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Thermal Entropy vs Entanglement Entropy

Thermal entropy and entanglement entropy are computed with the same von Neumann formula, but they answer different physical questions. Thermal entropy describes the mixedness of an equilibrium state under specified macroscopic constraints. Entanglement entropy describes correlations across a bipartition when the joint state is pure. A subsystem of a pure many-body state can nevertheless look thermal, so the two quantities may agree locally and even share a leading volume-law coefficient without becoming conceptually identical.

The safest first question is not “What is the entropy?” It is:

Which density operatoris being assigned an entropy,and what larger state or ensembleproduced it?\begin{gathered} \text{Which density operator} \\ \text{is being assigned an entropy,} \\ \text{and what larger state or ensemble} \\ \text{produced it?} \end{gathered}

This page develops an entropy ledger that keeps the total state, the subsystem, the ensemble, and the scaling limit visible at every step. It explains exact equalities, controlled approximations, and misleading coincidences among:

  • the thermodynamic entropy of a mixed Gibbs or microcanonical state;
  • the entanglement entropy of a subsystem of a globally pure state;
  • the ordinary subsystem entropy of a globally mixed state;
  • the thermal-like entropy of a small region in a typical pure state or a thermalizing eigenstate;
  • volume laws in thermal states, random pure states, excited eigenstates, and post-quench states.

This page is the canonical home for the direct comparison between thermal entropy and many-body entanglement entropy. It owns:

  • a state-by-state entropy ledger based on global purity and subsystem reduction;
  • exact comparisons among pure entangled states, mixed thermal states, and purifications;
  • why a thermal volume law is not automatically entanglement;
  • why a pure state can have thermal-like reduced density operators;
  • canonical typicality and the reduced-state form of eigenstate thermalization at overview depth;
  • the subsystem-fraction and full-system endpoint tests;
  • the distinction between von Neumann and Rényi comparisons in extensive subsystems;
  • finite-size, ensemble, conservation-law, and order-of-limits cautions.

Nearby pages retain their canonical roles:

The discussion below uses those results rather than rederiving every general property. The Many-Body Entanglement Glossary gives the quick purity, entropy, mutual-information, and Page-curve lookup.

Write

S(ρ):=−Tr⁡(ρln⁡ρ)\mathcal S(\rho) := -\operatorname{Tr} \left( \rho\ln\rho \right)

for dimensionless von Neumann entropy in nats. Thermodynamic entropy carries Boltzmann’s constant:

Sth=kBS(ρeq).S_{\mathrm{th}} = k_{\mathrm B}\mathcal S(\rho_{\mathrm{eq}}).

This separation prevents a silent factor of kBk_{\mathrm B} from entering pure-state entanglement calculations. Divide S\mathcal S by ln⁡2\ln2 to obtain bits.

The total finite system is denoted

X=AB,HX≅HA⊗HB.X=AB, \qquad \mathcal H_X \cong \mathcal H_A\otimes\mathcal H_B.

For a state ρAB\rho_{AB},

ρA=Tr⁡BρAB,ρB=Tr⁡AρAB.\rho_A = \operatorname{Tr}_B\rho_{AB}, \qquad \rho_B = \operatorname{Tr}_A\rho_{AB}.

We abbreviate

SA=S(ρA),SAB=S(ρAB).\mathcal S_A = \mathcal S(\rho_A), \qquad \mathcal S_{AB} = \mathcal S(\rho_{AB}).

In lattice applications, VAV_A and VBV_B count sites or physical volume, V=VA+VBV=V_A+V_B, and

f:=VAVf := \frac{V_A}{V}

is the subsystem fraction.

For a Hamiltonian HH at inverse temperature

β=1kBT,\beta = \frac{1}{k_{\mathrm B}T},

the canonical state is

ρβ=e−βHZ(β),Z(β)=Tr⁡e−βH.\rho_\beta = \frac{e^{-\beta H}}{Z(\beta)}, \qquad Z(\beta) = \operatorname{Tr}e^{-\beta H}.

The phrase “thermal entropy” will mean the thermodynamic entropy assigned to an equilibrium ensemble under specified constraints. The ensemble and conserved quantities must be stated.

When

ρAB=∣Ψ⟩⟨Ψ∣\rho_{AB} = \lvert\Psi\rangle\langle\Psi\rvert

is pure, SA\mathcal S_A is the entanglement entropy across A∣BA\vert B. When ρAB\rho_{AB} is mixed, SA\mathcal S_A is only a subsystem entropy; it is not a general mixed-state entanglement measure.

The expression S(ρ)\mathcal S(\rho) first measures the spectral mixedness of the particular density operator ρ\rho. It vanishes exactly for a pure state:

S(ρ)=0⟺ρ2=ρ\mathcal S(\rho)=0 \quad\Longleftrightarrow\quad \rho^2=\rho

in finite dimension.

That mathematical fact does not identify why ρ\rho is mixed. The mixedness may arise from:

  • an equilibrium ensemble;
  • discarding a complement;
  • classical uncertainty in preparation;
  • coupling to an unobserved environment;
  • deliberate coarse graining;
  • averaging over outcomes or disorder.

The entropy SA\mathcal S_A concerns the reduced state visible to observers restricted to AA. It can be nonzero even when the total state is pure:

SAB=0,SA>0.\mathcal S_{AB}=0, \qquad \mathcal S_A>0.

In that case, all local mixedness comes from entanglement with BB. If the total state is mixed, local mixedness has more than one possible source.

For an equilibrium Gibbs state,

S(ρβ)=−Tr⁡[ρβ(−βH−ln⁡Z)]=β⟨H⟩β+ln⁡Z.\begin{aligned} \mathcal S(\rho_\beta) &= -\operatorname{Tr} \left[ \rho_\beta \left( -\beta H-\ln Z \right) \right] \\ &= \beta\langle H\rangle_\beta +\ln Z. \end{aligned}

With Helmholtz free energy

F=−1βln⁡Z,F = -\frac{1}{\beta}\ln Z,

this becomes

Sth=kBβ(E−F).S_{\mathrm{th}} = k_{\mathrm B}\beta \left( E-F \right).

This identity belongs to equilibrium statistical mechanics. The same trace formula applied to a reduced pure state has a different physical interpretation.

Let

∣Ψ⟩AB=∑α=1rλα∣α⟩A∣α⟩B\lvert\Psi\rangle_{AB} = \sum_{\alpha=1}^{r} \sqrt{\lambda_\alpha} \lvert\alpha\rangle_A \lvert\alpha\rangle_B

be a Schmidt decomposition. Then

SAB=0\mathcal S_{AB}=0

and

SA=SB=−∑α=1rλαln⁡λα.\mathcal S_A = \mathcal S_B = -\sum_{\alpha=1}^{r} \lambda_\alpha\ln\lambda_\alpha.

This equality is exact at every finite size. It implies complement symmetry:

SA=SB.\mathcal S_A = \mathcal S_B.

For a pure state, therefore, reduced entropy is entirely entanglement across the chosen cut.

For a mixed ρAB\rho_{AB}, no equality requires SA=SB\mathcal S_A=\mathcal S_B. The universal bounds are

∣SA−SB∣≤SAB≤SA+SB.\left| \mathcal S_A-\mathcal S_B \right| \le \mathcal S_{AB} \le \mathcal S_A+\mathcal S_B.

The right inequality is subadditivity; the left inequality is the Araki–Lieb inequality.

Define quantum mutual information by

I(A:B):=SA+SB−SAB.I(A:B) := \mathcal S_A +\mathcal S_B -\mathcal S_{AB}.

