Input–Output Theory Overview
Input–output theory connects a localized optical degree of freedom to the traveling fields that enter and leave its ports. For a cavity, it answers three questions in one framework:
- How does an incident field drive the intracavity mode?
- How does coupling to external modes damp that intracavity excitation?
- What reflected, transmitted, or emitted field reaches a detector?
The central distinction is between a dimensionless intracavity annihilation operator and a traveling-field operator or , whose squared amplitude is a photon flux. A cavity may contain one photon on average while emitting much less than one photon in a short time bin; conversely, a bright reflected beam can result from interference between the incident field and a weak field radiated by the cavity.
For one Markovian port, the laboratory dictionary is
The final plus sign is a phase convention. This page consistently pairs it with a minus input term in the cavity Langevin equation. Other references use and a corresponding opposite drive phase. Reflection phases change under this relabeling; observable powers and consistently computed interference do not.
Canonical Scope
Section titled “Canonical Scope”This page is the practical cavity-optics overview. It owns
- the distinction between an internal resonance and external traveling continua;
- energy-decay, amplitude-decay, lifetime, linewidth, and quality-factor conventions;
- the input–output boundary condition at one or several cavity ports;
- coherent intracavity build-up;
- empty-cavity reflection and transmission amplitudes;
- undercoupling, overcoupling, impedance matching, and internal loss;
- ringdown, output flux, and the fields supplied to optical detectors;
- an experimental workflow for fitting cavity response without mixing incompatible conventions.
Input–Output Theory in the open-systems volume owns the general Markov derivation, quantum stochastic boundary condition, arbitrary coupling operator , and continuous-measurement connection. Quantum Langevin Equations owns the general Heisenberg-picture noise calculus.
The present page specializes that machinery to the empty optical cavity and its ports. Cavity QED uses the resulting susceptibility but adds an emitter, cooperativity, polariton poles, Purcell channeling, and cavity-enhanced readout. The Jaynes–Cummings Model adds the exact closed-system spectrum and excitation-exchange dynamics. Later pages Nonlinear Quantum Optics derives nonlinear optical response and parametric gain; the present input–output boundary condition then connects such intracavity dynamics to measured traveling fields.
Conventions at a Glance
Section titled “Conventions at a Glance”The following conventions are used throughout:
- is the bare cavity angular frequency.
- A coherent probe has angular frequency .
- The drive detuning is .
- is the energy-decay rate through port .
- is the total unmonitored internal-loss rate.
- is the total energy-decay rate.
- The intracavity field amplitude decays at rate .
- Traveling fields obey .
- is an incident photon flux, not an intracavity photon number.
All rates and linewidths are angular frequencies unless explicitly divided by .
The Internal Cavity Mode
Section titled “The Internal Cavity Mode”An ideal closed cavity has discrete electromagnetic normal modes. Restricting attention to one resonance gives
The occupation
is dimensionless. Its expectation is the mean number of excitations stored in that selected cavity mode.
A real cavity is open. A partially transmitting mirror, waveguide coupler, or radiation aperture turns the closed-cavity normal mode into a resonance with a finite linewidth. Input–output theory represents it as a localized quasimode coupled to one or more continua. This is accurate when one isolated resonance dominates and the external coupling varies slowly across its linewidth.
Quantized Electromagnetic Modes owns the conservative normal-mode quantization and field normalization. The present page begins where radiation leakage makes a closed normal-mode description insufficient.
Stored energy and photon number
Section titled “Stored energy and photon number”Ignoring the zero-point offset, the stored cavity energy is
For a coherent cavity state ,
The complex amplitude has no units in this normalization. It should not be compared directly with , which has units .
