturbation preserves a suitable operator or form domain and the spectral object being followed has the required isolation. Kato’s analytic perturbation theory gives rigorous conditions; the elementary formulas here should not be presented as universal theorems for arbitrary unbounded VV.

The parameter λ\lambda may count orders, but physical smallness is set by dimensionless ratios. For an isolated state,

ϵmn=∣λVmn∣∣En(0)−Em(0)∣,Vmn=⟨m(0)∣V∣n(0)⟩.\epsilon_{mn} = \frac{ \lvert\lambda V_{mn}\rvert }{ \lvert E_n^{(0)}-E_m^{(0)}\rvert }, \qquad V_{mn} = \langle m^{(0)}\rvert V \lvert n^{(0)}\rangle.

The relevant ratios must be small for states that couple materially to ∣n(0)⟩\lvert n^{(0)}\rangle. A tiny perturbing energy can mix two nearly degenerate levels strongly. A large operator norm can be irrelevant if symmetry forbids its matrix elements in the target sector.

A single maximum over all states may be too crude or infinite. Practical control can require:

  • matrix-element-weighted gap estimates;
  • relative form bounds for unbounded perturbations;
  • convergence of sums over high-energy states;
  • a separated cluster rather than one separated level;
  • numerical comparison over the parameter interval of interest.

Use Small Parameters and Error Estimates before interpreting an order label as an error estimate.

For a nondegenerate reference state, this chapter commonly uses

⟨n(0)∣n(λ)⟩=1.\langle n^{(0)} \vert n(\lambda)\rangle = 1.

Consequently,

⟨n(0)∣n(r)⟩=0,r≥1.\langle n^{(0)} \vert n^{(r)}\rangle = 0, \qquad r\ge1.

This convention fixes the component of every correction parallel to the reference state. It is algebraically convenient, but the resulting series is not unit normalized term by term. When expectation values are computed beyond leading order, either restore unit normalization or retain the normalization denominator explicitly.

The phase of the exact eigenstate remains conventional. Smoothly fixing that phase is part of differentiating states with respect to λ\lambda.

Insert the series into the eigenvalue equation and equate powers of λ\lambda. At order r≥1r\ge1,

(H0−En(0))∣n(r)⟩=−V∣n(r−1)⟩+∑s=1rEn(s)∣n(r−s)⟩.\begin{aligned} \bigl(H_0-E_n^{(0)}\bigr) \lvert n^{(r)}\rangle ={}& -V\lvert n^{(r-1)}\rangle \\ &+ \sum_{s=1}^{r} E_n^{(s)} \lvert n^{(r-s)}\rangle. \end{aligned}

Projecting with ⟨n(0)∣\langle n^{(0)}\rvert and using intermediate normalization gives

En(r)=⟨n(0)∣V∣n(r−1)⟩.E_n^{(r)} = \langle n^{(0)}\rvert V \lvert n^{(r-1)}\rangle.

This recursion assumes that HH contains only H0+λVH_0+\lambda V. If the Hamiltonian itself has λ2\lambda^2 or higher terms, additional contributions enter at the corresponding orders.

Define

Pn=∣n(0)⟩⟨n(0)∣,Qn=I−Pn,P_n = \lvert n^{(0)}\rangle \langle n^{(0)}\rvert, \qquad Q_n=I-P_n,

and

Rn′≡Qn1En(0)−H0Qn.R_n' \equiv Q_n \frac{1} {E_n^{(0)}-H_0} Q_n.

The inverse is taken only on the complementary subspace. Under intermediate normalization,

∣n(r)⟩=Rn′[V∣n(r−1)⟩−∑s=1r−1En(s)∣n(r−s)⟩].\begin{aligned} \lvert n^{(r)}\rangle = R_n' \Bigg[ V\lvert n^{(r-1)}\rangle - \sum_{s=1}^{r-1} E_n^{(s)} \lvert n^{(r-s)}\rangle \Bigg]. \end{aligned}

For r=1r=1 this yields

∣n(1)⟩=∑m≠nVmnEn(0)−Em(0)∣m(0)⟩.\lvert n^{(1)}\rangle = \sum_{m\ne n} \frac{V_{mn}} {E_n^{(0)}-E_m^{(0)}} \lvert m^{(0)}\rangle.

