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Fermi Momentum and Fermi Energy

The Fermi momentum pF=ℏkFp_{\mathrm F}=\hbar k_{\mathrm F} is the momentum at the boundary of the filled zero-temperature states of a uniform ideal Fermi gas. The Fermi energy is the one-particle energy at that boundary:

EF≡ϵ(kF).E_{\mathrm F} \equiv \epsilon(k_{\mathrm F}).

For a nonrelativistic particle of mass mm,

EF=ℏ2kF22m=pF22m.E_{\mathrm F} = \frac{\hbar^2k_{\mathrm F}^2}{2m} = \frac{p_{\mathrm F}^2}{2m}.

These quantities are not independent thermodynamic parameters. Once the spatial dimension, number density, internal degeneracy, and dispersion are specified, state counting fixes kFk_{\mathrm F} and hence every other Fermi scale.

The most common source of wrong factors is a silent change between:

  • total density, summed over all internal components;
  • density per spin or hyperfine component;
  • spinless or fully polarized conventions;
  • continuum momentum and crystal momentum;
  • kinetic energy and total relativistic energy.

This page makes those conventions explicit and is the canonical dimension-by-dimension formula reference. The Ideal Fermi Gas page owns the full three-dimensional thermodynamic model, while Degenerate Fermi Gas owns the physical regime T≪TFT\ll T_{\mathrm F} and its applications.

Unless stated otherwise, assume:

  • a uniform continuum system in dd spatial dimensions;
  • a large periodic box of dd-dimensional measure Vd=Ld\mathcal V_d=L^d;
  • NN particles and total density n=N/Vdn=N/\mathcal V_d;
  • gg degenerate internal modes at every wave vector;
  • an isotropic, monotonically increasing dispersion ϵ(k)\epsilon(k);
  • zero temperature when defining the occupied Fermi region;
  • one fermion at most in each complete one-particle mode.

The label internal mode may denote spin, hyperfine state, valley, flavor, or another independent quantum number. The factor gg may be used only when those modes are degenerate and have the same Fermi boundary.

This page writes the Fermi energy as EFE_{\mathrm F}. Many texts and neighboring pages write ϵF\epsilon_{\mathrm F} for the same quantity. The notation does not imply a different physical definition:

EF=ϵF=ϵ(kF).E_{\mathrm F} = \epsilon_{\mathrm F} = \epsilon(k_{\mathrm F}).

At finite temperature, EFE_{\mathrm F} remains the zero-temperature density scale. It is generally not equal to the temperature-dependent chemical potential μ(T)\mu(T).

For a quadratic dispersion,

ϵ(k)=ℏ2k22m,\epsilon(k) = \frac{\hbar^2k^2}{2m},

the standard formulas are:

DimensionTotal densityFermi wave number
1Dn=gkF/πn=gk_{\mathrm F}/\pikF=πn/gk_{\mathrm F}=\pi n/g
2Dn=gkF2/(4π)n=gk_{\mathrm F}^2/(4\pi)kF=4πn/gk_{\mathrm F}=\sqrt{4\pi n/g}
3Dn=gkF3/(6π2)n=gk_{\mathrm F}^3/(6\pi^2)kF=(6π2n/g)1/3k_{\mathrm F}=(6\pi^2n/g)^{1/3}

The corresponding Fermi energies are:

DimensionFermi energy
1DEF=ℏ2π2n2/(2mg2)E_{\mathrm F}=\hbar^2\pi^2n^2/(2mg^2)
2DEF=2πℏ2n/(mg)E_{\mathrm F}=2\pi\hbar^2n/(mg)
3DEF=ℏ22m(6π2n/g)2/3E_{\mathrm F}=\dfrac{\hbar^2}{2m}(6\pi^2n/g)^{2/3}

For a balanced spin-1/21/2 gas, g=2g=2 and nn is the total density:

dkF1πn/222πn3(3π2n)1/3\begin{array}{c|c} d & k_{\mathrm F} \\ \hline 1 & \pi n/2 \\ 2 & \sqrt{2\pi n} \\ 3 & (3\pi^2n)^{1/3} \end{array}

For a spinless or fully polarized gas, set g=1g=1.

Periodic boundary conditions quantize each wave-vector component in steps of 2π/L2\pi/L. One allowed k\mathbf k point per internal mode therefore occupies dd-dimensional wave-vector volume

(2πL)d.\left( \frac{2\pi}{L} \right)^d.

Equivalently, the number of wave-vector states per internal mode in an element ddkd^dk is

Vd(2π)d ddk.\frac{\mathcal V_d}{(2\pi)^d} \,d^dk.

Let Ωd\Omega_d denote the volume of the unit ball in dd Euclidean dimensions:

Ωd=πd/2Γ(d/2+1).\Omega_d = \frac{\pi^{d/2}} {\Gamma(d/2+1)}.

The ball of radius kk has volume Ωdkd\Omega_d k^d. Including gg internal modes, the integrated state count is

Nd(k)=gVd(2π)dΩdkd.\mathcal N_d(k) = g \frac{\mathcal V_d}{(2\pi)^d} \Omega_d k^d.