External Continua
Section titled “External Continua”Each open port supports traveling modes over a continuum of frequencies. Let annihilate a continuum excitation in port , with
Factors of sometimes appear on the right-hand side and then move into the Fourier transform. A consistent temporal normalization is
which gives
The corresponding normally ordered photon flux is
Thus has units . A normalized incoming wave-packet mode
The mode is normalized by
is dimensionless and obeys . This distinction between a flux field and an integrated wave-packet mode prevents many dimensional mistakes.
Vacuum is still an input field
Section titled “Vacuum is still an input field”An undriven port is not deleted from the equations. It carries vacuum input with
The first line says the normally ordered incident photon flux vanishes. The second preserves field commutators and supplies the fluctuations associated with damping. Replacing an unused port by the number zero while retaining its loss rate is not a valid quantum model.
Coupling a Mode to a Continuum
Section titled “Coupling a Mode to a Continuum”In a rotating-wave and narrowband description, one port can be represented by a coupling Hamiltonian of the form
The phase of has been chosen to match this page’s input–output sign convention. The important physics is the coupling magnitude and its frequency dependence.
Formally solving the continuum equations and substituting them into the cavity equation produces
- a frequency shift from the principal-value part of the reservoir response;
- a memory kernel from the finite reservoir correlation time;
- a fluctuating incident-field operator.
The cavity frequency below is understood to include the relevant renormalized shift. The Markov approximation replaces the coupling by its value near resonance,
and extends the narrow frequency integral so the memory kernel becomes local in time.
This requires
- a coupling density that is nearly flat across the cavity linewidth;
- a reservoir correlation time short compared with cavity dynamics;
- no resolved propagation delay or coherent return path;
- a rotating-wave description adequate near the selected resonance;
- ports that can be treated as independent input channels.
Photonic band edges, narrow external resonances, long feedback loops, frequency-dependent mirror response, and overlapping quasimodes can violate these assumptions.
Damping Rate and Linewidth
Section titled “Damping Rate and Linewidth”Suppose the cavity couples to ports with rates and to unmonitored internal-loss channels with total rate . The total rate is
With vacuum inputs and no internal Hamiltonian beyond the cavity resonance,
whereas
Therefore
- the field-amplitude decay rate is ;
- the energy-decay rate is ;
- the photon or energy lifetime is ;
- the field-amplitude lifetime is .
The empty-cavity intensity response is Lorentzian. Its full width at half maximum is
In ordinary frequency,
The loaded quality factor is
Some communities define as the field-amplitude decay rate or quote a half width rather than a full width. A fitted number is incomplete unless the definition is stated.
Cavity Langevin Equation
Section titled “Cavity Langevin Equation”Move to a frame rotating at the drive frequency , with . For a linear cavity,
The operator collects internal-loss noise. If internal loss contains physically distinct reservoirs, each should have its own rate and input operator.
Dropping every input operator would give damped deterministic motion, but it would also make the canonical commutator decay:
The vacuum inputs restore the missing part and keep . Dissipation and quantum noise are two aspects of the same port coupling.
Input and Output Fields
Section titled “Input and Output Fields”For each monitored Markovian port,
The output is a coherent sum of a prompt incident field and the field radiated by the cavity. Reflection minima and phase flips arise from interference between these amplitudes. They cannot be obtained by adding incident and emitted intensities.
A localized mode couples to two monitored ports and one unmonitored loss bath. Driving port 1 produces intracavity amplitude , reflection , and transmission in the sign and detuning convention used on this page.
What the boundary condition means
Section titled “What the boundary condition means”The relation is local at the coupling plane. It does not include propagation phases between the coupler and a remote detector. Those phases should be added to the transfer path, not hidden in .
The input field is defined before interaction with the cavity; the output field is defined after interaction. Quantum causality determines which input–system correlations vanish at equal-time limits and is handled carefully in the full stochastic derivation. The compact boundary condition should not be manipulated as though every operator at time were an independent commuting number.
