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Hund's Rules

Hund’s rules are an ordered set of approximate rules for predicting the lowest spectroscopic term and fine-structure level associated with a declared free-atom electron configuration in the LSLS-coupling regime. For one open subshell, their familiar form is:

  1. Among allowed terms of the configuration, the term with the largest total spin SS usually lies lowest.
  2. Among the terms with that largest SS, the term with the largest total orbital angular momentum LL usually lies lowest.
  3. Within the selected LSLS term, the smallest allowed JJ usually lies lowest when the open subshell is less than half filled, while the largest JJ usually lies lowest when it is more than half filled.

The ordering is lexicographic. Rule 2 is applied only among terms surviving Rule 1, and Rule 3 is applied only after an LSLS term has been selected. The rules do not replace antisymmetrization, determine the ground electron configuration, or provide exact energies.

Their best domain is a free atom or ion with one open subshell, a reasonably isolated configuration, and sufficiently good LSLS coupling. Outside that domain they remain clues, not verdicts.

This page owns the atomic use, derivation, and limitations of Hund’s three term-ordering rules:

  • what each rule predicts and the order in which it is applied;
  • the distinction from Pauli exclusion, orbital filling, and the Aufbau or Madelung heuristic;
  • the fixed-orbital exchange model behind the maximum-spin tendency;
  • why relaxed atomic energies require more care than the phrase “exchange lowers the energy” suggests;
  • the stretched-state construction of maximum SS and maximum LL;
  • particle–hole symmetry across half filling;
  • the spin–orbit derivation of the third rule;
  • worked pqp^q and dqd^q ground-term assignments;
  • configuration, coupling, field, and correlation failure modes.

Neighboring pages retain their canonical subjects. Pauli Principle in Atoms determines which terms are allowed by antisymmetry. Electron Configurations owns subshell occupations and the limitations of filling rules. Atomic Term Symbols owns notation. Exchange and Correlation owns direct, exchange, and correlation accounting. LS Coupling owns the coupling regime and Landé diagnostics, while jj Coupling owns the complementary relativistic-subshell limit.

Consider a central-field configuration

C=∏a(naℓa)qa.\mathcal C = \prod_a(n_a\ell_a)^{q_a}.

Several different objects can be associated with this one label:

  • determinants with specified one-electron magnetic occupations;
  • antisymmetric configuration-state functions with specified LL and SS;
  • terms labeled by γ 2S+1Lπ\gamma\,{}^{2S+1}L^\pi;
  • fine-structure levels labeled by JJ;
  • exact eigenstates that may mix several configurations and terms.

Hund’s first two rules compare terms within a declared configuration. The third compares JJ levels within the selected term. A useful ideal hierarchy is

ΔEconfig≫ΔEterm,ΔEterm≫ΔEfs.\begin{aligned} \Delta E_{\mathrm{config}} &\gg \Delta E_{\mathrm{term}},\\ \Delta E_{\mathrm{term}} &\gg \Delta E_{\mathrm{fs}}. \end{aligned}

The first two rules summarize regularities in the electrostatic term splittings. The third uses the weaker spin–orbit ordering. If these scales overlap, the labels themselves can mix and the three-step procedure loses accuracy.

  1. Pauli exclusion is a kinematic consequence of fermionic antisymmetry. It forbids repeated complete spin-orbitals and removes inadmissible terms.
  2. A configuration or filling rule proposes which subshell occupations should be compared for the ground state.
  3. Hund’s rules rank allowed terms and levels, approximately, after a configuration has been declared.
  4. Hamiltonian diagonalization supplies the actual energies and eigenvectors for the model being used.

The classroom instruction “put one electron in each degenerate orbital before pairing” is a determinant-level way to construct a maximum-MSM_S representative of Rule 1. It is not the complete content of all three rules. It also assumes a degenerate or nearly degenerate orbital set; a sufficiently large orbital-energy splitting can favor pairing.

The quantum numbers LL, SS, and JJ refer to rotational symmetry of an isolated atom. A crystal field can split orbital components and quench LL; a molecule has different spatial symmetry and often different equilibrium geometries for different spin states. Molecular Hund cases are angular-momentum coupling schemes, not these atomic term-ordering rules.