It obeys

I(A:B)≥0I(A:B)\ge0

and vanishes exactly for a product state:

I(A:B)=0⟺ρAB=ρA⊗ρB.I(A:B)=0 \quad\Longleftrightarrow\quad \rho_{AB} = \rho_A\otimes\rho_B.

For a pure state,

I(A:B)=2SA.I(A:B) = 2\mathcal S_A.

For a mixed state, mutual information measures total correlation, classical and quantum together. It is often a better first audit than SA\mathcal S_A because it subtracts independent local mixedness.

The conditional entropy is

S(A∣B):=SAB−SB.\mathcal S(A|B) := \mathcal S_{AB}-\mathcal S_B.

For a pure entangled state,

S(A∣B)=−SA<0.\mathcal S(A|B) = -\mathcal S_A<0.

For a product mixed state,

S(A∣B)=SA≥0.\mathcal S(A|B) = \mathcal S_A\ge0.

Negative quantum conditional entropy certifies entanglement, but nonnegative conditional entropy does not prove separability. It is a sufficient witness, not a complete mixed-state entanglement test.

Global stateSAB\mathcal S_{AB}Meaning of SA\mathcal S_AUseful companion diagnostic
pure product00zero across this cutfactorization
pure entangled00entanglement entropySchmidt spectrum, I=2SAI=2\mathcal S_A
mixed product thermal>0>0local thermal mixingI=0I=0
mixed correlated thermal>0>0thermal mixing plus correlationsmutual information; negativity for quantum entanglement

The global-state column cannot be reconstructed from the single number SA\mathcal S_A.

Entropy ledger for pure, thermal mixed, and locally thermal-like pure states

Three audits that prevent the most common confusion. The global-state ledger determines whether SAS_A is pure-state entanglement or mixed-state entropy. A thermofield-double purification and an uncorrelated thermal product can have the same marginal ρβ\rho_\beta while possessing different global entropy and mutual information. Finally, a mixed thermal volume law continues to f=1f=1, whereas a globally pure state obeys complement symmetry and returns to zero. The curves show leading schematic terms; constraints, boundaries, and finite-size corrections remain model dependent.

At finite temperature, a nontrivial Gibbs state is generally mixed:

Tr⁡ρβ2<1.\operatorname{Tr}\rho_\beta^2<1.

Its full-state entropy

SABth=S(ρβ,AB)\mathcal S_{AB}^{\mathrm{th}} = \mathcal S(\rho_{\beta,AB})

is thermodynamic entropy in dimensionless units. For a regular short-range system away from pathologies,

SABth=sth(β)V+o(V),\mathcal S_{AB}^{\mathrm{th}} = s_{\mathrm{th}}(\beta)V +o(V),

where sths_{\mathrm{th}} is the dimensionless thermodynamic entropy density.

This full-state entropy is already enough to distinguish a thermal density operator from any pure eigenstate:

S(∣E⟩⟨E∣)=0\mathcal S \left( \lvert E\rangle\langle E\rvert \right) = 0

at every finite size.

A reduced Gibbs state is not generally a local Gibbs state

Section titled “A reduced Gibbs state is not generally a local Gibbs state”

Suppose a local Hamiltonian is decomposed as

H=HA+HB+H∂,H = H_A+H_B+H_{\partial},

where H∂H_{\partial} couples degrees of freedom across the boundary. The thermal marginal is

ρβ,A=Tr⁡B(e−βHZ).\rho_{\beta,A} = \operatorname{Tr}_B \left( \frac{e^{-\beta H}}{Z} \right).

In general,

ρβ,A≠e−βHATr⁡Ae−βHA.\rho_{\beta,A} \ne \frac{e^{-\beta H_A}} {\operatorname{Tr}_A e^{-\beta H_A}}.

The obstruction is not merely that HAH_A and H∂H_{\partial} fail to commute. Tracing out BB builds boundary correlations and interaction-dependent terms into the exact modular Hamiltonian

KA:=−ln⁡ρβ,A.K_A := -\ln\rho_{\beta,A}.

Deep inside a large region of a short-range thermal phase, local observables may be well approximated by an appropriate bulk Gibbs description. The exact reduced operator still remembers the boundary and the environment.

For a large regular region AA in a homogeneous thermal phase,

S(ρβ,A)=sth(β)VA+O(∣∂A∣)+o(VA),\mathcal S(\rho_{\beta,A}) = s_{\mathrm{th}}(\beta)V_A +O(|\partial A|) +o(V_A),

with qualifications near critical points, for long-range interactions, in constrained sectors, and in continuum limits.

The leading term is present even if AA and BB are uncorrelated. It therefore cannot by itself measure entanglement across the boundary.

Infinite temperature is the cleanest counterexample

Section titled “Infinite temperature is the cleanest counterexample”

For a finite Hilbert space of dimension d=dAdBd=d_Ad_B, the β=0\beta=0 Gibbs state is

ρ0=IABdAdB=IAdA⊗IBdB.\rho_0 = \frac{\mathbb I_{AB}}{d_Ad_B} = \frac{\mathbb I_A}{d_A} \otimes \frac{\mathbb I_B}{d_B}.

Its entropies are

SA=ln⁡dA,SB=ln⁡dB,SAB=ln⁡(dAdB).\begin{aligned} \mathcal S_A &= \ln d_A, \\ \mathcal S_B &= \ln d_B, \\ \mathcal S_{AB} &= \ln(d_Ad_B). \end{aligned}

Yet

I(A:B)=0,I(A:B)=0,

and the state is separable. On a lattice with local dimension qq,

SA=VAln⁡q\mathcal S_A = V_A\ln q

is an exact volume law with no correlation at all. A volume law in a mixed thermal state is therefore not evidence of entanglement.

Mutual information cancels the bulk thermal term

Section titled “Mutual information cancels the bulk thermal term”

For a bipartition of a finite volume,

VA+VB=V.V_A+V_B=V.

If the three entropies have regular leading thermal terms,

SA=sthVA+δA,SB=sthVB+δB,SAB=sthV+δAB,\begin{aligned} \mathcal S_A &= s_{\mathrm{th}}V_A +\delta_A, \\ \mathcal S_B &= s_{\mathrm{th}}V_B +\delta_B, \\ \mathcal S_{AB} &= s_{\mathrm{th}}V +\delta_{AB}, \end{aligned}

then

I(A:B)=δA+δB−δAB.I(A:B) = \delta_A+\delta_B-\delta_{AB}.

The extensive bulk term cancels exactly. For short-range thermal systems, the remaining mutual information is often controlled by the interface and can obey an area law. It still counts total correlation, not entanglement alone.

Saying that thermal subsystem entropy is not an entanglement measure does not mean that every thermal state is separable. Interacting Gibbs states can remain entangled over a temperature range. The correct question is then whether ρβ,AB\rho_{\beta,AB} is entangled across A∣BA\vert B, which may be probed by:

  • entanglement negativity;
  • positive-partial-transpose tests where complete;
  • entanglement witnesses;
  • entanglement of formation or distillable entanglement in suitable settings.

The scalar SA\mathcal S_A does not isolate that quantum component.

Entanglement Entropy of a Pure Many-Body State

Section titled “Entanglement Entropy of a Pure Many-Body State”

For a pure many-body wavefunction,

ρAB=∣Ψ⟩⟨Ψ∣,SAB=0.\rho_{AB} = \lvert\Psi\rangle\langle\Psi\rvert, \qquad \mathcal S_{AB}=0.

If ρA\rho_A is mixed, its mixedness cannot come from ensemble uncertainty in the total state. It comes from correlations with BB, and

SA=SB\mathcal S_A = \mathcal S_B

is the entanglement entropy.

