Notation and Conventions
Approximation formulas are unusually sensitive to local conventions. A reversed gap, a changed plane-wave normalization, an unstated state-normalization choice, or an opposite Fourier sign can make two correct derivations look inconsistent.
This page fixes the notation used across this volume. It is subordinate to the canonical Conventions Overview for sitewide policy and to the Scattering Convention Dictionary for detailed translation among scattering sources. For rapid lookup without the explanatory detail, use Common Symbols.
The rule is:
Sitewide Defaults
Section titled “Sitewide Defaults”Unless a page states otherwise:
- is explicit.
- is explicit outside declared relativistic or QFT natural-unit passages.
- is conjugate-linear in and linear in .
- .
- Hats are used when they prevent confusion between an operator and a value; , , and may be unhatted when context is unambiguous.
- Bold symbols such as , , , and are three-vectors.
- Complex conjugation is , the Hilbert-space adjoint is , and the transpose is .
- No Einstein summation is implied in ordinary quantum-mechanics formulas unless a page explicitly declares indexed tensor notation.
- Bound states are unit normalized; continuum and scattering states use an explicitly stated delta-function or flux normalization.
Use Units and Constants, Bra-Ket Notation, Inner Product Conventions, and Fourier Transform Conventions for canonical details.
Master Symbol Table
Section titled “Master Symbol Table”| Symbol | Default meaning in this volume | Important qualification |
|---|---|---|
| Solvable or reference Hamiltonian | Need not be the free Hamiltonian | |
| Perturbing interaction or scattering potential | May depend on time | |
| Perturbative bookkeeping or physical coupling parameter | Set to one only after order counting | |
| A locally defined dimensionless control parameter | Never assumed universal | |
| Positive resolvent regulator | Sent to zero from above | |
| Zeroth-order eigenstate of | Degenerate labels may require an extra index | |
| Zeroth-order energy | Superscript is perturbative order, not a power | |
| Order of indices fixes the sign | ||
| , | Complementary projectors, with | can also mean probability when arguments make that clear |
| Rayleigh quotient | A functional, not a density operator | |
| Hamilton principal function or action phase | Distinct from the scattering -matrix | |
| Reduced action in a stationary problem | Usually | |
| Positive local momentum magnitude in an allowed region | Propagation direction is carried by a sign in the phase | |
| Positive forbidden-region momentum magnitude | ||
| Free outgoing or incoming resolvent | Sign is tied to the stated Fourier convention | |
| Scattering-matrix element | May contain discrete and continuum delta functions | |
| Transition-operator matrix element | Definition depends on the chosen convention | |
| Nonrelativistic scattering amplitude | Has dimensions of length in three dimensions | |
| Partial-wave phase shift | Not a delta distribution | |
| Transition or decay rate | Has units of inverse time |
The same letter can have other meanings outside this volume. Local definitions override the table only when the page says so explicitly.
Static Perturbation Theory
Section titled “Static Perturbation Theory”Hamiltonian split
Section titled “Hamiltonian split”The default split is
is the reference Hamiltonian and is the perturbing operator. The symbol may be:
- a physical dimensionless coupling;
- a bookkeeping parameter introduced to count orders;
- part of a scaled physical coupling after units have been removed.
If is only bookkeeping, it is set to one after the dimensionless validity ratios have been identified.
Unperturbed eigenpairs
Section titled “Unperturbed eigenpairs”For a discrete nondegenerate reference spectrum,
Matrix elements of are
The signed gap convention is
Thus the first-order state correction in intermediate normalization is
Some sources define . Their denominator and any explicit minus sign must be translated together.
Order labels
Section titled “Order labels”The expansions are
Parenthesized superscripts such as and label perturbative order. They are not exponentiation. A page that uses a different ordering parameter must name it.
State normalization
Section titled “State normalization”Intermediate normalization means
It makes every higher-order correction orthogonal to , but the resulting perturbative state is not automatically unit normalized. A page reporting expectation values beyond first order should state whether it has converted to unit normalization.
Degenerate subspaces
Section titled “Degenerate subspaces”For a degenerate or nearly degenerate sector ,
The first-order operator inside the sector is . Adapted states within the sector may be labeled , while or labels states outside it. A page should distinguish the basis index from the eigenstate label after diagonalization.