Within a fixed configuration, the allowed term with the largest SS commonly has the lowest electrostatic energy. Its multiplicity is

2S+1.2S+1.

“Parallel spins” is shorthand for the stretched component with MS=SM_S=S. A rotationally invariant term also contains the other MS=−S,…,SM_S=-S,\ldots,S components. The rule does not assign classical arrows permanently pointing in one laboratory direction.

Let aa and bb be orthonormal spatial orbitals. The normalized symmetric and antisymmetric spatial functions are

Ψ±(1,2)=12[a(1)b(2)±b(1)a(2)].\Psi_\pm(1,2) = \frac{1}{\sqrt2} \left[ a(1)b(2) \pm b(1)a(2) \right].

The spin singlet requires the symmetric spatial function Ψ+\Psi_+, while the spin triplet requires the antisymmetric spatial function Ψ−\Psi_-. For the Coulomb interaction

V12=e24πϵ0r12,V_{12} = \frac{e^2}{4\pi\epsilon_0r_{12}},

define the direct and exchange integrals

Jab=∬∣a(1)∣2V12∣b(2)∣2 d1 d2,Kab=∬a∗(1)b∗(2)V12b(1)a(2) d1 d2.\begin{aligned} J_{ab} &= \iint |a(1)|^2 V_{12} |b(2)|^2 \,d1\,d2,\\ K_{ab} &= \iint a^*(1)b^*(2) V_{12} b(1)a(2) \,d1\,d2. \end{aligned}

With the same one-electron orbitals in both states,

⟨Ψ+∣V12∣Ψ+⟩=Jab+Kab,⟨Ψ−∣V12∣Ψ−⟩=Jab−Kab.\begin{aligned} \langle\Psi_+|V_{12}|\Psi_+\rangle &=J_{ab}+K_{ab},\\ \langle\Psi_-|V_{12}|\Psi_-\rangle &=J_{ab}-K_{ab}. \end{aligned}

Thus the fixed-orbital singlet–triplet separation is

ES−ET=2Kab.E_{\mathrm S}-E_{\mathrm T} = 2K_{ab}.

For the positive Coulomb kernel, KabK_{ab} is nonnegative. In this restricted model the triplet is therefore lower. The antisymmetric spatial function also vanishes at equal coordinates,

Ψ−(r,r)=0,\Psi_-(\mathbf r,\mathbf r)=0,

which is the two-electron signature of the same-spin exchange hole.

The fixed-orbital derivation is exact for the trial functions just declared. It does not prove that a fully optimized high-spin atom has a smaller expectation value of electron–electron repulsion than the corresponding low-spin atom.

When each term is allowed to relax, its orbitals, kinetic energy, electron–nucleus attraction, direct energy, exchange energy, and correlation energy all change. Virial-theorem and multiconfiguration analyses of second- and third-row pp atoms find that the high-spin stabilization can be realized through stronger electron–nucleus attraction after radial contraction, even when the electron–electron repulsion and kinetic energy increase.

The trustworthy summary is:

Antisymmetry creates spin-dependent spatial structure. In a common fixed-orbital model this appears as a lowering by exchange integrals; in a relaxed atom, the final term separation is a total-energy balance.

This is why “electrons with parallel spins repel less” is too literal. The Coulomb operator is spin independent, and no additional exchange force has been added.

Pauli antisymmetry determines the admissible Hilbert space. It can force two electrons in the same spatial orbital into a singlet, as in 1s21s^2. For electrons in distinct orbitals, both singlet and triplet terms may be allowed. Hund’s first rule then predicts an energy ordering between allowed terms; it is not an exclusion law.

After selecting the maximum-SS terms, the one with the largest LL commonly lies lowest. The ordering applies to total orbital angular momentum,

L=∑ili,\mathbf L=\sum_i\mathbf l_i,

not to a sum of one-electron orbital energies.