For

dA=dim⁡HA,dB=dim⁡HB,d_A = \dim\mathcal H_A, \qquad d_B = \dim\mathcal H_B,

the Schmidt rank is at most min⁡(dA,dB)\min(d_A,d_B). Hence

SA≤ln⁡min⁡(dA,dB).\mathcal S_A \le \ln\min(d_A,d_B).

On a lattice of qq-level sites,

SA≤min⁡(VA,VB)ln⁡q.\mathcal S_A \le \min(V_A,V_B)\ln q.

This bound already predicts a turnover at half-system size for any pure state.

A family of pure states may satisfy

SA=sentVA+o(VA)\mathcal S_A = s_{\mathrm{ent}}V_A +o(V_A)

when

VA≪VBV_A\ll V_B

or when f<1/2f<1/2 is held fixed. This is genuine entanglement across A∣BA\vert B because the total state is pure.

It cannot extend as a straight line through the entire range 0≤f≤10\le f\le1. Complement symmetry requires

SA(f)=SA(1−f),\mathcal S_A(f) = \mathcal S_A(1-f),

and

SA(1)=0.\mathcal S_A(1)=0.

A schematic thermalizing pure-state law is

SA∼sentVmin⁡(f,1−f),\mathcal S_A \sim s_{\mathrm{ent}}V \min(f,1-f),

with model-dependent corrections. The corresponding mixed thermal entropy instead has leading behavior

SAth∼sthVf\mathcal S_A^{\mathrm{th}} \sim s_{\mathrm{th}}Vf

and reaches the nonzero full thermal entropy at f=1f=1.

Suppose numerical data show

SA≈sVA\mathcal S_A \approx sV_A

for small regions. Before calling the coefficient thermal entropy, enlarge the region and ask:

Global stateRequired endpoint
pureSA(V)=0\mathcal S_A(V)=0
mixed thermalSA(V)=sthV+o(V)\mathcal S_A(V)=s_{\mathrm{th}}V+o(V)

This endpoint is more decisive than the word “volume law.”

Exact Comparison: Two Thermal Qubits and a Purification

Section titled “Exact Comparison: Two Thermal Qubits and a Purification”

Let

H=ϵ∣1⟩⟨1∣.H = \epsilon\lvert1\rangle\langle1\rvert.

Its Gibbs state is

ρβ=(1−r)∣0⟩⟨0∣+r∣1⟩⟨1∣,\rho_\beta = (1-r)\lvert0\rangle\langle0\rvert +r\lvert1\rangle\langle1\rvert,

where

r=e−βϵ1+e−βϵ.r = \frac{e^{-\beta\epsilon}} {1+e^{-\beta\epsilon}}.

The dimensionless thermal entropy is the binary entropy

h2(r):=−rln⁡r−(1−r)ln⁡(1−r).h_2(r) := -r\ln r -(1-r)\ln(1-r).

Prepare two independent copies:

ρABprod=ρβ,A⊗ρβ,B.\rho_{AB}^{\mathrm{prod}} = \rho_{\beta,A} \otimes \rho_{\beta,B}.

Then

SA=h2(r),SB=h2(r),SAB=2h2(r),I(A:B)=0.\begin{aligned} \mathcal S_A &= h_2(r), \\ \mathcal S_B &= h_2(r), \\ \mathcal S_{AB} &= 2h_2(r), \\ I(A:B) &= 0. \end{aligned}

Each subsystem has nonzero thermal entropy, but there is neither correlation nor entanglement between the qubits.

Now define

∣TFDβ⟩LR=1−r ∣0⟩L∣0⟩R+r ∣1⟩L∣1⟩R.\begin{aligned} \lvert\mathrm{TFD}_\beta\rangle_{LR} &= \sqrt{1-r}\, \lvert0\rangle_L\lvert0\rangle_R \\ &\quad + \sqrt r\, \lvert1\rangle_L\lvert1\rangle_R. \end{aligned}

The total state is pure:

SLR=0.\mathcal S_{LR}=0.

Tracing out either copy gives the same one-qubit Gibbs state:

ρL=ρR=ρβ.\rho_L = \rho_R = \rho_\beta.

Therefore

SL=SR=h2(r),I(L:R)=2h2(r).\begin{aligned} \mathcal S_L &= \mathcal S_R = h_2(r), \\ I(L:R) &= 2h_2(r). \end{aligned}

The uncorrelated thermal pair and the pure purification have identical one-qubit marginals and identical one-qubit entropies. Their global entropy and correlations are completely different. Local entropy alone cannot choose between them.

Let

H∣n⟩=En∣n⟩.H\lvert n\rangle = E_n\lvert n\rangle.

Introduce an auxiliary copy RR and define

∣TFDβ⟩LR=1Z(β)∑ne−βEn/2×∣n⟩L∣n⟩R.\begin{aligned} \lvert\mathrm{TFD}_\beta\rangle_{LR} &= \frac{1}{\sqrt{Z(\beta)}} \sum_n e^{-\beta E_n/2} \\ &\quad\times \lvert n\rangle_L \lvert n\rangle_R. \end{aligned}

Then

Tr⁡R∣TFDβ⟩⟨TFDβ∣=ρβ,L.\operatorname{Tr}_R \lvert\mathrm{TFD}_\beta\rangle \langle\mathrm{TFD}_\beta\rvert = \rho_{\beta,L}.

The Schmidt probabilities are

pn=e−βEnZ,p_n = \frac{e^{-\beta E_n}}{Z},

so

Sent(L:R)=−∑npnln⁡pn=S(ρβ).\mathcal S_{\mathrm{ent}}(L:R) = -\sum_n p_n\ln p_n = \mathcal S(\rho_\beta).

Thus the dimensionless thermal entropy of ρβ\rho_\beta equals the entanglement entropy between a system and a purifying copy in this pure state.

The equality is exact, but its labels matter:

QuantityStatePartition
Sth\mathcal S_{\mathrm{th}}ρβ,L\rho_{\beta,L}full physical system LL
Sent\mathcal S_{\mathrm{ent}}∣TFDβ⟩LR\lvert\mathrm{TFD}_\beta\rangle_{LR}L∣RL\vert R

It does not imply that the mixed Gibbs state is pure. It does not imply that its spatial entropy across a cut inside LL is entirely entanglement. It says that every mixed-state spectrum can be represented as Schmidt data of a larger pure state.

Different purifications are related by isometries on the purifying system. The auxiliary copy is therefore a representation choice unless a physical protocol identifies it with an actual second system.

Typical Pure States Can Look Thermal Locally

Section titled “Typical Pure States Can Look Thermal Locally”

Consider a Haar-random pure state in

HA⊗HB,dA≤dB.\mathcal H_A\otimes\mathcal H_B, \qquad d_A\le d_B.

The average purity of the smaller subsystem is

ETr⁡ρA2=dA+dBdAdB+1.\mathbb E \operatorname{Tr}\rho_A^2 = \frac{d_A+d_B} {d_Ad_B+1}.

When dB≫dAd_B\gg d_A, this approaches 1/dA1/d_A, the purity of the maximally mixed state.

The average von Neumann entropy is

E SA=∑k=dB+1dAdB1k−dA−12dB.\mathbb E\,\mathcal S_A = \sum_{k=d_B+1}^{d_Ad_B} \frac{1}{k} - \frac{d_A-1}{2d_B}.

For large dBd_B,

E SA=ln⁡dA−dA2dB+⋯ .\mathbb E\,\mathcal S_A = \ln d_A - \frac{d_A}{2d_B} +\cdots.