At T=0T=0, the ground state fills the NN lowest one-particle modes. For a monotone isotropic dispersion, this occupied region is the ball ∣k∣≤kF|\mathbf k|\leq k_{\mathrm F}, so

N=gVd(2π)dΩdkFd.N = g \frac{\mathcal V_d}{(2\pi)^d} \Omega_d k_{\mathrm F}^d.

Dividing by Vd\mathcal V_d gives the master relation

n=gΩd(2π)dkFd.n = g \frac{\Omega_d}{(2\pi)^d} k_{\mathrm F}^d.

Solving for the Fermi wave number,

kF=[(2π)dgΩdn]1/d.k_{\mathrm F} = \left[ \frac{(2\pi)^d}{g\Omega_d} n \right]^{1/d}.

The numerical coefficients in 1D, 2D, and 3D are therefore geometric coefficients, not additional dynamical assumptions.

Filled Fermi regions shown as an interval in one dimension, a disk in two dimensions, and a ball in three dimensions

For an isotropic monotone dispersion, the zero-temperature occupied region is the dd-ball Bd(kF)\mathcal B_d(k_{\mathrm F}). Its geometric measure is 2kF2k_{\mathrm F} in 1D, πkF2\pi k_{\mathrm F}^2 in 2D, and 4πkF3/34\pi k_{\mathrm F}^3/3 in 3D. Multiplication by gVd/(2π)dg\mathcal V_d/(2\pi)^d converts that measure into a state count.

In one dimension the occupied region is the interval

−kF≤k≤kF.-k_{\mathrm F} \leq k \leq k_{\mathrm F}.

Its length is 2kF2k_{\mathrm F}. Since the density of allowed kk values per unit length and per internal mode is 1/(2π)1/(2\pi),

NL=g12π(2kF).\frac{N}{L} = g \frac{1}{2\pi} (2k_{\mathrm F}).

Thus

n=gkFπ,kF=πng.n = \frac{gk_{\mathrm F}}{\pi}, \qquad k_{\mathrm F} = \frac{\pi n}{g}.

For the quadratic dispersion,

EF=ℏ2π2n22mg2.E_{\mathrm F} = \frac{\hbar^2\pi^2n^2} {2mg^2}.

The one-dimensional Fermi boundary consists of two points, −kF-k_{\mathrm F} and +kF+k_{\mathrm F}. Calling those two points a Fermi surface is standard, even though each connected component has dimension zero.

For a balanced two-component gas, g=2g=2 and

kF=πn2.k_{\mathrm F} = \frac{\pi n}{2}.

If n↑=n↓=n/2n_\uparrow=n_\downarrow=n/2, the same result can be written component by component as

kF,σ=πnσ.k_{{\mathrm F},\sigma} = \pi n_\sigma.

These two equations agree. Mixing the total density nn with the per-component formula is what creates the familiar factor-of-two error.

In two dimensions the occupied region is a disk of area πkF2\pi k_{\mathrm F}^2. State counting gives

n=gπkF2(2π)2=gkF24π.n = g \frac{\pi k_{\mathrm F}^2} {(2\pi)^2} = \frac{gk_{\mathrm F}^2}{4\pi}.

Therefore

kF=4πng.k_{\mathrm F} = \sqrt{ \frac{4\pi n}{g} }.

For a quadratic dispersion,

EF=2πℏ2nmg.E_{\mathrm F} = \frac{2\pi\hbar^2n}{mg}.

For a balanced spin-1/21/2 gas,

kF=2πn,EF=πℏ2nm.k_{\mathrm F} = \sqrt{2\pi n}, \qquad E_{\mathrm F} = \frac{\pi\hbar^2n}{m}.

The two-dimensional Fermi boundary is a circle for an isotropic continuum dispersion. The energy density of states is constant for a quadratic band, but that fact follows from the energy–momentum relation rather than from the definition of kFk_{\mathrm F} alone.

In three dimensions the occupied region is a ball of volume 4πkF3/34\pi k_{\mathrm F}^3/3. The density is

n=g1(2π)34πkF33=gkF36π2.n = g \frac{1}{(2\pi)^3} \frac{4\pi k_{\mathrm F}^3}{3} = \frac{gk_{\mathrm F}^3}{6\pi^2}.

Hence

kF=(6π2ng)1/3.k_{\mathrm F} = \left( \frac{6\pi^2n}{g} \right)^{1/3}.

For a quadratic dispersion,

EF=ℏ22m(6π2ng)2/3.E_{\mathrm F} = \frac{\hbar^2}{2m} \left( \frac{6\pi^2n}{g} \right)^{2/3}.

For a balanced spin-1/21/2 gas,

kF=(3π2n)1/3,k_{\mathrm F} = (3\pi^2n)^{1/3},

and

EF=ℏ22m(3π2n)2/3.E_{\mathrm F} = \frac{\hbar^2}{2m} (3\pi^2n)^{2/3}.

This is the convention most often used for conduction electrons and balanced two-component atomic Fermi gases. The Ideal Fermi Gas page derives the associated three-dimensional density of states, energy, pressure, and finite-temperature thermodynamics.

The degeneracy factor counts independent one-particle modes at the same k\mathbf k. It is part of the state count, not a correction applied after the count.