For one equivalent open subshell, electrostatic term energies can be organized schematically as

E(αLS)=Eav+∑k>0fk(αLS)Fk.E(\alpha LS) = E_{\mathrm{av}} + \sum_{k>0} f_k(\alpha LS)F^k.

Here EavE_{\mathrm{av}} is a configuration average, the FkF^k are radial Slater–Condon integrals, and the dimensionless fkf_k are angular coefficients fixed by the antisymmetric term. Rule 2 summarizes a frequent pattern of these angular coefficients. It is not a universal centrifugal-energy theorem proportional to L(L+1)L(L+1).

A stretched maximum-LL component places the parallel-spin electrons in the largest available mℓm_\ell values. This construction is excellent for finding the candidate term. Its angular density and exchange correlations often support efficient electron avoidance, but statements such as “the electrons orbit in the same direction and stay farther apart” are classical pictures, not derivations.

The actual comparison uses matrix elements of the Coulomb Hamiltonian. Different radial functions, several open subshells, configuration interaction, and unusually large LL can invalidate the simple ordering.

Let qq electrons occupy one nℓn\ell subshell. The number of spatial orbitals is

m=2ℓ+1,m=2\ell+1,

and the spin-orbital capacity is

g=2m=4ℓ+2.g=2m=4\ell+2.

Half filling occurs at q=mq=m, not at q=g/2q=g/2 as a separate condition; these are the same number.

For q≤mq\leq m, place the electrons in distinct mℓm_\ell orbitals with the same spin projection. Then

Smax⁡=q2.S_{\max}=\frac q2.

For q>mq>m, use the equivalent hole description with

qh=g−q.q_{\mathrm h}=g-q.

The compact result is

q∗=min⁡(q,g−q),Smax⁡=q∗2.q_*=\min(q,g-q), \qquad S_{\max}=\frac{q_*}{2}.

The electron and hole configurations nℓqn\ell^q and nℓg−qn\ell^{g-q} support the same set of LL and SS terms, although their fine-structure ordering reverses across half filling.

For the stretched maximum-spin component with q∗≤mq_*\leq m, occupy

mℓ=ℓ,ℓ−1,…,ℓ−q∗+1.m_\ell = \ell,\ell-1,\ldots,\ell-q_*+1.

The largest projection is

ML,max⁡=∑r=0q∗−1(ℓ−r)=q∗ℓ−q∗(q∗−1)2.\begin{aligned} M_{L,\max} &= \sum_{r=0}^{q_*-1}(\ell-r)\\ &= q_*\ell - \frac{q_*(q_*-1)}{2}. \end{aligned}

A state with the largest possible projection must belong to a term with

Lmax⁡=ML,max⁡.L_{\max}=M_{L,\max}.

Combining Rules 1 and 2 therefore predicts, for one equivalent open subshell,

SH=q∗2,LH=q∗ℓ−q∗(q∗−1)2.\begin{aligned} S_{\mathrm H} &= \frac{q_*}{2},\\ L_{\mathrm H} &= q_*\ell - \frac{q_*(q_*-1)}{2}. \end{aligned}

The subscript H\mathrm H marks the Hund-rule candidate, not an exact theorem about the full atomic ground state.

  • p2p^2: q∗=2q_*=2, so SH=1S_{\mathrm H}=1 and LH=1L_{\mathrm H}=1, giving  3P\,{}^3P.
  • p3p^3: q∗=3q_*=3, so SH=3/2S_{\mathrm H}=3/2 and LH=0L_{\mathrm H}=0, giving  4S\,{}^4S.
  • d2d^2: q∗=2q_*=2, so SH=1S_{\mathrm H}=1 and LH=3L_{\mathrm H}=3, giving  3F\,{}^3F.
  • d5d^5: q∗=5q_*=5, so SH=5/2S_{\mathrm H}=5/2 and LH=0L_{\mathrm H}=0, giving  6S\,{}^6S.
  • f2f^2: q∗=2q_*=2, so SH=1S_{\mathrm H}=1 and LH=5L_{\mathrm H}=5, giving  3H\,{}^3H.