The reduced-resolvent form exposes the central assumption: En(0)−H0E_n^{(0)}-H_0 must be invertible on the relevant complementary subspace. A degenerate state violates that assumption by construction.

For an isolated normalized reference state,

En(1)=⟨n(0)∣V∣n(0)⟩.E_n^{(1)} = \langle n^{(0)}\rvert V \lvert n^{(0)}\rangle.

The first-order state correction is

∣n(1)⟩=∑m≠n⟨m(0)∣V∣n(0)⟩En(0)−Em(0)∣m(0)⟩.\lvert n^{(1)}\rangle = \sum_{m\ne n} \frac{ \langle m^{(0)}\rvert V \lvert n^{(0)}\rangle }{ E_n^{(0)}-E_m^{(0)} } \lvert m^{(0)}\rangle.

The second-order energy correction is

En(2)=∑m≠n∣⟨m(0)∣V∣n(0)⟩∣2En(0)−Em(0).E_n^{(2)} = \sum_{m\ne n} \frac{ \lvert \langle m^{(0)}\rvert V \lvert n^{(0)}\rangle \rvert^2 }{ E_n^{(0)}-E_m^{(0)} }.

These formulas are derived together on Nondegenerate Perturbation Theory. Focused pages in this chapter separate their physical interpretations, symmetry tests, normalization issues, and worked examples.

En(1)E_n^{(1)} measures the diagonal response of the energy to the perturbation. It can vanish by symmetry even while the state changes at first order.

∣n(1)⟩\lvert n^{(1)}\rangle records induced mixing. It determines leading corrections to observables that are not already diagonal in the reference basis.

For a λ\lambda-independent observable AA and a unit-normalized state through first order,

⟨A⟩λ=⟨n(0)∣A∣n(0)⟩+2λ Re⁡⟨n(0)∣A∣n(1)⟩+O(λ2).\begin{aligned} \langle A\rangle_\lambda ={}& \langle n^{(0)}\rvert A \lvert n^{(0)}\rangle \\ &+ 2\lambda\, \operatorname{Re} \langle n^{(0)}\rvert A \lvert n^{(1)}\rangle + O(\lambda^2). \end{aligned}

A state correction is not itself observable. Its phase and component along the reference state depend on convention; observable matrix elements do not when all terms are treated consistently.

En(2)E_n^{(2)} measures virtual mixing with other reference states. For a nondegenerate ground state,

E0(2)=∑m≠0∣Vm0∣2E0(0)−Em(0)≤0,E_0^{(2)} = \sum_{m\ne0} \frac{\lvert V_{m0}\rvert^2} {E_0^{(0)}-E_m^{(0)}} \le0,

because every denominator is negative. For excited states, contributions from lower and higher states have opposite signs.

If a unitary symmetry UU commutes with H0H_0, reference states can be chosen in symmetry sectors. A perturbation with definite transformation properties connects only allowed sectors.

For parity,

PVP−1=πVV,\mathcal P V\mathcal P^{-1} = \pi_V V,

and parity eigenstates satisfy

Vmn=πmπVπnVmn.V_{mn} = \pi_m\pi_V\pi_n V_{mn}.

If πmπVπn=−1\pi_m\pi_V\pi_n=-1, the matrix element vanishes. Consequences include:

  • a vanishing first-order energy for an odd perturbation in a parity eigenstate;
  • sparse state corrections;
  • a changed leading order for an observable;
  • protected degeneracies when symmetry forbids mixing.

Selection rules reduce work and change error counting. They should be applied before a truncated sum is evaluated.

Isolated, Degenerate, and Nearly Degenerate Regimes

Section titled “Isolated, Degenerate, and Nearly Degenerate Regimes”
Spectral situationCorrect starting pointMain object
One isolated simple eigenvalueNondegenerate Rayleigh–Schrödinger theoryReduced resolvent Rn′R_n'
Exact finite degeneracyDegenerate perturbation theoryPVPPVP in the degenerate subspace
Cluster with small internal splittingsQuasi-degenerate or effective-subspace treatmentPHPPHP plus induced corrections
Level crossing with allowed couplingLocal two-state diagonalizationAvoided-crossing Hamiltonian
State near a continuum thresholdResolvent or scattering treatmentBoundary-valued Green function
Strongly preferred model spaceBrillouin–Wigner or Feshbach projectionEnergy-dependent Heff(E)H_{\mathrm{eff}}(E)

For an exactly degenerate eigenspace, first diagonalize

W=PVP.W=PVP.