If spin is conserved and all 2s+12s+1 spin projections are degenerate and equally populated, then

gs=2s+1.g_s = 2s+1.

Examples include:

  • spinless fermions or a fully polarized sample: g=1g=1;
  • balanced spin-1/21/2 fermions: g=2g=2;
  • an idealized balanced spin-3/23/2 multiplet: g=4g=4.

This formula does not say that every spin multiplet is physically populated. Zeeman splitting, spin–orbit coupling, preparation constraints, interactions, or selection rules may remove the degeneracy.

If spin, valley, and another internal label are all independent and exactly degenerate, their multiplicities multiply:

g=gsgvgother.g = g_s g_v g_{\mathrm{other}}.

One must not multiply by a label that is already counted as a separate band or included explicitly in the sum over states.

Suppose gg components are balanced, each with density nan_a. Then

n=∑a=1gna=gna.n = \sum_{a=1}^{g}n_a = g n_a.

The per-component state count contains no additional degeneracy factor:

na=Ωd(2π)dkFd.n_a = \frac{\Omega_d}{(2\pi)^d} k_{\mathrm F}^d.

Substituting na=n/gn_a=n/g recovers the total-density formula.

If components have unequal densities, there is generally no single common Fermi wave number. Each component has

kF,a=[(2π)dΩdna]1/d.k_{{\mathrm F},a} = \left[ \frac{(2\pi)^d}{\Omega_d} n_a \right]^{1/d}.

For two spin components in three dimensions,

kF,↑=(6π2n↑)1/3,kF,↓=(6π2n↓)1/3.k_{{\mathrm F},\uparrow} = (6\pi^2n_\uparrow)^{1/3}, \qquad k_{{\mathrm F},\downarrow} = (6\pi^2n_\downarrow)^{1/3}.

Writing one g=2g=2 formula for an imbalanced gas hides the two distinct Fermi surfaces.

At fixed total density,

kF∝g−1/d,k_{\mathrm F} \propto g^{-1/d},

and, for a quadratic dispersion,

EF∝g−2/d.E_{\mathrm F} \propto g^{-2/d}.

Reducing the number of available internal components forces particles to occupy a larger region of momentum space. In three dimensions, fully polarizing a previously balanced spin-1/21/2 ideal gas changes the scales by

kF(g=1)kF(g=2)=21/3,\frac{k_{\mathrm F}^{(g=1)}} {k_{\mathrm F}^{(g=2)}} = 2^{1/3},

and

EF(g=1)EF(g=2)=22/3.\frac{E_{\mathrm F}^{(g=1)}} {E_{\mathrm F}^{(g=2)}} = 2^{2/3}.

Once kFk_{\mathrm F} is known, several useful scales follow.

Wave number and momentum differ by ℏ\hbar:

pF=ℏkF.p_{\mathrm F} = \hbar k_{\mathrm F}.

Thus kFk_{\mathrm F} has units of inverse length, while pFp_{\mathrm F} has units of momentum. The phrase Fermi momentum is often used informally for either quantity; a careful formula should display which one is meant.

For a general isotropic dispersion, the group velocity at the Fermi boundary is

vF=1ℏdϵdk∣k=kF.v_{\mathrm F} = \frac{1}{\hbar} \left. \frac{d\epsilon}{dk} \right|_{k=k_{\mathrm F}}.

For a quadratic dispersion,

vF=ℏkFm=2EFm.v_{\mathrm F} = \frac{\hbar k_{\mathrm F}}{m} = \sqrt{ \frac{2E_{\mathrm F}}{m} }.

The Fermi temperature is the energy scale expressed in kelvin:

TF≡EFkB.T_{\mathrm F} \equiv \frac{E_{\mathrm F}}{k_{\mathrm B}}.

It is not the temperature of the zero-temperature gas. It defines the reduced temperature

θ=TTF,\theta = \frac{T}{T_{\mathrm F}},

which distinguishes the degenerate regime θ≪1\theta\ll1 from the classical regime θ≫1\theta\gg1 under the appropriate density conditions.

The de Broglie wavelength associated with pFp_{\mathrm F} is

λF=hpF=2πkF.\lambda_{\mathrm F} = \frac{h}{p_{\mathrm F}} = \frac{2\pi}{k_{\mathrm F}}.

Many-body estimates also use the shorter length kF−1k_{\mathrm F}^{-1}. These differ by 2π2\pi and should not be interchanged silently.

A natural microscopic time is

tF=ℏEF.t_{\mathrm F} = \frac{\hbar}{E_{\mathrm F}}.

For a quadratic dispersion,

tF=2mℏkF2.t_{\mathrm F} = \frac{2m}{\hbar k_{\mathrm F}^2}.

This is a scale, not automatically a collision time or equilibration time.

For fixed gg,

kF∝n1/d.k_{\mathrm F} \propto n^{1/d}.

With a quadratic dispersion,

EF∝n2/d,vF∝n1/d.E_{\mathrm F} \propto n^{2/d}, \qquad v_{\mathrm F} \propto n^{1/d}.