These formulas identify the term selected by the first two rules. They do not enumerate all allowed terms, which still requires antisymmetry and state counting.

Hund-rule cascade selecting the triplet F two level from the allowed terms of a d-squared configuration

For a fixed d2d^2 configuration in LSLS coupling, Rule 1 retains the triplets, Rule 2 selects  3F\,{}^3F, and Rule 3 selects J=2J=2 because the dd subshell is less than half filled. The diagram is a prediction workflow, not a proof of the level energies.

Once Rules 1 and 2 have selected an LSLS term, total angular momentum can take the values

J=∣L−S∣,…,L+S.J=|L-S|,\ldots,L+S.

In an isolated term with weak fine structure, the leading effective interaction is often written

Hsoeff=A L⋅S.H_{\mathrm{so}}^{\mathrm{eff}} = A\,\mathbf L\cdot\mathbf S.

Its first-order level energy is

EJ−ELS=A2[J(J+1)−L(L+1)−S(S+1)].\begin{aligned} E_J-E_{LS} &= \frac A2 \bigl[J(J+1)\\ &\qquad -L(L+1)-S(S+1)\bigr]. \end{aligned}

Adjacent levels obey

EJ−EJ−1=AJ.E_J-E_{J-1}=AJ.

Therefore:

  • if A>0A>0, energy increases with JJ and the smallest J=∣L−S∣J=|L-S| lies lowest;
  • if A<0A<0, energy decreases with JJ and the largest J=L+SJ=L+S lies lowest.

For a single equivalent open subshell in ordinary LSLS coupling, the effective sign commonly follows the filling:

JH={∣LH−SH∣,q<2ℓ+1,SH,q=2ℓ+1,LH+SH,q>2ℓ+1.J_{\mathrm H} = \begin{cases} |L_{\mathrm H}-S_{\mathrm H}|, &q<2\ell+1,\\[4pt] S_{\mathrm H}, &q=2\ell+1,\\[4pt] L_{\mathrm H}+S_{\mathrm H}, &q>2\ell+1. \end{cases}

At exact half filling, the maximum-spin term of one equivalent subshell has LH=0L_{\mathrm H}=0, so only J=SHJ=S_{\mathrm H} occurs. There is no multiplet ordering left for Rule 3 to decide.

Configurations nℓqn\ell^q and nℓg−qn\ell^{g-q} have the same allowed LL and SS terms. Their electron and hole descriptions, however, reverse the spin–orbit ordering within corresponding terms. Thus

d2⟷d8d^2 \longleftrightarrow d^8

share the Hund candidate  3F\,{}^3F, but Rule 3 predicts

d2:3F2,d8:3F4.\begin{aligned} d^2&:\quad{}^3F_2,\\ d^8&:\quad{}^3F_4. \end{aligned}

This is the logic behind the less-than-half-filled and more-than-half-filled wording. It is not a statement that the magnitude of every fine-structure interval is the same for electron and hole partners.

For  3F\,{}^3F, one has L=3L=3 and S=1S=1, so J=2,3,4J=2,3,4. The effective shifts are

ΔE2=−4A,ΔE3=−A,ΔE4=3A.\begin{aligned} \Delta E_2&=-4A,\\ \Delta E_3&=-A,\\ \Delta E_4&=3A. \end{aligned}

For d2d^2, Rule 3 corresponds to A>0A>0, so J=2J=2 lies lowest. The interval ratio is

E4−E3E3−E2=43.\frac{E_4-E_3}{E_3-E_2} = \frac43.

This is the isolated-term Landé interval prediction. Real intervals need not obey it exactly because spin–spin, spin–other-orbit, configuration interaction, and intermediate coupling also contribute. LS Coupling owns the full diagnostic.

The following examples use closed cores with L=S=J=0L=S=J=0, so only the open subshell needs to be considered. NIST evaluated ground-level designations provide the empirical check.

Neutral carbon has the leading ground configuration

1s2 2s2 2p2.1s^2\,2s^2\,2p^2.