Its eigenvectors define the good zeroth-order combinations and its eigenvalues give the first-order splittings. Corrections from Q=I−PQ=I-P are computed only after this internal problem is solved. The canonical derivation is Degenerate Perturbation Theory.

Exact degeneracy is not required for failure. If internal splittings are comparable to off-diagonal couplings, put the whole cluster in PP and diagonalize an effective Hamiltonian there. The boundary of the cluster must itself be controlled:

∥QVP∥Δout≪1.\frac{ \lVert QVP\rVert }{ \Delta_{\mathrm{out}} } \ll1.

Here Δout\Delta_{\mathrm{out}} is the separation from omitted states, interpreted in a norm or matrix-element sense appropriate to the problem.

Rayleigh–Schrödinger and Brillouin–Wigner

Section titled “Rayleigh–Schrödinger and Brillouin–Wigner”

The standard order-by-order expansion removes the unknown exact energy from denominators by expanding consistently in λ\lambda. Brillouin–Wigner theory retains EE inside a projected resolvent.

FeatureRayleigh–SchrödingerBrillouin–Wigner
Eigenvalue problemLinear at each perturbative orderNonlinear and self-consistent in EE
DenominatorsReference energiesExact or partially resummed energy
Order countingExplicitCan mix orders unless expanded carefully
NormalizationIntermediate normalization is naturalProjected-state normalization needs special care
Root selectionFollows a labeled reference branchMultiple self-consistent roots can appear
Effective-theory bridgeObtained order by orderDirect through an energy-dependent resolvent

For projectors PP and Q=I−PQ=I-P,

Heff(E)=PHP+PHQ1E−QHQQHP.H_{\mathrm{eff}}(E) = PHP + PHQ \frac{1}{E-QHQ} QHP.

This is exact where the inverse and projection setup are meaningful. Expanding its energy dependence recovers Rayleigh–Schrödinger coefficients; truncating it another way defines a different reorganization that requires its own error check.

See Brillouin–Wigner Perturbation Theory.

For a differentiable normalized eigenstate of a nondegenerate branch,

dEn(λ)dλ=⟨n(λ)∣∂H(λ)∂λ∣n(λ)⟩.\frac{dE_n(\lambda)}{d\lambda} = \left\langle n(\lambda) \left\vert \frac{\partial H(\lambda)} {\partial\lambda} \right\vert n(\lambda) \right\rangle.

For H(λ)=H0+λVH(\lambda)=H_0+\lambda V,

dEndλ∣λ=0=⟨n(0)∣V∣n(0)⟩=En(1).\left. \frac{dE_n}{d\lambda} \right|_{\lambda=0} = \langle n^{(0)}\rvert V \lvert n^{(0)}\rangle = E_n^{(1)}.

This relation is exact under its assumptions. Hellmann–Feynman Theorem gives the full proof and treats degenerate branches, parameter-dependent bases, approximate states, generalized forces, and changing domains.

Completeness gives exact identities such as

∑m∣⟨m∣A∣n⟩∣2=⟨n∣A†A∣n⟩,\sum_m \lvert \langle m\rvert A\lvert n\rangle \rvert^2 = \langle n\rvert A^\dagger A \lvert n\rangle,

provided the full discrete and continuum resolution is included.

Energy denominators generally prevent completeness from collapsing a perturbative sum directly. Alternatives include:

  • commutator sum rules;
  • an inhomogeneous Dalgarno–Lewis equation;
  • an explicitly justified closure approximation;
  • a resolvent matrix element;
  • numerical summation with convergence and exact-sum-rule checks.

The canonical guide is Sum Rules and Completeness Tricks.