Therefore:

DimensionkFk_{\mathrm F} scalingEFE_{\mathrm F} scaling
1Dnnn2n^2
2Dn1/2n^{1/2}nn
3Dn1/3n^{1/3}n2/3n^{2/3}

The stronger density dependence in lower dimension reflects how rapidly the occupied interval or disk must expand when particles are added.

If the nonrelativistic Fermi energy is known, then

kF=2mEFℏ.k_{\mathrm F} = \frac{\sqrt{2mE_{\mathrm F}}}{\hbar}.

The corresponding density in dd dimensions is

n=gΩd(2π)d(2mEFℏ2)d/2.n = g \frac{\Omega_d}{(2\pi)^d} \left( \frac{2mE_{\mathrm F}}{\hbar^2} \right)^{d/2}.

Explicitly,

n1D=gπ2mEFℏ,n2D=gmEF2πℏ2,n3D=g6π2(2mEFℏ2)3/2.\begin{aligned} n_{1\mathrm D} &= \frac{g}{\pi} \frac{\sqrt{2mE_{\mathrm F}}}{\hbar}, \\ n_{2\mathrm D} &= \frac{gmE_{\mathrm F}} {2\pi\hbar^2}, \\ n_{3\mathrm D} &= \frac{g}{6\pi^2} \left( \frac{2mE_{\mathrm F}}{\hbar^2} \right)^{3/2}. \end{aligned}

The densities have different dimensions: inverse length in 1D, inverse area in 2D, and inverse volume in 3D.

The integrated number of states below energy EE for a quadratic dispersion is

Nd(E)Vd=gΩd(2π)d(2mEℏ2)d/2.\frac{\mathcal N_d(E)}{\mathcal V_d} = g \frac{\Omega_d}{(2\pi)^d} \left( \frac{2mE}{\hbar^2} \right)^{d/2}.

Differentiation gives the density of states per dd-dimensional measure:

ρd(E)=1VddNddE.\rho_d(E) = \frac{1}{\mathcal V_d} \frac{d\mathcal N_d}{dE}.

At the Fermi energy,

ρd(EF)=d2nEF.\rho_d(E_{\mathrm F}) = \frac{d}{2} \frac{n}{E_{\mathrm F}}.

This identity is a fast consistency check. It uses a density of states that includes the same internal factor gg as the density nn.

The energy dependence is

ρd(E)∝Ed/2−1.\rho_d(E) \propto E^{d/2-1}.

Thus the free-particle density of states diverges as E−1/2E^{-1/2} in 1D, is constant in 2D, and grows as E1/2E^{1/2} in 3D. The canonical discussion of density-of-states normalization is Density of States: First Encounter.

For a quadratic dispersion, integrating all occupied energies gives

U0N=dd+2EF.\frac{U_0}{N} = \frac{d}{d+2} E_{\mathrm F}.

Scale invariance of the nonrelativistic kinetic energy gives

P0=2dU0Vd=2d+2nEF.P_0 = \frac{2}{d} \frac{U_0}{\mathcal V_d} = \frac{2}{d+2} nE_{\mathrm F}.

In one dimension, P0P_0 is a force; in two dimensions, it is force per length; in three dimensions, it is the usual force per area. These identities are useful checks, but the full equation-of-state derivation belongs to the Ideal Fermi Gas page.

Worked example: a three-dimensional electron density

Section titled “Worked example: a three-dimensional electron density”

Consider nonrelativistic electrons with total density

n=8.5×1028 m−3n = 8.5\times10^{28}\ \mathrm{m}^{-3}

and spin degeneracy g=2g=2. Then

kF=(3π2n)1/3≈1.36×1010 m−1.k_{\mathrm F} = (3\pi^2n)^{1/3} \approx 1.36\times10^{10}\ \mathrm{m}^{-1}.

The momentum scale is

pF=ℏkF≈1.43×10−24 kg m s−1.p_{\mathrm F} = \hbar k_{\mathrm F} \approx 1.43\times10^{-24}\ \mathrm{kg\,m\,s^{-1}}.

Using the electron mass,

EF=ℏ2kF22me≈7.0 eV.E_{\mathrm F} = \frac{\hbar^2k_{\mathrm F}^2}{2m_e} \approx 7.0\ \mathrm{eV}.

Consequently,

vF≈1.6×106 m s−1,v_{\mathrm F} \approx 1.6\times10^6\ \mathrm{m\,s^{-1}},

and

TF≈8.1×104 K.T_{\mathrm F} \approx 8.1\times10^4\ \mathrm K.

An ordinary laboratory temperature can therefore be much smaller than TFT_{\mathrm F} even when it is hundreds of kelvin. This is why conduction electrons are often strongly degenerate. A real metal may require band-dependent effective masses and a nonspherical Fermi surface, so the numerical calculation is an ideal free-electron estimate rather than a complete material model.

Worked example: a two-dimensional electron gas

Section titled “Worked example: a two-dimensional electron gas”

Take a two-dimensional spin-degenerate gas with sheet density

n2D=1.0×1015 m−2,n_{2\mathrm D} = 1.0\times10^{15}\ \mathrm{m}^{-2},

g=2g=2, and effective mass m∗=0.067mem^*=0.067m_e. The Fermi wave number is

kF=2πn2D≈7.93×107 m−1.k_{\mathrm F} = \sqrt{2\pi n_{2\mathrm D}} \approx 7.93\times10^7\ \mathrm{m}^{-1}.