For p2p^2, ℓ=1\ell=1, q=2q=2, g=6g=6, and q∗=2q_*=2. The first two rules give

SH=1,LH=1,S_{\mathrm H}=1, \qquad L_{\mathrm H}=1,

so the candidate term is  3P\,{}^3P. The subshell is less than half filled because 2<32<3, hence

JH=∣1−1∣=0.J_{\mathrm H}=|1-1|=0.

The parity is even:

π=(−1)2ℓ=+1.\pi=(-1)^{2\ell}=+1.

The prediction is

1s2 2s2 2p2  3P0,1s^2\,2s^2\,2p^2\;{}^3P_0,

which is the evaluated C I ground level.

Neutral nitrogen has a half-filled 2p32p^3 subshell. The three parallel-spin electrons occupy

mℓ=1,0,−1m_\ell=1,0,-1

in the stretched determinant, giving

SH=32,LH=0.S_{\mathrm H}=\frac32, \qquad L_{\mathrm H}=0.

Thus

JH=32.J_{\mathrm H}=\frac32.

Three pp electrons have odd parity, so the predicted ground level is

1s2 2s2 2p3  4S3/2∘.1s^2\,2s^2\,2p^3\;{}^4S^\circ_{3/2}.

This is the evaluated N I ground level. The result also shows why the letter SS in a term symbol does not mean that the electrons occupy ss orbitals: it denotes total L=0L=0.

The open 2p42p^4 subshell of neutral oxygen is particle–hole conjugate to p2p^2. Therefore Rules 1 and 2 again give

SH=1,LH=1,S_{\mathrm H}=1, \qquad L_{\mathrm H}=1,

and the term is  3P\,{}^3P. Now 4>34>3, so the subshell is more than half filled and Rule 3 selects

JH=L+S=2.J_{\mathrm H}=L+S=2.

The evaluated O I ground level is

1s2 2s2 2p4  3P2.1s^2\,2s^2\,2p^4\;{}^3P_2.

Carbon and oxygen therefore have the same ground term but opposite ends of the J=0,1,2J=0,1,2 multiplet as their ground levels.

The leading neutral-titanium ground configuration contains 3d2 4s23d^2\,4s^2. The closed 4s24s^2 pair contributes zero angular momentum, and the d2d^2 open subshell gives

3F2.{}^3F_2.

The NIST level compilation places the other members of this term at higher energy in the order

J=2, 3, 4.J=2,\ 3,\ 4.

Neutral nickel’s leading ground configuration contains 3d8 4s23d^8\,4s^2. The d8d^8 open subshell is the two-hole partner of d2d^2, so it has the same  3F\,{}^3F term but the opposite third-rule ordering:

3F4.{}^3F_4.

The evaluated Ti I and Ni I ground designations thus give a direct electron–hole comparison.

Use the following sequence when applying the rules.

  1. Specify the species and Hamiltonian. Distinguish the neutral atom from its ions and state whether a free-atom, field-free model is intended.
  2. Declare the configuration. Do not use Hund’s rules to choose between competing configurations.
  3. Identify the open subshells. Closed subshells contribute L=S=J=0L=S=J=0.
  4. Construct the allowed terms. Enforce Pauli antisymmetry before ordering anything.
  5. Apply Rule 1. Retain the largest allowed SS.
  6. Apply Rule 2. Among those terms, retain the largest allowed LL.
  7. List the allowed JJ values. Use J=∣L−S∣,…,L+SJ=|L-S|,\ldots,L+S.
  8. Apply Rule 3 only in its domain. For one equivalent subshell in LSLS coupling, use its position relative to half filling.
  9. Compute parity independently. For a configuration,
π=(−1)∑iℓi.\pi=(-1)^{\sum_i\ell_i}.
  1. Verify the assignment. Compare with evaluated spectroscopy and inspect calculated eigenvector compositions when mixing is possible.

This workflow keeps a useful mnemonic from silently doing work that belongs to antisymmetry or dynamics.

Hund’s rules are remarkably successful for many free-atom ground configurations, but no variational theorem says that they must hold for every Hamiltonian or every configuration.