Worked Benchmark: A Linear Force on the Oscillator

Section titled “Worked Benchmark: A Linear Force on the Oscillator”

Consider

H0=p22m+12mω2x2,V=Fx.H_0 = \frac{p^2}{2m} + \frac{1}{2}m\omega^2x^2, \qquad V=F x.

Parity gives

En(1)=F⟨n∣x∣n⟩=0.E_n^{(1)} = F\langle n\rvert x\lvert n\rangle = 0.

Using

x=ℏ2mω(a+a†),x = \sqrt{\frac{\hbar}{2m\omega}} \bigl(a+a^\dagger\bigr),

only m=n±1m=n\pm1 contribute at second order:

En(2)=F2ℏn/(2mω)ℏω+F2ℏ(n+1)/(2mω)−ℏω=−F22mω2.\begin{aligned} E_n^{(2)} ={}& \frac{ F^2\hbar n/(2m\omega) }{ \hbar\omega } \\ &+ \frac{ F^2\hbar(n+1)/(2m\omega) }{ -\hbar\omega } \\ ={}& -\frac{F^2}{2m\omega^2}. \end{aligned}

Completing the square gives the exact check:

12mω2x2+λFx=12mω2(x+λFmω2)2−λ2F22mω2.\begin{aligned} \frac{1}{2}m\omega^2x^2 + \lambda F x ={}& \frac{1}{2}m\omega^2 \left( x+\frac{\lambda F}{m\omega^2} \right)^2 \\ &- \frac{\lambda^2F^2} {2m\omega^2}. \end{aligned}

Therefore

En(λ)=ℏω(n+12)−λ2F22mω2.E_n(\lambda) = \hbar\omega \left(n+\frac{1}{2}\right) - \frac{\lambda^2F^2} {2m\omega^2}.

The energy series terminates at second order even though the displaced eigenstate contains contributions at all orders in the original oscillator basis. This separates energy accuracy from state accuracy and shows how symmetry, selection rules, and an exact transformation validate the result.

For

H=p22m+12mω2x2+gx4,g>0,H = \frac{p^2}{2m} + \frac{1}{2}m\omega^2x^2 + g x^4, \qquad g\gt0,

the natural control parameter is

ϵ=gℏm2ω3.\epsilon = \frac{g\hbar} {m^2\omega^3}.

Low orders are useful for small ϵ\epsilon, but the full energy expansion is generally asymptotic rather than a terminating polynomial. Variational, WKB, and numerical methods provide independent comparisons in other regimes.

Use Anharmonic Oscillator for the method comparison rather than duplicating it here.

Convergence, Analyticity, and Asymptotic Use

Section titled “Convergence, Analyticity, and Asymptotic Use”

The existence of every formal coefficient does not prove convergence.

In finite-dimensional analytic matrix families, an isolated eigenvalue is analytic until it encounters a complex-parameter singularity such as an exceptional point. The nearest such singularity can set the Taylor-series radius even when no singularity lies on the physical real interval.

For infinite-dimensional Hamiltonians, high-order coefficients often grow factorially. The quartic oscillator is the standard example: low orders can be accurate while the infinite Rayleigh–Schrödinger series diverges. The correct question is then how the optimally truncated series, resummation, and nonperturbative sectors reconstruct the observable.

Diagnostics include:

  • ratio and growth of successive coefficients;
  • stability under truncation order;
  • comparison with exact limits or numerical diagonalization;
  • analytic information about nearby level collisions;
  • variational bounds;
  • symmetry and sum-rule checks;
  • sensitivity to basis cutoff and high-energy tails.

Do not call a series convergent because its first three terms decrease.

Direct diagonalization of

HN(λ)=PNH(λ)PNH_N(\lambda) = P_N H(\lambda)P_N

in a growing basis provides a layered check:

  1. convergence of the truncated eigenvalue as NN grows;
  2. agreement of finite differences or fitted coefficients with perturbation theory;
  3. stability under the chosen fitting interval in λ\lambda;
  4. contamination by nearby avoided crossings;
  5. model error from omitted continuum or boundary physics.

A robust coefficient check uses symmetric parameter values where symmetry permits, multiple fit windows, and reference states tracked by overlap rather than only by sorted eigenvalue index.