If dA=qVAd_A=q^{V_A}, the leading term is

SA≈VAln⁡q,\mathcal S_A \approx V_A\ln q,

which is the infinite-temperature entropy density. The total random state remains pure.

Typical does not mean every Hamiltonian eigenstate

Section titled “Typical does not mean every Hamiltonian eigenstate”

Haar-random vectors ignore:

  • locality of the Hamiltonian;
  • fixed energy density;
  • particle-number or symmetry sectors;
  • hydrodynamic slow modes;
  • integrability and localization;
  • the special structure of low-energy states.

The Page benchmark is an excellent null model for unconstrained Hilbert-space typicality. It is not a theorem that every highly excited eigenstate of every local Hamiltonian is Haar random.

Let HR\mathcal H_R be a many-body energy shell with projector PRP_R and dimension

dR=Tr⁡PR.d_R = \operatorname{Tr}P_R.

The normalized shell state is

ΩR=PRdR,\Omega_R = \frac{P_R}{d_R},

and its reduced state is

ΩA=Tr⁡BΩR.\Omega_A = \operatorname{Tr}_B\Omega_R.

Canonical typicality states, under precise finite-dimensional conditions, that for most pure vectors

∣ψ⟩∈HR,\lvert\psi\rangle\in\mathcal H_R,

the reduced state

ρAψ=Tr⁡B∣ψ⟩⟨ψ∣\rho_A^\psi = \operatorname{Tr}_B \lvert\psi\rangle\langle\psi\rvert

is close to ΩA\Omega_A when the effective environment is sufficiently large.

If AA is weakly coupled to a large bath and the bath density of states varies smoothly over the relevant exchange energies, then

ΩA≈e−βHAZA.\Omega_A \approx \frac{e^{-\beta H_A}}{Z_A}.

The local state can therefore be approximately thermal even though

S(∣ψ⟩⟨ψ∣)=0.\mathcal S \left( \lvert\psi\rangle\langle\psi\rvert \right) = 0.

Define trace distance by

T(ρ,σ):=12∥ρ−σ∥1.T(\rho,\sigma) := \frac12 \left\| \rho-\sigma \right\|_1.

For finite dAd_A and suitable TT,

∣S(ρ)−S(σ)∣≤Tln⁡(dA−1)+h2(T).\left| \mathcal S(\rho)-\mathcal S(\sigma) \right| \le T\ln(d_A-1) +h_2(T).

Thus trace-norm closeness implies entropy closeness for a fixed finite subsystem.

The factor ln⁡dA\ln d_A matters. If AA grows with the total system, dAd_A grows exponentially. A trace-distance statement that is adequate for fixed AA may be too weak to control an extensive entropy. Extensive-subsystem claims require their own scaling analysis.

Pure Eigenstates and Subsystem Thermalization

Section titled “Pure Eigenstates and Subsystem Thermalization”

An exact energy eigenstate satisfies

H∣En⟩=En∣En⟩H\lvert E_n\rangle = E_n\lvert E_n\rangle

and is pure:

S(∣En⟩⟨En∣)=0.\mathcal S \left( \lvert E_n\rangle\langle E_n\rvert \right) = 0.

An energy-matched microcanonical state,

ρmc(En,ΔE),\rho_{\mathrm{mc}}(E_n,\Delta E),

is mixed and generally has extensive thermodynamic entropy. These are different global density operators even if they predict nearly the same values for a selected class of observables.

For a subsystem AA, define

ρA(n)=Tr⁡B∣En⟩⟨En∣.\rho_A^{(n)} = \operatorname{Tr}_B \lvert E_n\rangle\langle E_n\rvert.

A strong subsystem form of the eigenstate thermalization hypothesis proposes, in suitable chaotic systems and limits,

ρA(n)≈Tr⁡Bρmc(En,ΔE)\rho_A^{(n)} \approx \operatorname{Tr}_B \rho_{\mathrm{mc}}(E_n,\Delta E)

for subsystems small enough relative to the total system and after matching conserved charges.

Consequently,

S(ρA(n))≈S(ρAmc).\mathcal S \left( \rho_A^{(n)} \right) \approx \mathcal S \left( \rho_A^{\mathrm{mc}} \right).

For a large but sub-half-system region in a homogeneous phase, this can produce

SA(n)=sth(en)VA+subleading terms.\mathcal S_A^{(n)} = s_{\mathrm{th}}(e_n)V_A +\text{subleading terms}.

The left side is entanglement entropy because the eigenstate is pure. The right-side coefficient is thermodynamic because it is determined by an energy-matched ensemble. Agreement is a local reduced-state statement.

Fixed subsystem and finite subsystem fraction

Section titled “Fixed subsystem and finite subsystem fraction”

Several limits must be distinguished.

For fixed VAV_A while V→∞V\to\infty,

f=VAV⟶0.f = \frac{V_A}{V} \longrightarrow0.

This is the cleanest local-thermalization regime.

For a growing but subextensive subsystem,

VA→∞,VAV→0,V_A\to\infty, \qquad \frac{V_A}{V}\to0,

the subsystem can carry a thermodynamic entropy density while remaining a vanishing fraction of the whole.

For fixed

0<f<12,0<f<\frac12,

AA is extensive. Leading von Neumann entropy densities can still agree in chaotic systems, but reduced-state equality is a stronger and more delicate assertion. At and beyond half-system size, global purity is impossible to ignore.

Complement symmetry forces a Page-like turnover

Section titled “Complement symmetry forces a Page-like turnover”

For every pure eigenstate,

SA(n)=SB(n).\mathcal S_A^{(n)} = \mathcal S_B^{(n)}.

If the leading thermal coefficient applies on the smaller side, the schematic finite-fraction form is

SA(n)∼sth(en)min⁡(VA,VB).\mathcal S_A^{(n)} \sim s_{\mathrm{th}}(e_n) \min(V_A,V_B).

In terms of ff,

SA(n)V∼sth(en)min⁡(f,1−f).\frac{\mathcal S_A^{(n)}}{V} \sim s_{\mathrm{th}}(e_n) \min(f,1-f).

This is a leading diagnostic, not a universal exact formula. Energy conservation, additional charges, boundaries, finite-size structure, and atypical eigenstates modify subleading terms and sometimes the leading behavior.

For

α>0,α≠1,\alpha>0, \qquad \alpha\ne1,

the Rényi entropy is

SA(α)=11−αln⁡Tr⁡ρAα.\mathcal S_A^{(\alpha)} = \frac{1}{1-\alpha} \ln \operatorname{Tr}\rho_A^\alpha.

Rényi entropies weight the reduced-state spectrum differently from the von Neumann entropy. In an extensive subsystem of a chaotic eigenstate, Rényi entropy densities can depend nonlinearly on ff and need not equal the Rényi entropy density of the canonical mixed state at the same energy.

Therefore:

  • matching the von Neumann entropy density does not prove equality of reduced spectra;
  • matching local observables does not automatically fix all Rényi entropies;
  • the limit α→1\alpha\to1 and the thermodynamic limit require controlled ordering.

The thermal comparison is not universal. It can fail or require modification in:

  • integrable systems with extensive conserved quantities;
  • many-body localized regimes;
  • quantum many-body scars and other atypical eigenstates;
  • fragmented or kinetically constrained Hilbert spaces;
  • symmetry-broken finite systems if sectors are mixed inconsistently;
  • spectral-edge states and low-energy phases;
  • systems with long-range interactions or unusual thermodynamic limits.