The rules rank terms associated with a declared configuration. If two configurations of the same exact JπJ^\pi are close, the Hamiltonian can mix them:

∣ΨνJπ⟩=∑aca(ν)∣CaαaLSJπ⟩.|\Psi_{\nu J\pi}\rangle = \sum_a c_a^{(\nu)} |\mathcal C_a\alpha_aLSJ\pi\rangle.

The resulting eigenstate may not possess a single well-defined configuration, LL, or SS. A dominant-component label can remain useful, but its weight should be reported.

The compact formulas using q∗=min⁡(q,g−q)q_*=\min(q,g-q) apply to one equivalent open subshell. With two or more open subshells, one must first determine parent terms and their coupling. Kutzelnigg and Morgan’s review emphasizes that exceptions to simple first- and second-rule forms occur especially in configurations with multiple open subshells carrying nonzero orbital angular momentum and in some large-LL cases.

The first two rules assume that LL and SS organize the electrostatic terms before fine structure is applied. In a heavy atom, strong one-electron spin–orbit splitting can favor a jj-coupled description. Then individual jj occupations and subshell parents can be more informative than one pure LSLS term.

Even when LSLS labels remain recognizable, same-JπJ^\pi mixing can move levels away from the third-rule pattern. A statement such as “more than half filled, therefore largest JJ” is not reliable unless the isolated-term and coupling assumptions have been checked.

Excited configurations and accidental near-degeneracy

Section titled “Excited configurations and accidental near-degeneracy”

The rules are most dependable as ground-term guides. They do not globally sort terms from different configurations, and rare reversals occur among excited states. Small denominators amplify interactions that a broad energy-scale argument would otherwise treat as perturbations.

Explicit calculations along isoelectronic sequences provide documented examples of excited-state failures and changing assignments. Such cases are evidence against overextending the rules, not failures of antisymmetry or angular-momentum algebra.

The fixed-orbital exchange formula explains an important tendency, but optimized terms use different radial functions and correlation patterns. The energy components

T,Ven,VeeT,\qquad V_{\mathrm{en}},\qquad V_{\mathrm{ee}}

can each move in a direction that contradicts a one-sentence “less repulsion” story while their sum still obeys Rule 1. Only total energies computed with a consistent Hamiltonian decide the ordering.

Electric, magnetic, crystal, and ligand fields can compete with the atomic electrostatic and spin–orbit scales. In a ligand field, the cost of occupying a higher crystal-field orbital can exceed the intra-atomic high-spin preference and produce a low-spin state. This is not a violation of an exact atomic law; it is a different Hamiltonian outside the free-atom assumptions.

Multi-orbital Hubbard and Kanamori models often contain a parameter called Hund coupling or Hund exchange, usually written JHJ_{\mathrm H}. It lowers selected high-spin local multiplets and may include spin-flip and pair-hopping terms required by rotational invariance.

That model parameter is related to the same atomic interaction physics, but it is not identical to the three spectroscopic rules. In particular, a local JHJ_{\mathrm H} does not by itself reproduce free-atom Rule 2 or the less-than-half-filled versus more-than-half-filled fine-structure ordering. See the Hubbard Model for the lattice-model boundary.

  • Using Hund’s rules to determine the electron configuration. They order terms after a configuration has been declared.
  • Treating maximum spin as Pauli exclusion. Pauli removes forbidden states; Rule 1 compares energies of allowed states.
  • Applying Rule 2 before Rule 1. Largest LL is chosen only among the maximum-SS terms.
  • Applying Rule 3 across different terms. It orders JJ levels within one selected LSLS term.
  • Calling the rules exact. They are empirical and asymptotically motivated regularities with identifiable failure modes.
  • Saying parallel spins feel a weaker Coulomb force. The Coulomb operator is spin independent; antisymmetry changes the spatial state.
  • Assuming the optimized high-spin state always has lower electron–electron repulsion. Relaxation changes all energy components.
  • Counting half filling incorrectly. An nℓn\ell subshell is half filled at q=2ℓ+1q=2\ell+1.
  • Using electron rather than hole counting above half filling. The L,SL,S term structure is often easiest to obtain from qh=4ℓ+2−qq_{\mathrm h}=4\ell+2-q holes.
  • Applying free-atom rules unchanged in a ligand field or molecule. The relevant symmetry and energy hierarchy have changed.
  • Confusing Hund’s rules with molecular Hund cases or a many-body JHJ_{\mathrm H} parameter. These are related names for distinct constructions.