See Perturbation Theory Benchmarks.

Time-independent perturbation theory is especially effective for:

  • shifts of isolated bound-state energies;
  • weak mixing and corrected expectation values;
  • symmetry-resolved splitting of finite multiplets;
  • static susceptibilities and polarizabilities;
  • low-energy effective Hamiltonians generated by virtual transitions;
  • derivatives with respect to weak static parameters;
  • systematic comparisons with exact or numerical spectra.

The method should be reorganized or replaced for:

  • exact or near degeneracy not included in the model space;
  • states embedded in or approaching a continuum;
  • tunneling effects beyond every algebraic order;
  • strong coupling at the physical parameter value;
  • long-time transition probabilities under a drive;
  • spectral rearrangements that change the identity of the tracked state;
  • observables dominated by high-energy tails absent from the chosen basis;
  • divergent series summed beyond their useful truncation.

Failure means the original expansion point or retained subspace is no longer the right local description, not that the Hamiltonian has become inaccessible.

GoalRoute
Derive the standard isolated-level formulasNondegenerate Perturbation Theory
Interpret and evaluate a linear energy shiftFirst-Order Energy Corrections
Compute mixing and linear observable responseFirst-Order State Corrections
Analyze quadratic shifts, signs, and polarizabilitySecond-Order Energy Corrections
Generate and diagnose terms beyond second orderHigher-Order Structure
Resolve an exact multipletDegenerate Perturbation Theory
Treat a cluster with small internal splittingsQuasi-Degenerate Perturbation Theory
Keep exact energy in projected denominatorsBrillouin–Wigner Perturbation Theory
Study the named energy-independent order expansionRayleigh–Schrödinger Perturbation Theory
Convert exact energy derivatives into expectation valuesHellmann–Feynman Theorem
Simplify or validate intermediate-state sumsSum Rules and Completeness Tricks
Compare linear, quadratic, cubic, and quartic oscillator perturbationsPerturbation Theory for the Harmonic Oscillator
Compare perturbative, variational, WKB, and numerical regimesAnharmonic Oscillator
Choose between quadratic, degenerate, and crossover DC Stark treatmentsStark Effect as a Perturbation Example
Choose the correct weak-, intermediate-, or strong-field Zeeman basisZeeman Effect as a Perturbation Example
Diagnose a suspicious expansionCommon Failure Modes
Check signs and normalizationNotation and Conventions

First-Order Energy Corrections, First-Order State Corrections, Second-Order Energy Corrections, Higher-Order Structure, Quasi-Degenerate Perturbation Theory, Rayleigh–Schrödinger Perturbation Theory, Hellmann–Feynman Theorem, Perturbation Theory for the Harmonic Oscillator, Stark Effect as a Perturbation Example, and Zeeman Effect as a Perturbation Example form the current focused sequence. Every planned leaf in this chapter now has a mature draft. Their canonical role is depth and reusable derivation, not repetition of this guide.

This chapter owns the static approximation method. It relies on but does not duplicate:

Stark, Zeeman, oscillator, and effective-Hamiltonian examples appear here only to teach method selection and validity.

  • Calling VV small without comparing its matrix elements with relevant gaps.
  • Applying isolated-level formulas inside a degenerate or nearly degenerate cluster.
  • Diagonalizing VV globally instead of PVPPVP in the intended subspace.
  • Setting λ=1\lambda=1 before order counting and nondimensionalization are complete.
  • Mixing the sign conventions for Δnm\Delta_{nm} and Δmn\Delta_{mn}.
  • Treating intermediate normalization as unit normalization.
  • Reading a state correction as a directly measurable quantity.
  • Forgetting continuum states in second-order sums or completeness relations.
  • Assuming a vanishing first-order energy means the state is unchanged.
  • Comparing Rayleigh–Schrödinger and Brillouin–Wigner truncations without matching orders.
  • Trusting a few decreasing coefficients as proof of convergence.
  • Fitting numerical eigenvalues without tracking the same branch through avoided crossings.