In integrable systems, a generalized Gibbs ensemble may replace the canonical one for selected local observables. In localized systems, excited eigenstates can obey an area law rather than the thermal volume law.

Unitary Dynamics and Thermal-Like Subsystems

Section titled “Unitary Dynamics and Thermal-Like Subsystems”

For a closed system evolving unitarily,

ρ(t)=U(t)ρ(0)U†(t).\rho(t) = U(t)\rho(0)U^\dagger(t).

Unitary conjugation preserves the spectrum, so

S(ρ(t))=S(ρ(0)).\mathcal S(\rho(t)) = \mathcal S(\rho(0)).

If the initial state is pure,

SAB(t)=0\mathcal S_{AB}(t)=0

for all time.

The reduced state

ρA(t)=Tr⁡Bρ(t)\rho_A(t) = \operatorname{Tr}_B\rho(t)

does not evolve unitarily on AA alone. Interactions spread initially local information into correlations across the cut, allowing

SA(t)\mathcal S_A(t)

to grow while the total entropy remains zero.

For a thermalizing quench, sufficiently small subsystems may approach energy-matched equilibrium reduced states:

ρA(t)⟶ρAeq\rho_A(t) \longrightarrow \rho_A^{\mathrm{eq}}

in an operational sense for the observables and time windows under study. Then

SA(t)⟶seqVA+subleading terms.\mathcal S_A(t) \longrightarrow s_{\mathrm{eq}}V_A +\text{subleading terms}.

The late-time entropy is pure-state entanglement whose leading density can be thermodynamic.

The full pure state cannot converge in trace norm to a mixed Gibbs state under exact unitary evolution. Thermalization instead concerns:

  • reduced states of restricted subsystems;
  • expectation values of a selected observable algebra;
  • time averages or typical late times;
  • coarse-grained descriptions;
  • limits in which recurrences are pushed to very long times.

This distinction separates entanglement growth from literal production of fine-grained global entropy.

Nonequilibrium Overview gives the operational trace-distance, diagonal-ensemble, timescale, and finite-size tests behind this local thermalization statement.

The equilibrium comparison depends on the dynamics:

System classCandidate local stationary description
generic nonintegrablemicrocanonical or canonical
integrablegeneralized Gibbs ensemble
many-body localizedlocal-integral description; nonthermal
open systemstationary density operator of the channel

Calling every saturation value “the thermal entropy” erases these distinctions.

The phrase “volume law” states a scaling form, not a physical mechanism.

State familyGlobal stateLeading small-region entropyWhat the coefficient means
Gibbs statemixedsthVAs_{\mathrm{th}}V_Alocal thermodynamic mixedness
Haar-random statepure(ln⁡q)VA(\ln q)V_Anear-maximal Hilbert-space entanglement
chaotic energy eigenstatepuresth(e)VAs_{\mathrm{th}}(e)V_A under ETH conditionsentanglement with thermal leading density
thermalizing post-quench statepureseqVAs_{\mathrm{eq}}V_A at late timesdynamically generated entanglement

These laws can share a slope over a range of VAV_A and still differ in:

  • the full-system entropy;
  • complement symmetry;
  • the entanglement spectrum;
  • Rényi entropies;
  • conserved-charge blocks;
  • mutual information;
  • finite-size corrections;
  • their response to changing ensemble or energy window.

Temperature Limits and Ground-State Cautions

Section titled “Temperature Limits and Ground-State Cautions”

At β=0\beta=0, a finite unconstrained Hilbert space has

ρ0=Id,S(ρ0)=ln⁡d.\rho_0 = \frac{\mathbb I}{d}, \qquad \mathcal S(\rho_0) = \ln d.

This is maximal thermal mixedness. A Haar-typical pure state’s small subsystem is nearly the same maximally mixed state, but the global pure-state entropy remains zero.

If a conserved sector is imposed, the infinite-temperature state within that sector is

ρ0,Q=PQTr⁡PQ,\rho_{0,Q} = \frac{P_Q}{\operatorname{Tr}P_Q},

not the identity on the entire Hilbert space. Charge constraints can produce correlations and logarithmic finite-size corrections.

Zero temperature with a unique ground state

Section titled “Zero temperature with a unique ground state”

If the finite system has a unique ground state separated from excitations, then

ρβ⟶∣0⟩⟨0∣\rho_\beta \longrightarrow \lvert0\rangle\langle0\rvert

as β→∞\beta\to\infty, and

S(ρβ)⟶0.\mathcal S(\rho_\beta) \longrightarrow0.

The ground state can nevertheless have nonzero spatial entanglement entropy:

SA=S(Tr⁡B∣0⟩⟨0∣)>0.\mathcal S_A = \mathcal S \left( \operatorname{Tr}_B \lvert0\rangle\langle0\rvert \right) >0.

Zero thermodynamic entropy does not imply a product ground state.

Degenerate ground spaces and order of limits

Section titled “Degenerate ground spaces and order of limits”

For an exactly gg-fold degenerate ground space, the symmetric canonical limit may approach

ρβ→∞=P0g,\rho_{\beta\to\infty} = \frac{P_0}{g},

with

S(ρβ→∞)=ln⁡g.\mathcal S \left( \rho_{\beta\to\infty} \right) = \ln g.

A selected pure ground state instead has zero global entropy. In symmetry-breaking problems,

lim⁡h→0lim⁡V→∞\lim_{h\to0} \lim_{V\to\infty}

can differ from

lim⁡V→∞lim⁡h→0.\lim_{V\to\infty} \lim_{h\to0}.

State preparation, symmetry sector, infinitesimal fields, and order of limits must be included in any residual-entropy or entanglement claim.

Write the actual object:

ρβ,ρmc,∣En⟩⟨En∣,ρA,ρ‾.\begin{gathered} \rho_\beta, \qquad \rho_{\mathrm{mc}}, \qquad \lvert E_n\rangle\langle E_n\rvert, \\ \rho_A, \qquad \overline\rho. \end{gathered}

Do not use the word “state” as a substitute for this choice.

Specify whether the entropy belongs to:

  • the entire isolated system;
  • a spatial region;
  • a mode or orbital subset;
  • a system after tracing an environment;
  • a doubled purification;
  • a symmetry or energy shell.

Step 3: record purity before interpretation

Section titled “Step 3: record purity before interpretation”

Compute or establish

Tr⁡ρ2.\operatorname{Tr}\rho^2.

For a bipartite total state, distinguish

Tr⁡ρAB2\operatorname{Tr}\rho_{AB}^2

from

Tr⁡ρA2.\operatorname{Tr}\rho_A^2.

A pure total state with a mixed marginal is the defining setting for entanglement entropy.

When comparing a pure eigenstate or quench to an ensemble, match at least:

  • mean energy or energy density;
  • particle number and other exact charges;
  • symmetry sector;
  • system size and boundary conditions;
  • ensemble width;
  • local Hamiltonian and couplings.

An energy-matched canonical state solves

⟨H⟩β=E.\langle H\rangle_\beta = E.

At finite size, canonical and microcanonical reduced states need not agree exactly.

Useful checks include:

T(ρA,ρAth),T \left( \rho_A, \rho_A^{\mathrm{th}} \right),

local expectation-value differences,

ΔO=∣Tr⁡[OA(ρA−ρAth)]∣,\Delta_O = \left| \operatorname{Tr} \left[ O_A \left( \rho_A-\rho_A^{\mathrm{th}} \right) \right] \right|,

mutual information, Rényi entropies, charge-sector probabilities, and the entanglement spectrum.

Equal von Neumann entropies do not imply equal density operators.