Classify each statement as Pauli exclusion, a configuration-filling heuristic, a Hund-rule prediction, or a Hamiltonian result:

  1. no complete spin-orbital can be occupied twice;
  2. neutral carbon is represented first by 1s2 2s2 2p21s^2\,2s^2\,2p^2;
  3. within 2p22p^2, the  3P\,{}^3P term is predicted below the singlet terms;
  4. the measured C I ground level has energy defined as zero in an evaluated table.
Solution

Statement 1 is Pauli exclusion in an occupation basis. Statement 2 is a configuration assignment supported by central-field energetics and spectroscopy; a filling heuristic may propose it, but Hund’s rules do not derive it.

Statement 3 is the combined Rule 1 and Rule 2 prediction within the declared configuration. Statement 4 is an empirical Hamiltonian-spectrum result represented in an evaluated database.

The distinctions matter because only the first statement is an exact kinematic restriction. The others involve increasingly detailed dynamical information.

Use the equivalent-subshell formulas and all three rules to predict the lowest level of p2p^2. Include parity.

Solution

For ℓ=1\ell=1, the capacity is

g=4ℓ+2=6.g=4\ell+2=6.

With q=2q=2,

q∗=min⁡(2,4)=2.q_*=\min(2,4)=2.

Therefore

SH=q∗2=1,S_{\mathrm H}=\frac{q_*}{2}=1,

and

LH=q∗ℓ−q∗(q∗−1)2=2−22=1.\begin{aligned} L_{\mathrm H} &= q_*\ell - \frac{q_*(q_*-1)}{2}\\ &= 2-\frac{2}{2}=1. \end{aligned}

The term is  3P\,{}^3P. Since q=2<3q=2<3, Rule 3 selects

J=∣L−S∣=0.J=|L-S|=0.

Two pp electrons have parity

(−1)2ℓ=+1.(-1)^{2\ell}=+1.

The predicted lowest level is therefore

3P0{}^3P_0

with even parity.

Exercise 3: Half filling and particle–hole symmetry

Section titled “Exercise 3: Half filling and particle–hole symmetry”

Predict the Hund-rule levels for p3p^3 and p4p^4. Explain why the first has only one JJ value while the second reverses the p2p^2 third-rule ordering.

Solution

For p3p^3, q∗=3q_*=3. Thus

SH=32,S_{\mathrm H}=\frac32,

and

LH=3(1)−3⋅22=0.L_{\mathrm H} = 3(1)-\frac{3\cdot2}{2} =0.

The term is  4S\,{}^4S. Because L=0L=0, only

J=S=32J=S=\frac32

occurs. Its parity is odd, so the level is  4S3/2∘\,{}^4S^\circ_{3/2}.

For p4p^4, use two holes. The term is again  3P\,{}^3P, but the electron subshell is more than half filled. Rule 3 therefore selects

J=L+S=2.J=L+S=2.

The level is  3P2\,{}^3P_2 with even parity. The allowed L,SL,S terms match p2p^2, while particle–hole conjugation reverses which end of the JJ multiplet lies lowest.

The allowed d2d^2 terms include

1S,1D,1G,3P,3F.{}^1S,\quad {}^1D,\quad {}^1G,\quad {}^3P,\quad {}^3F.

Apply the rules in order and predict the lowest level.

Solution

Rule 1 retains the triplets,

3Pand3F,{}^3P \qquad\text{and}\qquad {}^3F,

because they have S=1S=1. Rule 2 chooses the larger orbital angular momentum, L=3L=3, so the term is  3F\,{}^3F.

For a dd subshell, half filling is q=2ℓ+1=5q=2\ell+1=5. Since q=2<5q=2<5, Rule 3 chooses the smallest allowed total,

J=∣L−S∣=∣3−1∣=2.J=|L-S|=|3-1|=2.

