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Linear Response Preview

Linear response asks for the first change in an observable produced by a weak external source. It does not require one to solve the fully driven problem. Instead, it packages the same matrix elements and transition frequencies that appear in time-dependent perturbation theory into a susceptibility.

For a perturbation

H(t)=H0−f(t)B,H(t)=H_0-f(t)B,

the response of an observable AA is written

δ⟨A(t)⟩=∫−∞∞dt′ χABR(t,t′)f(t′)+O(f2).\begin{aligned} \delta\langle A(t)\rangle ={}& \int_{-\infty}^{\infty}dt'\, \chi_{AB}^R(t,t')f(t') \\ & +O(f^2). \end{aligned}

The superscript RR means retarded: a source applied at t′t' cannot alter an earlier measurement at tt. In elementary quantum mechanics, the susceptibility is a sum over transitions. Its poles locate allowed transition frequencies, its residues contain matrix elements and populations, and its absorptive part reproduces the net golden-rule power absorbed from a harmonic drive.

This page owns that transition-theory bridge. Green Functions and Response Preview is the canonical home for the introductory Green-function conventions, analyticity, and harmonic-oscillator response. The Kubo Formula owns the full many-body treatment of spatial response, transport currents, contact terms, conserved quantities, equilibrium ensembles, and orders of limits.

Introduce a dimensionless bookkeeping parameter λ\lambda if the source amplitude itself is not a convenient expansion parameter:

H(t;λ)=H0−λf(t)B.H(t;\lambda) = H_0-\lambda f(t)B.

For an observable with no explicit source dependence,

⟨A(t)⟩λ=⟨A(t)⟩0+λ δ(1)⟨A(t)⟩+O(λ2).\langle A(t)\rangle_\lambda = \langle A(t)\rangle_0 + \lambda\,\delta^{(1)}\langle A(t)\rangle + O(\lambda^2).

Linear response computes the coefficient of λ\lambda. The physical source is restored by setting λ=1\lambda=1 only after the order counting is clear.

Three nearby quantities begin at different perturbative orders:

QuantityLeading source orderWhy
transition amplitude to a different levelO(f)O(f)one interaction insertion
change in a general expectation valueO(f)O(f)interference between unperturbed and first-order states
transition probability or absorbed powerO(f2)O(f^2)modulus square or source times induced response

The linearity refers to the observable response, not to every physical consequence. A susceptibility is first order in the induced expectation value, while the cycle-averaged work done by the drive is second order in its amplitude.

The source and detector are different roles

Section titled “The source and detector are different roles”

The operator BB specifies how the source perturbs the system. The operator AA specifies what is measured. They need not coincide:

Source ffCoupled operator BBPossible detector AA
electric fieldelectric dipoledipole or current
magnetic fieldmagnetic momentmagnetization
forcepositionposition or momentum
scalar potentialdensitydensity or current

The notation χAB\chi_{AB} is ordered: it means the response of AA to a source coupled through BB. Exchanging AA and BB generally changes the answer.

Let the reference state be described by ρ0\rho_0 and suppose initially that

[H0,ρ0]=0.[H_0,\rho_0]=0.

Operators evolved with H0H_0 obey

AH(t)=eiH0t/ℏAe−iH0t/ℏ.A_H(t) = e^{iH_0t/\hbar} A e^{-iH_0t/\hbar}.

For the sign convention Hpert=−fBH_{\mathrm{pert}}=-fB, first-order time-dependent perturbation theory gives

χABR(t−t′)=iℏθ(t−t′)×Tr⁡(ρ0[AH(t),BH(t′)]).\begin{aligned} \chi_{AB}^R(t-t') ={}& \frac{i}{\hbar} \theta(t-t') \\ &\times \operatorname{Tr} \left( \rho_0[A_H(t),B_H(t')] \right). \end{aligned}

This is the elementary Kubo response formula. A convention with Hpert=+fBH_{\mathrm{pert}}=+fB reverses its overall sign.

The step function expresses causality. The commutator expresses the difference between the two possible operator orders and is what turns a correlation function into a response function. The formula is also the functional derivative

χABR(t,t′)=δ⟨A(t)⟩fδf(t′)∣f=0.\chi_{AB}^R(t,t') = \left. \frac{\delta\langle A(t)\rangle_f} {\delta f(t')} \right|_{f=0}.