The quadratic-band Fermi energy is

EF=πℏ2n2Dm∗≈3.6 meV.E_{\mathrm F} = \frac{\pi\hbar^2n_{2\mathrm D}}{m^*} \approx 3.6\ \mathrm{meV}.

Equivalently,

TF≈41 K.T_{\mathrm F} \approx 41\ \mathrm K.

The use of m∗m^* rather than the bare electron mass is part of the model specification. Valley degeneracy, spin splitting, or nonparabolicity would modify the count or the dispersion.

Worked example: changing spin polarization

Section titled “Worked example: changing spin polarization”

Consider a three-dimensional gas at fixed total density nn. In a balanced two-component state,

kFbal=(3π2n)1/3.k_{\mathrm F}^{\mathrm{bal}} = (3\pi^2n)^{1/3}.

In a fully polarized state,

kFpol=(6π2n)1/3.k_{\mathrm F}^{\mathrm{pol}} = (6\pi^2n)^{1/3}.

Therefore

kFpol=21/3kFbal,k_{\mathrm F}^{\mathrm{pol}} = 2^{1/3} k_{\mathrm F}^{\mathrm{bal}},

and

EFpol=22/3EFbal.E_{\mathrm F}^{\mathrm{pol}} = 2^{2/3} E_{\mathrm F}^{\mathrm{bal}}.

The change is a direct consequence of Pauli filling: fewer internal modes are available at each k\mathbf k, so the occupied momentum-space region must grow.

The state-counting relation for kFk_{\mathrm F} depends on the occupied kk-space volume, not on the detailed energy dispersion. For any monotone isotropic band, the same density relation holds:

n=gΩd(2π)dkFd.n = g \frac{\Omega_d}{(2\pi)^d} k_{\mathrm F}^d.

Only the map from kFk_{\mathrm F} to energy and velocity changes:

EF=ϵ(kF),E_{\mathrm F} = \epsilon(k_{\mathrm F}),

and

vF=1ℏϵ′(kF).v_{\mathrm F} = \frac{1}{\hbar} \epsilon'(k_{\mathrm F}).

For a power-law dispersion

ϵ(k)=Aks,\epsilon(k) = A k^s,

one obtains

EF∝ns/d,E_{\mathrm F} \propto n^{s/d},

and

ρd(EF)=dsnEF.\rho_d(E_{\mathrm F}) = \frac{d}{s} \frac{n}{E_{\mathrm F}}.

The familiar factor d/2d/2 is the special case s=2s=2.

Relativistic state counting gives the same kFk_{\mathrm F} for a specified density and degeneracy. What changes is the energy relation. With

pF=ℏkF,p_{\mathrm F} = \hbar k_{\mathrm F},

the total one-particle energy at the Fermi boundary is

EF=pF2c2+m2c4.\mathcal E_{\mathrm F} = \sqrt{ p_{\mathrm F}^2c^2 + m^2c^4 }.

If Fermi energy means kinetic energy measured from the rest energy, then

EFkin=pF2c2+m2c4−mc2.E_{\mathrm F}^{\mathrm{kin}} = \sqrt{ p_{\mathrm F}^2c^2 + m^2c^4 } - mc^2.

At zero temperature, a relativistic chemical potential that includes rest energy is

μ0=EF,\mu_0 = \mathcal E_{\mathrm F},

whereas a convention that subtracts rest energy gives

μ0kin=EFkin.\mu_0^{\mathrm{kin}} = E_{\mathrm F}^{\mathrm{kin}}.

Both conventions are legitimate; mixing them in one calculation is not. The nonrelativistic approximation requires

pF≪mc.p_{\mathrm F} \ll mc.

The scalar kFk_{\mathrm F} is exact for a spherical Fermi boundary. In a crystal band, the occupied region is determined by

En(k)≤μ0,E_n(\mathbf k) \leq \mu_0,

inside the Brillouin zone. The boundary can be warped, disconnected, open across a zone boundary, or split among bands. Then one should speak of:

  • the Fermi surface En(k)=μ0E_n(\mathbf k)=\mu_0;
  • direction-dependent Fermi wave vectors;
  • extremal radii or orbit areas;
  • an effective spherical kFk_{\mathrm F} only when explicitly defined.

For an anisotropic quadratic band,

ϵ(k)=ℏ22(kx2mx+ky2my+kz2mz),\epsilon(\mathbf k) = \frac{\hbar^2}{2} \left( \frac{k_x^2}{m_x} + \frac{k_y^2}{m_y} + \frac{k_z^2}{m_z} \right),

constant-energy surfaces are ellipsoids. Replacing all masses by one mm without stating an approximation loses the geometry that fixes the state count.

Fermi Surface develops the general many-body concept and low-energy excitations near nonspherical boundaries. The future Quantum Matter treatment will own detailed Bloch-band topology and material-specific surfaces.

A finite trap does not have translational invariance, so momentum states are not labeled by a uniform continuum density. Exact state counting uses trap eigenlevels.