Internal loss is another port
Section titled “Internal loss is another port”Absorption, scattering into uncollected modes, and imperfect confinement can be modeled as additional bath ports. Their outputs exist physically even if no detector monitors them. Treating internal loss as a rate without its noise input is acceptable for mean classical amplitudes but incomplete for quantum fluctuations, commutators, and output states.
Coherent Drive and Intracavity Build-Up
Section titled “Coherent Drive and Intracavity Build-Up”Drive port 1 with a coherent amplitude plus zero-mean fluctuations:
The incident photon flux is
Let and take every other input to have zero mean. Then
The steady-state amplitude is
Define the cavity susceptibility
Then
The mean intracavity photon number is
This Lorentzian build-up is largest on resonance. It scales with the coupling rate through the driven port but is limited by the total linewidth, including every monitored and unmonitored decay channel.
Reflection and Transmission
Section titled “Reflection and Transmission”Assume port 1 is coherently driven, while port 2 and the internal-loss ports have zero mean input. The output means are
Define complex amplitude coefficients relative to the incident field:
Substituting the steady-state cavity amplitude gives
and
The direct term in is the prompt reflected input in this port convention. The second term is radiation from the cavity. A deep reflection dip is destructive interference between them, not evidence that the cavity emits no field.
Lossless single-sided cavity
Section titled “Lossless single-sided cavity”For one external port and no internal loss,
The reflection coefficient becomes
Its magnitude is unity at every frequency:
The cavity cannot absorb or transmit energy, so it acts as a frequency-dependent phase shifter. On resonance in this convention. Far from resonance, .
Measuring only reflected power would miss this lossless cavity completely: everywhere. Phase-sensitive detection or interferometric reference reveals the resonance.
Two-sided cavity and internal loss
Section titled “Two-sided cavity and internal loss”For drive through port 1, define
The reflected and transmitted power fractions are
and
The fraction leaving through internal-loss channels is
For passive vacuum loss,
This identity is a strong convention and algebra check. If a passive empty-cavity model predicts a sum larger than one, a sign, linewidth, or normalization has been mixed incorrectly.
On resonance,
and
A symmetric lossless two-sided cavity has . It gives and : all resonant power exits port 2, with a convention-dependent phase.
Critical coupling and impedance matching
Section titled “Critical coupling and impedance matching”For a one-sided cavity with external coupling and internal loss ,
Three regimes follow:
- undercoupled: ;
- critically coupled: ;
- overcoupled: .
At critical coupling, . All resonant incident power enters the cavity and leaves through internal-loss channels in this one-port model. The zero reflection results from destructive interference, while the energy disposition is fixed by the available decay channels.
For a two-sided cavity driven through port 1, zero resonant reflection instead requires
Calling both situations “critical coupling” is common, but the transmitted and absorbed fractions differ. The port topology must accompany the phrase.
Coupling efficiencies
Section titled “Coupling efficiencies”The escape probability for a cavity excitation through port is
The total monitored escape efficiency is
Escape efficiency is not the same as propagation transmission, spatial mode matching, or detector quantum efficiency. Those later losses multiply the probability that an escaped excitation produces the intended record.
Frequency-Domain Scattering Matrix
Section titled “Frequency-Domain Scattering Matrix”For several linear ports, the empty-cavity amplitude scattering matrix has the compact form
The diagonal term contains the prompt path. The rank-one resonant term comes from entering and leaving through the cavity mode.
If every loss bath is included as an explicit port, the full passive scattering matrix is unitary on the real-frequency axis. The submatrix restricted to experimentally monitored ports is generally not unitary when internal loss is traced out. Apparent nonunitarity is then missing information and energy in unobserved channels, not a violation of quantum mechanics.
The simple matrix assumes no nonresonant background except the identity prompt path. Real devices can have cable delay, mirror propagation phase, mode mismatch, Fano interference, or a direct bypass channel. Those effects should be modeled explicitly rather than absorbed into a complex, frequency-dependent “.”