The derivation and the relation to retarded Green functions are developed at Green Functions and Response Preview. Here the formula is used as a calculational reorganization of transition amplitudes.

Without [H0,ρ0]=0[H_0,\rho_0]=0, the kernel generally depends on both times separately:

χABR(t,t′)≠χABR(t−t′).\chi_{AB}^R(t,t') \ne \chi_{AB}^R(t-t').

A single-frequency susceptibility χ(ω)\chi(\omega) is then insufficient. One may need a two-frequency kernel, a Wigner transform with average and relative times, or a Floquet response function for a periodically driven reference state. Ordinary equilibrium-looking formulas should not be imported into that setting without rederivation.

From Transition Amplitudes to a Susceptibility

Section titled “From Transition Amplitudes to a Susceptibility”

Take a pure reference eigenstate,

H0∣i⟩=Ei∣i⟩,H_0\lvert i\rangle = E_i\lvert i\rangle,

and define

ωni=En−Eiℏ.\omega_{ni} = \frac{E_n-E_i}{\hbar}.

The first-order interaction-picture amplitude generated by −f(t)B-f(t)B is

cn(1)(t)=iℏBni×∫t0tdt′ f(t′)eiωnit′,n≠i.\begin{aligned} c_n^{(1)}(t) ={}& \frac{i}{\hbar} B_{ni} \\ &\times \int_{t_0}^{t}dt'\, f(t')e^{i\omega_{ni}t'}, \\ & n\ne i. \end{aligned}

where Bni=⟨n∣B∣i⟩B_{ni}=\langle n\rvert B\lvert i\rangle. The change in ⟨A(t)⟩\langle A(t)\rangle comes from interference between this first-order amplitude and the unperturbed amplitude. Collecting the term and its complex conjugate produces the commutator in χABR\chi_{AB}^R.

This observation is the basic dictionary:

Transition-amplitude languageResponse language
phase eiωnite^{i\omega_{ni}t}pole at a transition frequency
coupling matrix element BniB_{ni}source residue
measurement matrix element AinA_{in}detector residue
initial-state weightpopulation factor
finite pulse Fourier transformsource spectrum sampled by χ\chi
sum over final statesspectral representation

Response theory does not discard the transition picture. It organizes all first-order transition pathways into the expectation value of the chosen detector.

For a stationary reference state, set the earlier time to zero and use

χABR(ω)=∫−∞∞dt eiωtχABR(t).\chi_{AB}^R(\omega) = \int_{-\infty}^{\infty}dt\, e^{i\omega t} \chi_{AB}^R(t).

The inverse convention is

χABR(t)=∫−∞∞dω2π e−iωtχABR(ω).\chi_{AB}^R(t) = \int_{-\infty}^{\infty} \frac{d\omega}{2\pi}\, e^{-i\omega t} \chi_{AB}^R(\omega).

Then convolution becomes multiplication:

δ⟨A(ω)⟩=χABR(ω)f(ω).\delta\langle A(\omega)\rangle = \chi_{AB}^R(\omega)f(\omega).

Diagonalize the stationary density operator within each degenerate energy subspace,

ρ0=∑npn∣n⟩⟨n∣.\rho_0 = \sum_n p_n\lvert n\rangle\langle n\rvert.

With

Anm=⟨n∣A∣m⟩,Bmn=⟨m∣B∣n⟩,A_{nm}=\langle n\rvert A\lvert m\rangle, \qquad B_{mn}=\langle m\rvert B\lvert n\rangle,

the sum-over-states form is

χABR(ω)=∑n,m(pm−pn)AnmBmnℏω+En−Em+i0+.\chi_{AB}^R(\omega) = \sum_{n,m} \frac{ (p_m-p_n)A_{nm}B_{mn} }{ \hbar\omega+E_n-E_m+i0^+ }.

The infinitesimal i0+i0^+ records retarded support. It is a boundary prescription, not a physical decay rate.

Each term contains four pieces:

  1. Location: Em−EnE_m-E_n fixes the transition frequency.
  2. Excitation strength: BmnB_{mn} says whether the source can couple the states.
  3. Detection strength: AnmA_{nm} says whether the chosen observable sees the induced coherence.
  4. Population contrast: pn−pmp_n-p_m distinguishes absorption from stimulated emission.