The predicted lowest level is

3F2.{}^3F_2.

Use particle–hole symmetry to predict the lowest d8d^8 level. Compare it with d2d^2.

Solution

A dd subshell has capacity

g=4ℓ+2=10.g=4\ell+2=10.

The d8d^8 configuration has

qh=10−8=2q_{\mathrm h}=10-8=2

holes, so Rules 1 and 2 give the same  3F\,{}^3F term as d2d^2. Because the electron subshell is more than half filled, Rule 3 selects the largest total,

J=L+S=3+1=4.J=L+S=3+1=4.

Thus

d2⟶3F2,d8⟶3F4.d^2\longrightarrow{}^3F_2, \qquad d^8\longrightarrow{}^3F_4.

The terms agree, while the fine-structure ordering reverses.

Two orthonormal fixed orbitals have exchange integral Kab=0.40 eVK_{ab}=0.40\ \mathrm{eV}. What singlet–triplet splitting does the fixed-orbital model predict? Does this imply that the fully optimized triplet must have a lower electron–electron repulsion expectation than the fully optimized singlet?

Solution

The fixed-orbital result is

ES−ET=2Kab=0.80 eV.E_{\mathrm S}-E_{\mathrm T} = 2K_{ab} = 0.80\ \mathrm{eV}.

Thus the triplet is lower by 0.80 eV0.80\ \mathrm{eV} in that restricted comparison.

The second conclusion does not follow. Once each term is optimized, its orbitals and correlation change. The triplet can have a larger electron–electron repulsion and kinetic energy but a sufficiently stronger electron–nucleus attraction to produce the lower total energy. Only a comparison of total energies under the same Hamiltonian determines the ordering.

Exercise 7: Diagnose when the rules are insufficient

Section titled “Exercise 7: Diagnose when the rules are insufficient”

A heavy atom has two open subshells. A calculation finds three same-JπJ^\pi basis components with weights 44%44\%, 33%33\%, and 15%15\%, split between LS and jj parentage. The observed magnetic factor differs by 25%25\% from the pure-LS prediction. Is a Hund-rule ground-level assignment by itself trustworthy?

Solution

No. The system violates several assumptions behind a standalone Hund assignment:

  • more than one open subshell makes the simple equivalent-subshell formulas inapplicable;
  • no component dominates strongly;
  • mixed LS and jj parentage signals intermediate coupling;
  • the magnetic factor directly contradicts a pure-LS description.

Hund’s rules may still suggest useful basis components, but the assignment should come from diagonalizing the declared Hamiltonian in the full fixed-JπJ^\pi space and comparing energies, eigenvector compositions, magnetic factors, and transitions. Reporting only one pure term label would hide the relevant physics.

  • Hund’s rules approximately rank terms and levels within a declared free-atom configuration; they do not choose the configuration.
  • Rule 1 maximizes SS, Rule 2 then maximizes LL, and Rule 3 orders JJ within that selected term.
  • Pauli antisymmetry determines which terms exist before any energy rule is applied.
  • The fixed-orbital exchange calculation gives ES−ET=2KabE_{\mathrm S}-E_{\mathrm T}=2K_{ab}, but optimized atomic term energies involve relaxation and correlation across all energy components.
  • For one nℓqn\ell^q subshell, q∗=min⁡(q,4ℓ+2−q)q_*=\min(q,4\ell+2-q) gives SH=q∗/2S_{\mathrm H}=q_*/2 and the stretched-state value of LHL_{\mathrm H}.
  • Electron–hole partners share the same L,SL,S terms but reverse the usual third-rule ordering across half filling.
  • The third rule follows from the sign of an effective AL⋅SA\mathbf L\cdot\mathbf S interaction, not from an independent exclusion principle.
  • Multiple open subshells, configuration mixing, strong spin–orbit coupling, external fields, and orbital relaxation can defeat simple applications.
  • Molecular Hund cases and many-body Hund coupling are related terminology, not synonyms for the three atomic rules.
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