Time-Domain Response and Ringdown
Section titled “Time-Domain Response and Ringdown”For a stable linear cavity, the intracavity field is a causal convolution of the past input with the impulse response:
A drive varying slowly compared with approximately follows the instantaneous steady state. A pulse with bandwidth comparable to or larger than excites transient dynamics and is reshaped by the cavity.
Cavity ringdown
Section titled “Cavity ringdown”Prepare amplitude and turn the coherent drive off at . Then
and
With vacuum incident fields, the emitted photon flux through port is
Integrating the entire ringdown gives
The initial photons divide among channels according to their rates. Summing over every external and internal port returns .
Ringdown directly measures the energy-decay rate when the detector response is faster than the decay and no slow mode, thermal repopulation, or coherent feedback distorts the exponential. A field-amplitude measurement decays with time constant ; direct intensity decays with time constant .
What a Detector Sees
Section titled “What a Detector Sees”Detectors act on traveling output fields, not directly on . Input–output theory supplies the operator entering each measurement model.
Output photon flux
Section titled “Output photon flux”At port ,
Using the boundary relation,
The final line is interference. For vacuum input and spontaneous cavity emission, the emitted flux is . For a coherently driven reflection experiment, omitting the interference terms destroys the reflection dip and gives the wrong energy balance.
Photon Counting owns the detector POVM, efficiency, dark counts, dead time, timing response, and number-resolution limits.
Output quadratures
Section titled “Output quadratures”Balanced homodyne detection measures a mode of selected by the local oscillator. The prompt coherent input is often subtracted electronically or displaced optically, leaving fluctuations radiated by the cavity. The subtraction changes the recorded mean, not the underlying output-field commutator.
Homodyne and Heterodyne Detection owns local-oscillator mode selection, quadrature calibration, heterodyne added vacuum, and optical tomography. The trajectory pages own conditional state updates driven by the resulting record.
Spectra and correlations
Section titled “Spectra and correlations”Output spectra and correlation functions follow by replacing each output operator with its input–output expression and evaluating the required multi-time averages. An empty linear cavity filters Gaussian inputs linearly. An atom, nonlinear medium, or parametric interaction inside the cavity can imprint non-Gaussian correlations, squeezing, or antibunching on the output.
The boundary condition alone does not compute internal multi-time correlators. Those come from the cavity’s Hamiltonian and open-system dynamics, often through the quantum regression theorem or a stochastic trajectory calculation.
Relation to Open Systems
Section titled “Relation to Open Systems”The same physical port appears in several equivalent descriptions. For cavity port , define
Then the port contributes
to the unconditional master equation, where
For vacuum inputs and a linear cavity in the drive frame,
The Hamiltonian terms are
and, for drive through port 1,
They reproduce the mean Langevin equation used above.
The dictionary is
- master equation: discard all output records and retain ;
- Langevin equation: retain the incident quantum fields as operator noise;
- input–output relation: retain the outgoing fields;
- quantum trajectory: condition the state on a specified measurement of one or more outgoing fields.
Combining all vacuum loss terms into is sufficient for unconditional cavity dynamics. It is insufficient for predicting which port carries an emitted photon or how efficiently that output is monitored. Port-resolved operators must be retained for those questions.
Coherent input versus a classical force
Section titled “Coherent input versus a classical force”Moving a coherent input amplitude into is a displacement of the bath description. Vacuum fluctuations remain in the input channel. Replacing the whole quantum input by a deterministic force gives the correct mean for a linear cavity but loses shot noise and cannot predict output quantum statistics.
Thermal, Squeezed, and Nonclassical Inputs
Section titled “Thermal, Squeezed, and Nonclassical Inputs”The boundary condition does not require vacuum input. For a stationary thermal Markov field with occupation ,
A squeezed input also has anomalous correlations such as . A finite-bandwidth squeezed source is generally not perfectly delta correlated and may require an explicit auxiliary mode or colored-noise model.