In a slowly varying potential, a local-density approximation may define

n(r)=gΩd(2π)dkF(r)d,n(\mathbf r) = g \frac{\Omega_d}{(2\pi)^d} k_{\mathrm F}(\mathbf r)^d,

with a local Fermi energy

EF(r)=ℏ2kF(r)22m.E_{\mathrm F}(\mathbf r) = \frac{\hbar^2k_{\mathrm F}(\mathbf r)^2}{2m}.

These are local scales. They need not equal the global Fermi energy defined by the highest occupied trap level. Quantum Gases in Traps owns the trap conventions and local-density application.

In a finite box, allowed momenta are discrete. The continuum formula replaces a lattice-point count by a geometric volume, so it becomes accurate when many modes are occupied and boundary corrections are small.

For a finite noninteracting system, several quantities may be called the Fermi energy:

  • the highest occupied one-particle energy;
  • the lowest unoccupied one-particle energy;
  • the midpoint between them;
  • an addition or removal chemical potential;
  • the continuum estimate from the mean density.

They coincide in the thermodynamic limit under regular conditions but can differ by a shell spacing in a small system. A partially filled degenerate shell also makes the zero-temperature boundary less sharp than the continuum picture suggests.

Use the following sequence.

  1. Identify the geometry. Decide whether the system is uniform, trapped, or periodic on a lattice.
  2. Specify the dimension. A line density, sheet density, and volume density have different units.
  3. List internal components. Determine whether spin, valley, flavor, or band labels are explicit or absorbed into gg.
  4. Choose total or component density. Write the choice next to the symbol nn.
  5. Count the occupied wave-vector region. For a spherical continuum gas, use the dd-ball formula.
  6. Map wave number to energy. Insert the actual dispersion, bare mass, effective mass, or relativistic relation.
  7. State the energy zero. Say whether rest energy or a band minimum has been subtracted.
  8. Check the regime. Test finite-size, temperature, anisotropy, interaction, and relativistic assumptions.

This page owns:

  • the general dd-dimensional continuum state count;
  • explicit 1D, 2D, and 3D formulas for nn, kFk_{\mathrm F}, and EFE_{\mathrm F};
  • total-density and per-component conventions;
  • internal-degeneracy and polarization factors;
  • derived scales pFp_{\mathrm F}, vFv_{\mathrm F}, TFT_{\mathrm F}, λF\lambda_{\mathrm F}, and tFt_{\mathrm F};
  • reference checks involving the density of states;
  • warnings for finite, trapped, anisotropic, lattice, and relativistic systems.

Other pages own:

kFk_{\mathrm F} has units of inverse length. The momentum is pF=ℏkFp_{\mathrm F}=\hbar k_{\mathrm F}.

Using the spin-1/2 formula for a spinless gas

Section titled “Using the spin-1/2 formula for a spinless gas”

The common three-dimensional result (3π2n)1/3(3\pi^2n)^{1/3} assumes g=2g=2 and total density. A spinless gas instead has (6π2n)1/3(6\pi^2n)^{1/3}.

If nσn_\sigma is a per-spin density, do not also multiply its state count by g=2g=2. If nn is total density, include all occupied components exactly once.

Assigning one Fermi wave number to an imbalanced gas

Section titled “Assigning one Fermi wave number to an imbalanced gas”

Unequal component densities imply unequal kF,ak_{{\mathrm F},a} unless another constraint changes the simple model.

Equating Fermi energy with chemical potential at every temperature

Section titled “Equating Fermi energy with chemical potential at every temperature”

For the ideal gas, μ(0)=EF\mu(0)=E_{\mathrm F} under the same energy convention. At finite temperature, μ(T)\mu(T) generally differs from EFE_{\mathrm F}.

Using a three-dimensional density in a two-dimensional formula

Section titled “Using a three-dimensional density in a two-dimensional formula”

A sheet density has units m−2\mathrm m^{-2}, while a volume density has units m−3\mathrm m^{-3}. A quasi-two-dimensional layer also requires a clear convention for its effective thickness.

For a parabolic semiconductor band, use the stated effective mass. For a nonparabolic or anisotropic band, one scalar effective mass may be inadequate.

Treating a lattice Fermi surface as a sphere

Section titled “Treating a lattice Fermi surface as a sphere”

Crystal momentum lives in a Brillouin zone and the band dispersion sets the boundary shape. A spherical kFk_{\mathrm F} is then an approximation or an effective definition.

Relativistic total energy, kinetic energy, and band energy measured from a minimum differ by additive constants. State the convention before comparing EFE_{\mathrm F} with μ\mu.

Using continuum formulas for a few particles

Section titled “Using continuum formulas for a few particles”

Small systems exhibit shell effects and boundary-condition dependence. Count discrete levels when the level spacing is not negligible.

A uniform ideal Fermi gas occupies a dd-dimensional periodic box of measure Vd\mathcal V_d. Show that a filled ball of radius kFk_{\mathrm F} contains

N=gVdΩd(2π)dkFdN = g \frac{\mathcal V_d\Omega_d}{(2\pi)^d} k_{\mathrm F}^d

states. State where each factor comes from.