Measure

SA(f)\mathcal S_A(f)

for several ff, including values on both sides of 1/21/2 when possible. Check:

SA(f)=?SA(1−f)\mathcal S_A(f) \stackrel{?}{=} \mathcal S_A(1-f)

for a pure total state, and inspect the full-system endpoint.

Report:

  • the sequence of total sizes VV;
  • the region geometry and boundary area;
  • whether VAV_A is fixed, subextensive, or a fixed fraction;
  • the order of V→∞V\to\infty, β→∞\beta\to\infty, and symmetry-breaking limits;
  • truncation, sampling, and fitting errors;
  • finite-size drift in entropy density and subleading terms.

Check 1: same entropy, different global state

Section titled “Check 1: same entropy, different global state”

Suppose

ρA=(1−r00r).\rho_A = \begin{pmatrix} 1-r & 0 \\ 0 & r \end{pmatrix}.

Knowing

SA=h2(r)\mathcal S_A = h_2(r)

does not determine whether AA belongs to a pure TFD state, an uncorrelated thermal product, a classically correlated mixture, or another purification. One must inspect ρAB\rho_{AB} or additional correlations.

For a pure state on VV sites,

SA(V)=0.\mathcal S_A(V) = 0.

Any fitted law

SA=sVA+b\mathcal S_A = sV_A+b

that predicts a nonzero value at VA=VV_A=V has been applied outside its regime. It may still describe VA≪VV_A\ll V.

Check 3: zero mutual information at maximal thermal entropy

Section titled “Check 3: zero mutual information at maximal thermal entropy”

At β=0\beta=0,

ρ0=ρ0,A⊗ρ0,B.\rho_0 = \rho_{0,A}\otimes\rho_{0,B}.

Therefore

I(A:B)=0I(A:B) = 0

even though SA\mathcal S_A and SB\mathcal S_B are maximal. Local entropy and correlation are independent concepts.

Check 4: thermal coefficient from a pure eigenstate

Section titled “Check 4: thermal coefficient from a pure eigenstate”

If an eigenstate calculation gives

SAVA⟶s(e),\frac{\mathcal S_A}{V_A} \longrightarrow s(e),

compare s(e)s(e) with the microcanonical derivative

1T=(∂Sth∂E)V,N\frac{1}{T} = \left( \frac{\partial S_{\mathrm{th}}}{\partial E} \right)_{V,N}

or with an energy-matched canonical calculation. Agreement supports a thermal interpretation of the leading density. It does not change the exact identity

SAB=0.\mathcal S_{AB}=0.

Check 5: entropy agreement without state agreement

Section titled “Check 5: entropy agreement without state agreement”

Two density operators can have the same entropy and different spectra. For a qutrit, many distinct probability triples

(p1,p2,p3)(p_1,p_2,p_3)

lie on the same constant-entropy contour. Therefore

S(ρA)=S(σA)\mathcal S(\rho_A) = \mathcal S(\sigma_A)

does not imply

ρA=σA.\rho_A=\sigma_A.

Compare spectra, trace distance, relative entropy, or a sufficiently rich operator set.

If

SA=sVA+a∣∂A∣+⋯ ,\mathcal S_A = sV_A+a|\partial A|+\cdots,

then changing shape at fixed VAV_A can change the boundary correction while preserving the bulk coefficient. A thermal entropy density should be extracted from a family of regions and sizes, not from one cut.

Calling every subsystem entropy entanglement

Section titled “Calling every subsystem entropy entanglement”

SA\mathcal S_A is an entanglement measure only when the joint ABAB state is pure. For mixed ρAB\rho_{AB}, it includes local uncertainty.

Random pure states, Floquet states, post-quench states, and constrained sectors can have volume laws with different coefficients and corrections. State class and ensemble matching are required.

A pure eigenstate has zero full-state entropy. An equilibrium mixed ensemble generally has extensive full-state entropy. Local agreement does not remove this distinction.

Treating a reduced Gibbs state as exactly local Gibbs

Section titled “Treating a reduced Gibbs state as exactly local Gibbs”

Boundary coupling and correlations generally make

Tr⁡Be−βH\operatorname{Tr}_B e^{-\beta H}

different from a constant times e−βHAe^{-\beta H_A}.

Confusing purification with physical duplication

Section titled “Confusing purification with physical duplication”

A purification represents a mixed state using a larger pure state. The auxiliary system is not automatically a literal hidden copy of the laboratory.

Inferring state equality from entropy equality

Section titled “Inferring state equality from entropy equality”

Entropy is one spectral functional. Many density operators share the same value.

ETH is a hypothesis for suitable nonintegrable systems and observables. It is not a theorem for every eigenstate, Hamiltonian, subsystem fraction, or conserved sector.

Particle number, magnetization, and other symmetries alter the reference ensemble, reduced-state block structure, and finite-size corrections.

Extending a small-region law past half the system

Section titled “Extending a small-region law past half the system”

Pure-state complement symmetry forces a turnover. A linear thermal law for f≪1f\ll1 cannot be extrapolated to f=1f=1.

Equating local equilibration with global mixing

Section titled “Equating local equilibration with global mixing”

Exact unitary evolution preserves the global spectrum. Local observables can thermalize while the full state remains pure.

Mixing dimensionless and thermodynamic units

Section titled “Mixing dimensionless and thermodynamic units”

Entanglement entropy is normally reported as S\mathcal S in nats or bits. Physical thermodynamic entropy is kBSk_{\mathrm B}\mathcal S.

Zero temperature, infinite volume, vanishing symmetry-breaking field, long time, and large subsystem limits need not commute.

1. Thermal marginal, two global completions

Section titled “1. Thermal marginal, two global completions”

Let

ρβ=(1−r00r),0<r<1.\rho_\beta = \begin{pmatrix} 1-r & 0 \\ 0 & r \end{pmatrix}, \qquad 0<r<1.

Consider

ρAB(1)=ρβ⊗ρβ\rho_{AB}^{(1)} = \rho_\beta\otimes\rho_\beta

and

∣Ψ⟩AB=1−r∣00⟩+r∣11⟩.\lvert\Psi\rangle_{AB} = \sqrt{1-r}\lvert00\rangle + \sqrt r\lvert11\rangle.
  1. Show that both states have the same marginal on AA.
  2. Compute SA\mathcal S_A, SAB\mathcal S_{AB}, I(A:B)I(A:B), and S(A∣B)\mathcal S(A|B) for both global states.
  3. Explain why SA\mathcal S_A alone cannot identify entanglement.
Solution

For the product state,

Tr⁡B(ρβ⊗ρβ)=ρβTr⁡ρβ=ρβ.\operatorname{Tr}_B \left( \rho_\beta\otimes\rho_\beta \right) = \rho_\beta \operatorname{Tr}\rho_\beta = \rho_\beta.

For the pure state,

Tr⁡B∣Ψ⟩⟨Ψ∣=(1−r)∣0⟩⟨0∣+r∣1⟩⟨1∣=ρβ.\begin{aligned} \operatorname{Tr}_B \lvert\Psi\rangle\langle\Psi\rvert &= (1-r)\lvert0\rangle\langle0\rvert + r\lvert1\rangle\langle1\rvert \\ &= \rho_\beta. \end{aligned}

Thus both have

SA=h2(r).\mathcal S_A = h_2(r).

For the product state, additivity gives

SAB(1)=2h2(r),\mathcal S_{AB}^{(1)} = 2h_2(r),

so

I(1)(A:B)=h2(r)+h2(r)−2h2(r)=0.\begin{aligned} I^{(1)}(A:B) &= h_2(r)+h_2(r) \\ &\quad -2h_2(r) = 0. \end{aligned}

Its conditional entropy is

S(1)(A∣B)=SAB(1)−SB(1)=h2(r).\mathcal S^{(1)}(A|B) = \mathcal S_{AB}^{(1)} -\mathcal S_B^{(1)} = h_2(r).