Starting from

(H0−En(0))∣n(1)⟩=−V∣n(0)⟩+En(1)∣n(0)⟩,\bigl(H_0-E_n^{(0)}\bigr) \lvert n^{(1)}\rangle = -V\lvert n^{(0)}\rangle + E_n^{(1)} \lvert n^{(0)}\rangle,

derive En(1)E_n^{(1)}.

Solution

Left-multiply by ⟨n(0)∣\langle n^{(0)}\rvert. The left side vanishes because ⟨n(0)∣H0=En(0)⟨n(0)∣\langle n^{(0)}\rvert H_0=E_n^{(0)}\langle n^{(0)}\rvert. Hence

0=−⟨n(0)∣V∣n(0)⟩+En(1),0 = -\langle n^{(0)}\rvert V \lvert n^{(0)}\rangle + E_n^{(1)},

so

En(1)=⟨n(0)∣V∣n(0)⟩.E_n^{(1)} = \langle n^{(0)}\rvert V \lvert n^{(0)}\rangle.

Show that E0(2)≤0E_0^{(2)}\le0 for a nondegenerate ground state. When can equality hold?

Solution

Every denominator E0(0)−Em(0)E_0^{(0)}-E_m^{(0)} is negative and every numerator ∣Vm0∣2\lvert V_{m0}\rvert^2 is nonnegative. Therefore every term is nonpositive. Equality holds if VV has no matrix element from the ground state to any other reference eigenstate, subject to completeness and domain assumptions.

For V=FxV=Fx, compute the first-order state correction to ∣n⟩\lvert n\rangle.

Solution

Only ∣n−1⟩\lvert n-1\rangle and ∣n+1⟩\lvert n+1\rangle contribute. The result is

∣n(1)⟩=Fℏ/(2mω)nℏω∣n−1⟩−Fℏ/(2mω)n+1ℏω∣n+1⟩.\begin{aligned} \lvert n^{(1)}\rangle ={}& \frac{ F\sqrt{\hbar/(2m\omega)} \sqrt n }{ \hbar\omega } \lvert n-1\rangle \\ &- \frac{ F\sqrt{\hbar/(2m\omega)} \sqrt{n+1} }{ \hbar\omega } \lvert n+1\rangle. \end{aligned}

The signs follow from En−En−1=+ℏωE_n-E_{n-1}=+\hbar\omega and En−En+1=−ℏωE_n-E_{n+1}=-\hbar\omega.

A target state couples to a nearby state with ∣Vmn∣=3 meV\lvert V_{mn}\rvert=3\,\mathrm{meV} and separation 5 meV5\,\mathrm{meV}. Other coupled states are at least 0.5 eV0.5\,\mathrm{eV} away with comparable matrix elements. What is the natural organization?

Solution

The nearby ratio is 3/5=0.63/5=0.6, which is not small. Retain and diagonalize the two nearby states together. Coupling to the distant complement is of order

3 meV0.5 eV=0.006,\frac{3\,\mathrm{meV}}{0.5\,\mathrm{eV}} = 0.006,

so ordinary corrections from those states may be controlled.

Let AA be independent of λ\lambda and ⟨n(0)∣n(1)⟩=0\langle n^{(0)}\vert n^{(1)}\rangle=0. Derive the first-order correction to ⟨A⟩\langle A\rangle.

Solution

Expanding the bra and ket gives

⟨A⟩λ=⟨n(0)∣A∣n(0)⟩+λ[⟨n(1)∣A∣n(0)⟩+⟨n(0)∣A∣n(1)⟩]+O(λ2)=Ann(0)+2λ Re⁡⟨n(0)∣A∣n(1)⟩+O(λ2).\begin{aligned} \langle A\rangle_\lambda ={}& \langle n^{(0)}\rvert A \lvert n^{(0)}\rangle \\ &+ \lambda \left[ \langle n^{(1)}\rvert A \lvert n^{(0)}\rangle + \langle n^{(0)}\rvert A \lvert n^{(1)}\rangle \right] + O(\lambda^2) \\ ={}& A_{nn}^{(0)} + 2\lambda\, \operatorname{Re} \langle n^{(0)}\rvert A \lvert n^{(1)}\rangle + O(\lambda^2). \end{aligned}

If AA depends explicitly on λ\lambda, its derivative supplies another first-order term.

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