Solution

Periodic boundary conditions give a spacing 2π/L2\pi/L in each wave-vector direction. One allowed point therefore occupies wave-vector volume

(2πL)d,\left( \frac{2\pi}{L} \right)^d,

so the number of points per ddkd^dk is

Ld(2π)d=Vd(2π)d.\frac{L^d}{(2\pi)^d} = \frac{\mathcal V_d}{(2\pi)^d}.

The occupied dd-ball has volume ΩdkFd\Omega_dk_{\mathrm F}^d. Multiplying by the point density and by gg independent internal modes gives

N=gVd(2π)dΩdkFd.N = g \frac{\mathcal V_d}{(2\pi)^d} \Omega_dk_{\mathrm F}^d.

The factors represent internal multiplicity, real-space measure, reciprocal-space normalization, and occupied reciprocal-space volume, respectively.

Use

Ω1=2,Ω2=π,Ω3=4π3\Omega_1=2, \qquad \Omega_2=\pi, \qquad \Omega_3=\frac{4\pi}{3}

to derive n(kF)n(k_{\mathrm F}) in 1D, 2D, and 3D.

Solution

Insert each unit-ball volume into

n=gΩd(2π)dkFd.n = g \frac{\Omega_d}{(2\pi)^d} k_{\mathrm F}^d.

For d=1d=1,

n=g22πkF=gkFπ.n = g \frac{2}{2\pi} k_{\mathrm F} = \frac{gk_{\mathrm F}}{\pi}.

For d=2d=2,

n=gπ(2π)2kF2=gkF24π.n = g \frac{\pi}{(2\pi)^2} k_{\mathrm F}^2 = \frac{gk_{\mathrm F}^2}{4\pi}.

For d=3d=3,

n=g4π/3(2π)3kF3=gkF36π2.n = g \frac{4\pi/3}{(2\pi)^3} k_{\mathrm F}^3 = \frac{gk_{\mathrm F}^3}{6\pi^2}.

Translate between total and component density

Section titled “Translate between total and component density”

A balanced two-component gas in two dimensions has total sheet density nn. Compute kFk_{\mathrm F} first from the total-density formula with g=2g=2, then from the density nσ=n/2n_\sigma=n/2 of one component. Verify agreement.

Solution

Using total density and g=2g=2,

kF=4πn2=2πn.k_{\mathrm F} = \sqrt{ \frac{4\pi n}{2} } = \sqrt{2\pi n}.

For one component, no extra degeneracy factor is included:

nσ=kF24π.n_\sigma = \frac{k_{\mathrm F}^2}{4\pi}.

Since nσ=n/2n_\sigma=n/2,

kF=4πnσ=2πn.k_{\mathrm F} = \sqrt{4\pi n_\sigma} = \sqrt{2\pi n}.

The two routes agree because they count the same modes with different bookkeeping.

At fixed total density in dimension dd, compare a balanced gas with degeneracy gg to a fully polarized gas with degeneracy 11. Find the ratios of Fermi wave numbers and nonrelativistic Fermi energies.

Solution

At fixed density,

kF∝g−1/d.k_{\mathrm F} \propto g^{-1/d}.

Therefore

kF(1)kF(g)=g1/d.\frac{k_{\mathrm F}^{(1)}} {k_{\mathrm F}^{(g)}} = g^{1/d}.

For a quadratic dispersion, EF∝kF2E_{\mathrm F}\propto k_{\mathrm F}^2, so

EF(1)EF(g)=g2/d.\frac{E_{\mathrm F}^{(1)}} {E_{\mathrm F}^{(g)}} = g^{2/d}.

The polarized gas fills farther in momentum space because fewer internal modes are available at each wave vector.

Starting from Nd(E)/Vd∝Ed/2\mathcal N_d(E)/\mathcal V_d\propto E^{d/2} for a quadratic dispersion, show that

ρd(EF)=d2nEF.\rho_d(E_{\mathrm F}) = \frac{d}{2} \frac{n}{E_{\mathrm F}}.
Solution

Write

Nd(E)Vd=CEd/2,\frac{\mathcal N_d(E)}{\mathcal V_d} = C E^{d/2},

where CC contains the mass, degeneracy, and geometric factors. Differentiation gives

ρd(E)=d2CEd/2−1.\rho_d(E) = \frac{d}{2} C E^{d/2-1}.

At E=EFE=E_{\mathrm F},

n=CEFd/2.n = C E_{\mathrm F}^{d/2}.

Eliminating CC yields

ρd(EF)=d2nEF.\rho_d(E_{\mathrm F}) = \frac{d}{2} \frac{n}{E_{\mathrm F}}.

Use ρd(E)∝Ed/2−1\rho_d(E)\propto E^{d/2-1} to prove

U0N=dd+2EF.\frac{U_0}{N} = \frac{d}{d+2} E_{\mathrm F}.

Check the results in 1D, 2D, and 3D.

Solution

The particle number and energy are proportional to

N∝∫0EFEd/2−1 dE=2dEFd/2,N \propto \int_0^{E_{\mathrm F}} E^{d/2-1}\,dE = \frac{2}{d} E_{\mathrm F}^{d/2},

and

U0∝∫0EFEd/2 dE=2d+2EFd/2+1.U_0 \propto \int_0^{E_{\mathrm F}} E^{d/2}\,dE = \frac{2}{d+2} E_{\mathrm F}^{d/2+1}.