The second global state is pure, hence

SAB(2)=0.\mathcal S_{AB}^{(2)}=0.

Its Schmidt probabilities are 1−r1-r and rr, so

SA(2)=SB(2)=h2(r).\mathcal S_A^{(2)} = \mathcal S_B^{(2)} = h_2(r).

Therefore

I(2)(A:B)=2h2(r)I^{(2)}(A:B) = 2h_2(r)

and

S(2)(A∣B)=−h2(r).\mathcal S^{(2)}(A|B) = -h_2(r).

The same SA\mathcal S_A is local thermal mixedness in the product state and pure-state entanglement in the purification. The global entropy or correlation data are indispensable.

A chain of VV sites has local Hilbert-space dimension qq and no sector restriction. At infinite temperature:

  1. Write the global density operator.
  2. Find the entropy of a region containing VAV_A sites.
  3. Compute the mutual information between the region and its complement.
  4. Decide whether the volume law is entanglement.
Solution

The full Hilbert-space dimension is

d=qV.d=q^V.

At β=0\beta=0,

ρ0=IqV.\rho_0 = \frac{\mathbb I}{q^V}.

Because the identity factorizes across any site bipartition,

ρ0=IAqVA⊗IBqV−VA.\rho_0 = \frac{\mathbb I_A}{q^{V_A}} \otimes \frac{\mathbb I_B}{q^{V-V_A}}.

Therefore

SA=ln⁡qVA=VAln⁡q,\mathcal S_A = \ln q^{V_A} = V_A\ln q,

and similarly

SB=(V−VA)ln⁡q.\mathcal S_B = (V-V_A)\ln q.

The full entropy is

SAB=Vln⁡q.\mathcal S_{AB} = V\ln q.

Hence

I(A:B)=SA+SB−SAB=VAln⁡q+(V−VA)ln⁡q−Vln⁡q=0.\begin{aligned} I(A:B) &= \mathcal S_A+\mathcal S_B-\mathcal S_{AB} \\ &= V_A\ln q + (V-V_A)\ln q \\ &\quad - V\ln q \\ &= 0. \end{aligned}

The entropy is exactly volume law, but the state is a product across the cut. The volume law is thermal mixedness, not entanglement.

For

∣TFDβ⟩=1Z∑ne−βEn/2∣n⟩L∣n⟩R,\lvert\mathrm{TFD}_\beta\rangle = \frac{1}{\sqrt Z} \sum_n e^{-\beta E_n/2} \lvert n\rangle_L \lvert n\rangle_R,

prove:

ρL=e−βHLZ,\rho_L = \frac{e^{-\beta H_L}}{Z},

and

SL=β⟨H⟩β+ln⁡Z.\mathcal S_L = \beta\langle H\rangle_\beta +\ln Z.

Why is the second expression both an entanglement entropy and a dimensionless thermal entropy?

Solution

Form the projector:

ρLRTFD:=∣TFDβ⟩⟨TFDβ∣,ρLRTFD=1Z∑m,ne−β(Em+En)/2×∣m⟩L⟨n∣L⊗∣m⟩R⟨n∣R.\begin{aligned} \rho_{LR}^{\mathrm{TFD}} &:= \lvert\mathrm{TFD}_\beta\rangle \langle\mathrm{TFD}_\beta\rvert, \\ \rho_{LR}^{\mathrm{TFD}} &= \frac{1}{Z} \sum_{m,n} e^{-\beta(E_m+E_n)/2} \\ &\quad\times \lvert m\rangle_L\langle n\rvert_L \\ &\quad\otimes \lvert m\rangle_R\langle n\rvert_R. \end{aligned}

Tracing RR uses

Tr⁡R(∣m⟩R⟨n∣R)=δmn.\operatorname{Tr}_R \left( \lvert m\rangle_R\langle n\rvert_R \right) = \delta_{mn}.

Thus

ρL=1Z∑ne−βEn∣n⟩L⟨n∣L=e−βHLZ.\begin{aligned} \rho_L &= \frac{1}{Z} \sum_n e^{-\beta E_n} \lvert n\rangle_L\langle n\rvert_L \\ &= \frac{e^{-\beta H_L}}{Z}. \end{aligned}

Since

ln⁡ρL=−βHL−ln⁡Z,\ln\rho_L = -\beta H_L-\ln Z,

its entropy is

SL=−Tr⁡(ρLln⁡ρL)=βTr⁡(ρLHL)+ln⁡Z=β⟨H⟩β+ln⁡Z.\begin{aligned} \mathcal S_L &= -\operatorname{Tr} \left( \rho_L\ln\rho_L \right) \\ &= \beta\operatorname{Tr} \left( \rho_LH_L \right) +\ln Z \\ &= \beta\langle H\rangle_\beta +\ln Z. \end{aligned}

The joint LRLR state is pure, so SL\mathcal S_L is entanglement entropy across L∣RL\vert R. The marginal ρL\rho_L is a Gibbs state, so the same number is its dimensionless thermal entropy. The equality compares different state boundaries.

Suppose a pure thermalizing state on volume VV has, for regions smaller than half the system,

SA≈sVA.\mathcal S_A \approx sV_A.
  1. Extend the leading expression to all subsystem fractions using complement symmetry.
  2. Evaluate it at f=1/4f=1/4, 1/21/2, 3/43/4, and 11.
  3. Compare it with the mixed thermal law SAth≈sVA\mathcal S_A^{\mathrm{th}}\approx sV_A.
Solution

For a pure state,

SA=SB.\mathcal S_A = \mathcal S_B.

The smaller volume is

min⁡(VA,VB)=Vmin⁡(f,1−f).\min(V_A,V_B) = V\min(f,1-f).

The leading symmetric extension is therefore

SApure≈sVmin⁡(f,1−f).\mathcal S_A^{\mathrm{pure}} \approx sV\min(f,1-f).

It gives

fSApure/(sV)1/41/41/21/23/41/410\begin{array}{c|c} f & \mathcal S_A^{\mathrm{pure}}/(sV) \\ \hline 1/4 & 1/4 \\ 1/2 & 1/2 \\ 3/4 & 1/4 \\ 1 & 0 \end{array}

The mixed thermal law gives

SAthsV≈f,\frac{\mathcal S_A^{\mathrm{th}}}{sV} \approx f,

so its corresponding values are

14,12,34,1.\frac14, \quad \frac12, \quad \frac34, \quad 1.

The two agree on the smaller side in this schematic leading approximation, but differ beyond half-system size and at the full-system endpoint.

Assume

SA=sVA+aA∣∂A∣+cA,SB=sVB+aB∣∂A∣+cB,SAB=s(VA+VB)+cAB.\begin{aligned} \mathcal S_A &= sV_A+a_A|\partial A|+c_A, \\ \mathcal S_B &= sV_B+a_B|\partial A|+c_B, \\ \mathcal S_{AB} &= s(V_A+V_B)+c_{AB}. \end{aligned}

Compute I(A:B)I(A:B). What can and cannot be inferred if it scales with ∣∂A∣|\partial A|?