Time-Dependent Perturbations and Rates
Section titled “Time-Dependent Perturbations and Rates”For a time-dependent problem,
When is time independent, the interaction-picture perturbation is
The transition frequency is
The interaction-picture matrix element is
With these definitions,
If a source instead writes a Schrödinger-picture matrix element , it may display the phase separately. Do not include that phase twice.
The leading transition probability is , while a rate is
only in a regime where an approximately constant rate exists. denotes a density of final states per unit energy unless another measure is stated. Degeneracy, polarization, spin, and channel sums must be displayed or explicitly included in .
Time ordering is written , not , to avoid collision with the scattering transition operator.
Variational and Rayleigh–Ritz Notation
Section titled “Variational and Rayleigh–Ritz Notation”The Rayleigh quotient is
A parameterized trial family is , where can contain real or complex variational parameters. The optimized ground-state estimate is
For a finite basis ,
with matrices
The generalized eigenproblem is
Many sources call the overlap matrix . This volume permits that notation on purely variational pages, but prefers when a scattering -matrix appears nearby.
The residual of an approximate eigenpair is
and the energy variance is
These are diagnostics, not additional variational parameters.
Semiclassical Action and WKB Notation
Section titled “Semiclassical Action and WKB Notation”Action functions
Section titled “Action functions”denotes an action or Hamilton principal function when it carries trajectory, endpoint, or spacetime arguments. In one dimension,
For a stationary problem,
where is the reduced action and
If a page also uses the scattering matrix, it writes or when context does not make the distinction immediate.
Allowed and forbidden momenta
Section titled “Allowed and forbidden momenta”In an allowed region,
The positive square root is the local momentum magnitude. Right- and left-moving branches are carried by the sign in
In a forbidden region,
Growing and decaying branches use . The symbols and are not analytically continued into one another unless a page explicitly adopts that convention.
Turning points and action integrals
Section titled “Turning points and action integrals”A turning point satisfies
and usually denote ordered turning points with . A closed action integral is
For one integrable degree of freedom, the EBK convention used here is
where is the Maslov index. The subscript distinguishes it from a reduced mass .
Euclidean action is and contributes weights such as . A prime on a determinant, , means that specified zero modes have been removed and treated separately.
Nonrelativistic Scattering Conventions
Section titled “Nonrelativistic Scattering Conventions”Mass, energy, and wave number
Section titled “Mass, energy, and wave number”is a one-particle mass. For a two-body relative-coordinate problem, is the reduced mass. On shell,
When the problem is explicitly one-body, replace by .
Plane-wave normalization
Section titled “Plane-wave normalization”Wave-number states use
so that
Momentum-normalized states instead use
Because , matrix elements and delta functions acquire powers of when translating between the two.
Momentum transfer
Section titled “Momentum transfer”For elastic scattering,
The Fourier phase in the Born amplitude is therefore . Sources using reverse this phase. For a real central potential, the transform depends only on , so the sign can be hidden.
Asymptotic amplitude
Section titled “Asymptotic amplitude”For a short-range potential,
With unit incident plane-wave amplitude,
has dimensions of length. It is not the relativistic invariant amplitude .
S- and T-matrix convention
Section titled “S- and T-matrix convention”T-Matrix is the canonical derivation of the transition operator and its normalization factors. The local notation is summarized here for comparison.
For energy-normalized channels, the default relation is
Here represents the identity in the chosen mixture of discrete and continuous channel labels. The transition operator satisfies
Some sources write . Their includes different signs, normalization factors, and delta distributions. Do not transplant an optical-theorem formula between conventions without translating the complete definition.
Partial waves
Section titled “Partial waves”For one-channel elastic central scattering,
The amplitude is
is a Legendre polynomial; it is not the projector . The equivalent phase-shift form is
If inelastic channels are open, an elastic element may be written
The superscript prevents confusion with the Coulomb Sommerfeld parameter, also commonly called .