Taking the ratio gives

U0N=dd+2EF.\frac{U_0}{N} = \frac{d}{d+2} E_{\mathrm F}.

Thus

U0N={EF/3,d=1,EF/2,d=2,3EF/5,d=3.\frac{U_0}{N} = \begin{cases} E_{\mathrm F}/3, & d=1,\\ E_{\mathrm F}/2, & d=2,\\ 3E_{\mathrm F}/5, & d=3. \end{cases}

Check the two-dimensional numerical example

Section titled “Check the two-dimensional numerical example”

For n2D=1.0×1015 m−2n_{2\mathrm D}=1.0\times10^{15}\ \mathrm{m}^{-2}, g=2g=2, and m∗=0.067mem^*=0.067m_e, calculate kFk_{\mathrm F}, EFE_{\mathrm F}, and TFT_{\mathrm F}. Use

ℏ=1.0546×10−34 J s,\hbar = 1.0546\times10^{-34}\ \mathrm{J\,s}, me=9.109×10−31 kg,m_e = 9.109\times10^{-31}\ \mathrm{kg},

and

kB=1.3806×10−23 J K−1.k_{\mathrm B} = 1.3806\times10^{-23}\ \mathrm{J\,K^{-1}}.
Solution

The wave number is

kF=2πn2D≈7.93×107 m−1.\begin{aligned} k_{\mathrm F} &= \sqrt{2\pi n_{2\mathrm D}} \\ &\approx 7.93\times10^7\ \mathrm{m}^{-1}. \end{aligned}

The effective mass is

m∗≈6.10×10−32 kg.m^* \approx 6.10\times10^{-32}\ \mathrm{kg}.

Therefore

EF=ℏ2kF22m∗≈5.72×10−22 J≈3.57 meV.\begin{aligned} E_{\mathrm F} &= \frac{\hbar^2k_{\mathrm F}^2}{2m^*} \\ &\approx 5.72\times10^{-22}\ \mathrm J \\ &\approx 3.57\ \mathrm{meV}. \end{aligned}

Finally,

TF=EFkB≈41.4 K.T_{\mathrm F} = \frac{E_{\mathrm F}}{k_{\mathrm B}} \approx 41.4\ \mathrm K.

Show that the relativistic kinetic Fermi energy approaches pF2/(2m)p_{\mathrm F}^2/(2m) when pF≪mcp_{\mathrm F}\ll mc, and approaches pFcp_{\mathrm F}c when pF≫mcp_{\mathrm F}\gg mc.

Solution

The kinetic Fermi energy is

EFkin=mc2[1+(pFmc)2−1].E_{\mathrm F}^{\mathrm{kin}} = mc^2 \left[ \sqrt{ 1+ \left( \frac{p_{\mathrm F}}{mc} \right)^2 } -1 \right].

For x=pF/(mc)≪1x=p_{\mathrm F}/(mc)\ll1,

1+x2=1+x22+O(x4),\sqrt{1+x^2} = 1+ \frac{x^2}{2} + O(x^4),

so

EFkin=pF22m+O ⁣(pF4m3c2).E_{\mathrm F}^{\mathrm{kin}} = \frac{p_{\mathrm F}^2}{2m} + O\!\left( \frac{p_{\mathrm F}^4}{m^3c^2} \right).

For x≫1x\gg1,

1+x2=x+O(x−1),\sqrt{1+x^2} = x+ O(x^{-1}),

and therefore

EFkin=pFc−mc2+O ⁣(m2c3pF).E_{\mathrm F}^{\mathrm{kin}} = p_{\mathrm F}c - mc^2 + O\!\left( \frac{m^2c^3}{p_{\mathrm F}} \right).

The leading density-dependent term is pFcp_{\mathrm F}c. The subtractive rest-energy constant remains because the kinetic-energy convention measures from mc2mc^2.

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  • K. Huang, Statistical Mechanics, 2nd ed., Wiley (1987) — ideal Fermi-gas thermodynamics and dimensional state counting.
  • M. Kardar, Statistical Physics of Particles, Cambridge University Press (2007) — phase-space counting and quantum statistics.
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  • N. W. Ashcroft and N. D. Mermin, Solid State Physics, Holt, Rinehart and Winston (1976) — free-electron and band-theory Fermi scales.
  • G. F. Giuliani and G. Vignale, Quantum Theory of the Electron Liquid, Cambridge University Press (2005) — electron-gas conventions in two and three dimensions.
  • S. Giorgini, L. P. Pitaevskii, and S. Stringari, “Theory of ultracold atomic Fermi gases,” Reviews of Modern Physics 80, 1215–1274 (2008) — balanced and imbalanced atomic-gas conventions.
  • X.-W. Guan, M. T. Batchelor, and C. Lee, “Fermi gases in one dimension: From Bethe ansatz to experiments,” Reviews of Modern Physics 85, 1633–1691 (2013) — one-dimensional Fermi scales and component conventions.