Solution

Substitution gives

I(A:B)=SA+SB−SAB=sVA+sVB−s(VA+VB)+(aA+aB)∣∂A∣+cA+cB−cAB.\begin{aligned} I(A:B) &= \mathcal S_A+\mathcal S_B-\mathcal S_{AB} \\ &= sV_A+sV_B-s(V_A+V_B) \\ &\quad + (a_A+a_B)|\partial A| \\ &\quad + c_A+c_B-c_{AB}. \end{aligned}

The volume terms cancel:

I(A:B)=(aA+aB)∣∂A∣+cA+cB−cAB.\begin{aligned} I(A:B) &= (a_A+a_B)|\partial A| \\ &\quad + c_A+c_B-c_{AB}. \end{aligned}

An area-law mutual information is consistent with correlations localized near the interface in a short-range thermal phase. Mutual information counts total correlation, however. The area law alone does not separate classical correlation from quantum entanglement.

6. Entropy continuity for growing subsystems

Section titled “6. Entropy continuity for growing subsystems”

Let

T(ρA,σA)=εVT \left( \rho_A,\sigma_A \right) = \varepsilon_V

and suppose AA contains VAV_A sites of local dimension qq.

  1. Use the continuity bound to estimate the entropy difference.
  2. What condition on εV\varepsilon_V is sufficient for the entropy-density difference to vanish when VA→∞V_A\to\infty?
  3. Why does εV→0\varepsilon_V\to0 by itself not guarantee a small total entropy difference?
Solution

The subsystem dimension is

dA=qVA.d_A=q^{V_A}.

The continuity estimate gives

∣S(ρA)−S(σA)∣≤εVln⁡(qVA−1)+h2(εV).\begin{aligned} & \left| \mathcal S(\rho_A) - \mathcal S(\sigma_A) \right| \\ &\quad \le \varepsilon_V \ln \left( q^{V_A}-1 \right) \\ &\qquad + h_2(\varepsilon_V). \end{aligned}

For large VAV_A,

ln⁡(qVA−1)=VAln⁡q+o(1).\ln \left( q^{V_A}-1 \right) = V_A\ln q+o(1).

After dividing by VAV_A,

∣S(ρA)−S(σA)∣VA≤εVln⁡q+h2(εV)VA+o(1).\begin{aligned} \frac{ \left| \mathcal S(\rho_A) - \mathcal S(\sigma_A) \right| }{V_A} &\le \varepsilon_V\ln q \\ &\quad + \frac{h_2(\varepsilon_V)}{V_A} +o(1). \end{aligned}

Thus εV→0\varepsilon_V\to0 is sufficient for the entropy-density difference to vanish.

The unnormalized entropy difference can still scale as

εVVAln⁡q.\varepsilon_V V_A\ln q.

For it to vanish, one needs a stronger condition such as

εVVA→0,\varepsilon_VV_A\to0,

together with control of the binary-entropy term. This is why fixed-subsystem trace-distance results cannot be extrapolated casually to extensive entropies.

A finite Hamiltonian has a gg-fold exactly degenerate ground space with projector P0P_0.

  1. Find the β→∞\beta\to\infty canonical state if all ground states remain equally weighted.
  2. Compute its global entropy.
  3. Compare with a selected pure ground state.
  4. Explain why neither answer alone determines the spatial entanglement entropy.
Solution

As β→∞\beta\to\infty, excited-state weights vanish and equal ground-state weights remain:

ρ∞=P0g.\rho_{\infty} = \frac{P_0}{g}.

Its gg nonzero eigenvalues are 1/g1/g, so

S(ρ∞)=−g1gln⁡1g=ln⁡g.\mathcal S(\rho_\infty) = -g\frac1g\ln\frac1g = \ln g.

A selected normalized ground state

∣0,a⟩\lvert0,a\rangle

has density operator

ρa=∣0,a⟩⟨0,a∣\rho_a = \lvert0,a\rangle\langle0,a\rvert

and global entropy

S(ρa)=0.\mathcal S(\rho_a)=0.

Spatial entanglement depends on the reduced state

ρA,a=Tr⁡Bρa\rho_{A,a} = \operatorname{Tr}_B\rho_a

or on the reduction of the mixed projector state. Either can have nonzero entropy, and different pure ground states or superpositions can have different entanglement. Global residual entropy does not determine spatial entanglement.

A product state

∣Ψ(0)⟩=∣ψA⟩⊗∣ψB⟩\lvert\Psi(0)\rangle = \lvert\psi_A\rangle \otimes \lvert\psi_B\rangle

evolves under an interacting closed-system Hamiltonian.

  1. Find SAB(t)\mathcal S_{AB}(t).
  2. State the relation between SA(t)\mathcal S_A(t) and SB(t)\mathcal S_B(t).
  3. Explain how SA(t)\mathcal S_A(t) can approach an extensive thermal value without violating unitarity.
  4. Name two situations in which the late-time coefficient need not be the canonical thermal entropy density.
Solution

The initial state is pure, and unitary evolution preserves purity:

ρAB(t)=U(t)∣Ψ(0)⟩⟨Ψ(0)∣U†(t).\rho_{AB}(t) = U(t) \lvert\Psi(0)\rangle \langle\Psi(0)\rvert U^\dagger(t).

Therefore

SAB(t)=0\mathcal S_{AB}(t)=0

for every tt.

Because the total state remains pure,

SA(t)=SB(t).\mathcal S_A(t) = \mathcal S_B(t).

The interaction can entangle degrees of freedom across the cut. Information that was initially local becomes encoded in AA–BB correlations, making ρA(t)\rho_A(t) mixed even though ρAB(t)\rho_{AB}(t) is pure.

In a thermalizing regime and for a sufficiently small subsystem,

ρA(t)≈ρAeq\rho_A(t) \approx \rho_A^{\mathrm{eq}}

at typical late times. Then

SA(t)≈seqVA\mathcal S_A(t) \approx s_{\mathrm{eq}}V_A

can hold. This is entanglement entropy with a thermal leading density, not growth of global fine-grained entropy.

In an integrable system, conserved charges can lead to a generalized Gibbs description. In a many-body localized system, the state can fail to thermalize and exhibit much slower entanglement growth with a nonthermal saturation structure. Constrained systems and scarred dynamics provide further exceptions.

The von Neumann formula does not determine its own physical interpretation. The interpretation follows from a ledger:

global density operator⇓pure or mixed⇓subsystem and discardeddegrees of freedom⇓ensemble, constraints, and scaling limit.\begin{gathered} \text{global density operator} \\ \Downarrow \\ \text{pure or mixed} \\ \Downarrow \\ \text{subsystem and discarded} \\ \text{degrees of freedom} \\ \Downarrow \\ \text{ensemble, constraints, and scaling limit}. \end{gathered}

For a globally pure bipartite state,

SAB=0,SA=SB,\mathcal S_{AB}=0, \qquad \mathcal S_A=\mathcal S_B,

and subsystem entropy is entanglement entropy. For a mixed thermal state, SA\mathcal S_A includes ordinary thermal mixedness and is not a general entanglement measure. Mutual information removes independent bulk entropy but still counts both classical and quantum correlation.

A pure state can look thermal locally. Haar-typical vectors, energy-shell typicality, thermalizing eigenstates, and post-quench states provide distinct mechanisms by which

ρA≈ρAth\rho_A \approx \rho_A^{\mathrm{th}}

and

SA≈sthVA\mathcal S_A \approx s_{\mathrm{th}}V_A

can emerge. The equality is local and limit dependent. Globally, the pure state still has zero entropy and obeys complement symmetry.

The decisive checks are global purity, mutual information, ensemble matching, subsystem fraction, the full-system endpoint, and sensitivity to Rényi index and conserved sectors. “Volume law” describes scaling; it does not by itself identify thermal entropy or entanglement.

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