For nonclassical wave packets containing one or a few photons, the input state is not summarized by a coherent amplitude. One can retain temporal input modes explicitly, use Fock-state master equations, or solve a scattering problem. The empty-cavity transfer amplitude remains useful, but a classical mean-field calculation does not determine the output state.
When the Simple Cavity Model Fails
Section titled “When the Simple Cavity Model Fails”The one-mode Markov model should be enlarged when
- several cavity resonances overlap within a linewidth;
- external coupling varies appreciably across the signal bandwidth;
- a nearby waveguide band edge or narrow resonance creates memory;
- propagation delay and coherent feedback are dynamically resolved;
- mirror dispersion or absorption cannot be represented by a flat loss bath;
- the cavity couples ultrastrongly enough that rotating-wave port coupling becomes questionable;
- nonlinear dynamics makes a single linear susceptibility inadequate;
- the output contains spatial or polarization modes not represented by the declared ports.
A useful repair is often to promote the structured part of the environment to an explicit system mode. The remaining broad continuum can then be treated Markovian at the enlarged boundary.
Fitting a Cavity Responsibly
Section titled “Fitting a Cavity Responsibly”- Declare the topology. State which ports are driven, monitored, or treated as internal loss.
- Fix signs and detuning. Record whether or the opposite and whether the output boundary has a plus or minus radiated term.
- Calibrate the off-resonant baseline. Include propagation phase, insertion loss, mode mismatch, and any direct bypass path.
- Measure complex response when possible. Power alone cannot reveal a lossless one-sided resonance and may not distinguish undercoupling from overcoupling.
- Cross-check linewidth in time and frequency. The intensity FWHM and ringdown lifetime should agree after instrument response is included.
- Separate total and partial rates. Linewidth gives ; reflection depth, transmission, calibrated loss, or independent ringdown channels are needed to infer and .
- Propagate calibration uncertainty. Coupling fractions near critical coupling can be highly sensitive to small baseline and mode-matching errors.
- Test passivity and residuals. Verify power conservation for the fitted model and inspect systematic deviations that signal Fano backgrounds, extra modes, or frequency-dependent coupling.
Common Mistakes
Section titled “Common Mistakes”Equating the cavity mode with the output beam
Section titled “Equating the cavity mode with the output beam”is dimensionless and localized; is a flux field. Their units, commutators, and physical locations differ.
Confusing energy and amplitude decay rates
Section titled “Confusing energy and amplitude decay rates”Energy and photon number decay at ; field amplitude decays at . The intensity-response FWHM is in this convention.
Deleting vacuum inputs
Section titled “Deleting vacuum inputs”An unused lossy port still supplies vacuum fluctuations. Dropping its noise operator makes commutators decay and generally corrupts output noise.
Mixing boundary signs
Section titled “Mixing boundary signs”Taking the Langevin equation from one convention and the output relation from another changes interference and can violate power conservation.
Adding intensities instead of amplitudes
Section titled “Adding intensities instead of amplitudes”Reflection contains a prompt input and cavity radiation. Their cross term is the resonance.
Treating every linewidth as intrinsic loss
Section titled “Treating every linewidth as intrinsic loss”The loaded linewidth contains all escape and internal-loss rates. A broad resonance can be deliberately overcoupled and still have little absorption.
Inferring coupling regime from power without a baseline model
Section titled “Inferring coupling regime from power without a baseline model”Mode mismatch, etalons, cable delay, and direct paths can change a reflection dip. Complex response and ringdown provide stronger constraints.
Applying a steady-state formula to a broadband pulse
Section titled “Applying a steady-state formula to a broadband pulse”A pulse with bandwidth comparable to is filtered and rings down. Its output cannot be found by evaluating or only at the carrier.
Combining ports too early
Section titled “Combining ports too early”The total dissipator may depend only on , but port-resolved transmission, collection efficiency, and measurement records depend on each .