Cross sections and the optical theorem
Section titled “Cross sections and the optical theorem”is a differential cross section, is an elastic cross section, and includes all open final channels represented by the -matrix. With the amplitude convention above,
Identical-particle symmetrization, spin averages, target densities, and relative-velocity factors are not implicit unless stated.
Resolvents and Boundary Prescriptions
Section titled “Resolvents and Boundary Prescriptions”The free resolvents are
The shorthand is
With the time and Fourier conventions used here, imposes outgoing scattering behavior and imposes incoming behavior. The sign is a boundary condition, not an infinitesimal energy correction that may be discarded before the distributional limit is taken.
The scalar identity is
Therefore
The regulator is positive and dimensional. It is distinct from a dimensionless approximation parameter . For the operator-theoretic and dynamical meanings, see Resolvent Operator and Retarded and Advanced Green Functions.
Effective-Hamiltonian Notation
Section titled “Effective-Hamiltonian Notation”projects onto the retained sector and onto the eliminated sector. The exact energy-dependent Feshbach operator is
where the inverse carries the boundary prescription required by the problem.
without two state indices usually denotes a positive characteristic separation between retained and eliminated sectors. This differs from the signed perturbative gap .
A block-diagonalizing unitary transformation may be written
Some sources use for the anti-Hermitian Schrieffer–Wolff generator. This volume prefers when a scattering -matrix is present. The effective Hamiltonian at retained order may be labeled ; square brackets distinguish truncation labels from ordinary powers when ambiguity matters.
For periodic driving, is the drive angular frequency and is the drive period. Time ordering remains .
Approximation and Remainder Symbols
Section titled “Approximation and Remainder Symbols”The following symbols carry different claims:
| Symbol | Meaning |
|---|---|
| Equality within the stated model and definitions | |
| Definition | |
| Approximate numerical or functional equality; the regime should be stated | |
| Usually in a declared limit | |
| An asymptotic expansion, defined through finite remainders | |
| Bounded in magnitude by a constant times in the stated limit | |
| Smaller than in ratio in the stated limit | |
| Equal up to a factor not being displayed |
In a scattering boundary condition, means equality of the displayed leading asymptotic form up to subleading terms; it need not be interpreted as the ratio of the full oscillatory expressions tending pointwise to one.
A truncation should be written with its remainder, for example
and the limit behind the symbol should be clear from context or stated explicitly.
Index Conventions
Section titled “Index Conventions”| Labels | Typical use |
|---|---|
| Discrete reference eigenstates | |
| Initial and final states or channels | |
| Basis states inside a degenerate or variational subspace | |
| Adapted states, channels, or continuous parameters | |
| States outside a retained subspace; is not used this way when it already denotes momentum transfer | |
| Orbital angular-momentum quantum numbers | |
| Spin and spin projection | |
| Incoming and outgoing wave vectors | |
| Momentum-transfer wave vector |
When one page uses the same label in two roles, it should rename one of them. Compact notation is not worth an ambiguous sum.
Collision Warnings
Section titled “Collision Warnings”| Symbol | Meanings encountered here | Preferred disambiguation |
|---|---|---|
| Action; scattering matrix; overlap matrix in some variational texts | Use , , and | |
| Transition operator; transmission probability; time ordering | Use , , and , respectively | |
| Projector; probability; Legendre polynomial | Use operator context, , and | |
| Dirac delta; Kronecker delta; phase shift | Show arguments or use | |
| Dimensionless control; regulator; energy tolerance | Use or a descriptive subscript | |
| Inelasticity; Sommerfeld parameter; adiabaticity indicator | Use , , or | |
| Density of states; density operator; spatial density | Use , , or | |
| Rate; gamma function with uppercase argument notation | Use or | |
| Reduced action; matrix inside a degenerate subspace in some texts | Use and | |
| Reduced mass; Maslov index in some sources | Use and |
The broader canonical inventory is Notation Collisions.
Translating an External Formula
Section titled “Translating an External Formula”Before importing a formula from another source:
- Identify whether states are normalized in , , energy, volume, or relativistic phase space.
- Record the Fourier sign and all and factors.
- Translate signed energy gaps and the order of their indices.
- Check whether , , , and have been defined before comparing them.
- Determine what produces under the source’s time-Fourier convention.