For self-response, take A=B=B†A=B=B^\dagger and write

χBBR(ω)=χBB′(ω)+iχBB′′(ω).\chi_{BB}^R(\omega) = \chi_{BB}'(\omega) + i\chi_{BB}''(\omega).

Using

1x+i0+=PV⁡1x−iπδ(x),\frac{1}{x+i0^+} = \operatorname{PV}\frac{1}{x} - i\pi\delta(x),

the absorptive part is

χBB′′(ω)=π∑n,m(pn−pm)×∣Bmn∣2×δ ⁣(ℏω−Em+En).\begin{aligned} \chi_{BB}''(\omega) ={}& \pi \sum_{n,m} (p_n-p_m) \\ &\times \lvert B_{mn}\rvert^2 \\ &\times \delta\!\left( \hbar\omega-E_m+E_n \right). \end{aligned}

Equivalently, for ωmn=(Em−En)/ℏ\omega_{mn}=(E_m-E_n)/\hbar,

χBB′′(ω)=πℏ∑n,m(pn−pm)×∣Bmn∣2δ(ω−ωmn).\begin{aligned} \chi_{BB}''(\omega) ={}& \frac{\pi}{\hbar} \sum_{n,m} (p_n-p_m) \\ &\times \lvert B_{mn}\rvert^2 \delta(\omega-\omega_{mn}). \end{aligned}

At positive frequency, only upward energy differences contribute. For a passive state whose populations do not increase with energy, χBB′′(ω)≥0\chi_{BB}''(\omega)\ge0 for ω>0\omega\gt0 in this convention.

A two-level transition and the corresponding positive- and negative-frequency susceptibility peaks

A single pair of levels appears in two languages. The harmonic source drives absorption and stimulated emission between the levels; the same matrix element produces opposite-sign peaks of χBB′′(ω)\chi_{BB}''(\omega) at ±ω0\pm\omega_0. At positive frequency, the peak weight is proportional to the population difference pg−pep_g-p_e.

Let the source be monochromatic,

f(t)=f0cos⁡ωt,ω>0,f(t)=f_0\cos\omega t, \qquad \omega\gt0,

and take B=B†B=B^\dagger. For a pair with Em>EnE_m\gt E_n, the rotating component of the source gives the golden-rule absorption rate per system initially in ∣n⟩\lvert n\rangle,

Γn→mabs=πf022ℏ2∣Bmn∣2δ(ω−ωmn).\Gamma_{n\to m}^{\mathrm{abs}} = \frac{\pi f_0^2}{2\hbar^2} \lvert B_{mn}\rvert^2 \delta(\omega-\omega_{mn}).

The counter-rotating component gives stimulated emission from mm to nn at the same positive drive frequency,

Γm→nstim=πf022ℏ2∣Bnm∣2δ(ω−ωmn).\Gamma_{m\to n}^{\mathrm{stim}} = \frac{\pi f_0^2}{2\hbar^2} \lvert B_{nm}\rvert^2 \delta(\omega-\omega_{mn}).

Hermiticity gives ∣Bnm∣2=∣Bmn∣2\lvert B_{nm}\rvert^2=\lvert B_{mn}\rvert^2. The net energy gained by the system is therefore

P‾(ω)=ℏω∑Em>En(pnΓn→mabs−pmΓm→nstim)=ωf022χBB′′(ω).\begin{aligned} \overline P(\omega) ={}& \hbar\omega \sum_{E_m\gt E_n} \left( p_n\Gamma_{n\to m}^{\mathrm{abs}} - p_m\Gamma_{m\to n}^{\mathrm{stim}} \right) \\ ={}& \frac{\omega f_0^2}{2} \chi_{BB}''(\omega). \end{aligned}

The same identity follows directly from work. Since Hpert=−fBH_{\mathrm{pert}}=-fB,

dWdt=⟨∂H∂t⟩=−f˙(t)⟨B(t)⟩.\frac{dW}{dt} = \left\langle \frac{\partial H}{\partial t} \right\rangle = -\dot f(t)\langle B(t)\rangle.