Exercises
Section titled “Exercises”Exercise 1: Flux fields and wave-packet modes
Section titled “Exercise 1: Flux fields and wave-packet modes”Let
and define
Determine the units of and . Show that when .
Solution
The delta function has units of inverse time, so has units . For to be dimensionless, must also have units .
Using the field commutator,
Substitution gives
Thus a normalized temporal wave packet is one ordinary dimensionless bosonic mode, while is a continuum flux field.
Exercise 2: Vacuum noise preserves the cavity commutator
Section titled “Exercise 2: Vacuum noise preserves the cavity commutator”For one resonant port, consider
Assume , the initial cavity and input commute, and the input has the white-noise commutator. Solve formally and show that .
Solution
The formal solution is
Initial system–field cross commutators vanish. Therefore
The integral is
Hence
Without the input-noise term, only the first contribution would remain and the canonical algebra would decay.
Exercise 3: Intracavity response and linewidth
Section titled “Exercise 3: Intracavity response and linewidth”A cavity is driven through port 1 with photon flux . Starting from
find the steady-state photon number. Show that its intensity full width at half maximum is .
Solution
Setting gives
Therefore
On resonance,
Half maximum occurs when
so
The two half-maximum points are separated by , so the intensity FWHM is in angular-frequency units.
Exercise 4: A lossless one-port cavity can be invisible in power
Section titled “Exercise 4: A lossless one-port cavity can be invisible in power”For
show that reflected power is independent of detuning. What observable still reveals the cavity?
Solution
The squared magnitudes of numerator and denominator are equal:
Therefore
The cavity changes the phase of . In this convention it changes from the far-detuned value to on resonance. Interferometry, homodyne detection, or network analysis of the complex reflected amplitude reveals that phase response even though a power-only scan is flat.
Exercise 5: Power conservation for a two-sided cavity
Section titled “Exercise 5: Power conservation for a two-sided cavity”Using
and , verify that the fractions
satisfy .
Solution
The numerator of the sum is
Let . Then
Thus
and .
Exercise 6: Coupling regime from a resonant reflection
Section titled “Exercise 6: Coupling regime from a resonant reflection”A one-port cavity has
Find its loaded intensity linewidth, resonant reflection amplitude, reflected power, and internally lost power fraction. Classify the coupling regime.
Solution
The loaded rate is the sum:
This is the intensity FWHM in ordinary-frequency units. On resonance,
Therefore
There is no transmission port, so passivity gives
Because , the cavity is overcoupled. The negative reflection amplitude encodes the resonant phase flip; power alone would not distinguish its sign.
Exercise 7: Ringdown branching ratios
Section titled “Exercise 7: Ringdown branching ratios”A cavity initially contains photons. Its decay rates are in the ratio
The loaded linewidth is . Find the energy lifetime, field-amplitude lifetime, and mean number of photons eventually leaving through each channel.
Solution
The total angular decay rate is
The energy lifetime is
and the field-amplitude lifetime is
The normalized branching fractions are , , and . Therefore
Their sum equals the initial mean occupation. The internal share is physically emitted into or absorbed by unmonitored bath degrees of freedom even though it does not appear in a collected optical record.
Exercise 8: Same master equation, different collection
Section titled “Exercise 8: Same master equation, different collection”Compare two empty cavities with the same total rate . Cavity A has one monitored port with . Cavity B has and . Both baths are vacuum.
- Show that their unconditional undriven master equations are identical.
- If each starts in , find the probability that the photon exits through the monitored port.
- Explain why the total master equation alone cannot answer the second question.
Solution
For cavity A, the dissipative term is
For cavity B, the monitored and internal terms add:
Thus both have the same unconditional decay of every intracavity observable.
The probability for one initial excitation to leave through port 1 is its branching ratio:
Therefore
Combining channels into one total dissipator erases their physical labels. The port-resolved coupling operators and must be retained to predict collection probabilities or measurement records.
References
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