- Match amplitude-level quantities before squaring and adding phase-space or flux factors.
- Compare a complete observable, dimensionality, and limiting case.
Two formulas that look different can encode the same physics. Two formulas that look identical can refer to differently normalized objects.
Worked Translations
Section titled “Worked Translations”Reversing a gap convention
Section titled “Reversing a gap convention”Suppose a source defines
Then
The state correction is unchanged only if the denominator definition and explicit sign are translated together.
Wave number versus momentum normalization
Section titled “Wave number versus momentum normalization”In one dimension,
If both bases are delta normalized, then
In three dimensions the factor is . This Jacobian is why powers of move between plane-wave states, matrix elements, and densities of states.
Resolvent signs
Section titled “Resolvent signs”The pair
uses the same differential operator but different boundary values across the continuous spectrum. They cannot be made equivalent by dropping the infinitesimal before solving the boundary-value problem.
Common Mistakes
Section titled “Common Mistakes”- Setting before identifying the physical dimensionless expansion parameter.
- Reversing without reversing the corresponding sign.
- Reading the superscript in as a square.
- Treating intermediate normalization as unit normalization.
- Including the interaction-picture phase twice.
- Calling a stationary variational estimate an upper bound without checking the theorem used.
- Letting carry both a signed direction and a positive WKB magnitude on the same page.
- Confusing the action with the scattering matrix .
- Mixing - and -normalized continuum states.
- Dropping before it has imposed a boundary condition.
- Identifying the nonrelativistic with a relativistic invariant amplitude .
- Comparing optical-theorem formulas from incompatible - and -matrix conventions.
Exercises
Section titled “Exercises”Translate a signed denominator
Section titled “Translate a signed denominator”A source writes
with . Show that this matches the convention used here.
Solution
Here
Therefore
and the two state-correction formulas are identical.
Convert continuum bases
Section titled “Convert continuum bases”In three dimensions, derive the relation between and when both are delta normalized and .
Solution
The delta functions obey
Writing gives
Thus one may choose
The phase of is conventional.
Read the i0 prescription
Section titled “Read the i0 prescription”Using
compute .
Solution
The principal-value parts cancel:
Recover the phase-shift amplitude
Section titled “Recover the phase-shift amplitude”Starting from , show that
Solution
Factor the difference:
Dividing by gives the stated identity and the equivalent partial-wave amplitude.
Resolve three S symbols
Section titled “Resolve three S symbols”A draft uses for the classical action, the scattering matrix, and the variational overlap matrix in one section. Rewrite the three symbols using this page’s collision policy.
Solution
Write the action with arguments, such as or . Write the scattering object as , , or . Write the overlap matrix as
The meanings are then visible from typography and indices rather than inferred from surrounding prose.
Cross-Links
Section titled “Cross-Links”- Conventions Overview
- Units and Constants
- Fourier Transform Conventions
- Volume Overview
- Small Parameters and Error Estimates
- Common Failure Modes
- Formula Sheet
- Common Symbols
- Scattering Convention Dictionary
- Resolvent Operator
- Retarded and Advanced Green Functions
- Notation Collisions
References
Section titled “References”- J. J. Sakurai and J. Napolitano, Modern Quantum Mechanics, 3rd ed., Cambridge University Press, 2020.
- R. Shankar, Principles of Quantum Mechanics, 2nd ed., Springer, 1994.
- C. Cohen-Tannoudji, B. Diu, and F. Laloë, Quantum Mechanics, Vols. 1–2, Wiley, 1977.
- L. D. Landau and E. M. Lifshitz, Quantum Mechanics: Non-Relativistic Theory, 3rd ed., Butterworth-Heinemann, 1981.
- J. R. Taylor, Scattering Theory: The Quantum Theory of Nonrelativistic Collisions, Dover, 2006.
- R. G. Newton, Scattering Theory of Waves and Particles, 2nd ed., Dover, 2002.
- M. V. Berry and K. E. Mount, “Semiclassical approximations in wave mechanics”, Reports on Progress in Physics 35, 315–397, 1972.
- T. Kato, Perturbation Theory for Linear Operators, corrected printing of the 2nd ed., Springer, 1995.