The induced response to f0cos⁡ωtf_0\cos\omega t is

δ⟨B(t)⟩=f0χBB′(ω)cos⁡ωt+f0χBB′′(ω)sin⁡ωt.\begin{aligned} \delta\langle B(t)\rangle ={}& f_0 \chi_{BB}'(\omega)\cos\omega t \\ &+ f_0 \chi_{BB}''(\omega)\sin\omega t. \end{aligned}

Averaging −f˙ δ⟨B⟩-\dot f\,\delta\langle B\rangle over one cycle leaves only the out-of-phase component and gives the same P‾\overline P.

  • χ′\chi' describes the reactive, in-phase response and stores energy reversibly over a cycle.
  • χ′′\chi'' describes the out-of-phase component and controls net work at order f02f_0^2.
  • Stimulated emission appears because the classical source has both positive- and negative-frequency components.
  • Spontaneous emission does not arise from a prescribed classical source. It requires coupling to quantized field modes or another environment.
  • For a continuum of final states, the sum over mm becomes the weighted density-of-states integral developed in Density of States in Transition Rates.

The equality between χ′′\chi'' and net transition power is one of the cleanest bridges between time-dependent perturbation theory and response theory.

Finite Time, Delta Functions, and Linewidths

Section titled “Finite Time, Delta Functions, and Linewidths”

An isolated finite system observed for a finite duration does not literally produce an infinitely sharp spectral line. For a square observation window of duration TT, the transition probability contains

∣∫0Tdt eiΔωt∣2=T2sinc⁡2(ΔωT2).\left| \int_0^Tdt\, e^{i\Delta\omega t} \right|^2 = T^2 \operatorname{sinc}^2 \left( \frac{\Delta\omega T}{2} \right).

The normalized finite-time delta sequence is

δT(Δω)=T2πsinc⁡2(ΔωT2),\delta_T(\Delta\omega) = \frac{T}{2\pi} \operatorname{sinc}^2 \left( \frac{\Delta\omega T}{2} \right),

with

∫−∞∞d(Δω) δT(Δω)=1.\int_{-\infty}^{\infty} d(\Delta\omega)\, \delta_T(\Delta\omega) = 1.

Only after a suitable long-time or continuum limit may one replace δT\delta_T by δ\delta. Three mechanisms that are often conflated must be kept separate:

Spectral widthOriginTypical mathematical object
finite-time resolutionlimited pulse or observation durationsinc-like window function
lifetime broadeningirreversible decay or coupling to a bathfinite imaginary self-energy or damping rate
inhomogeneous broadeningdistribution of transition frequenciesensemble average over parameters

The retarded i0+i0^+ chooses how a pole is approached. Replacing it by a finite iγi\gamma asserts additional physics and must be justified by a decay model, a self-energy, or an explicitly phenomenological linewidth.

Worked Example: A Two-Level Susceptibility

Section titled “Worked Example: A Two-Level Susceptibility”

Consider

H0=ℏω02σz,B=bσx,ω0>0.H_0 = \frac{\hbar\omega_0}{2}\sigma_z, \qquad B=b\sigma_x, \qquad \omega_0\gt0.

Let ∣g⟩\lvert g\rangle be the ground state. Since

∣⟨e∣B∣g⟩∣2=b2,\lvert\langle e\rvert B\lvert g\rangle\rvert^2 = b^2,

the time-domain self-response is

χBBR(t)=2b2ℏθ(t)sin⁡ω0t.\chi_{BB}^R(t) = \frac{2b^2}{\hbar} \theta(t) \sin\omega_0t.

Its frequency-domain form is

χBBR(ω)=b2ℏ(ω+ω0+i0+)−b2ℏ(ω−ω0+i0+).\begin{aligned} \chi_{BB}^R(\omega) ={}& \frac{b^2}{ \hbar(\omega+\omega_0+i0^+) } \\ &- \frac{b^2}{ \hbar(\omega-\omega_0+i0^+) }. \end{aligned}

The positive-frequency absorptive part is

χBB′′(ω)=πb2ℏδ(ω−ω0),ω>0.\chi_{BB}''(\omega) = \frac{\pi b^2}{\hbar} \delta(\omega-\omega_0), \qquad \omega\gt0.

For f(t)=f0cos⁡ωtf(t)=f_0\cos\omega t, the golden-rule excitation rate is

Γg→e=πf02b22ℏ2δ(ω−ω0).\Gamma_{g\to e} = \frac{\pi f_0^2b^2}{2\hbar^2} \delta(\omega-\omega_0).

Multiplying by the absorbed quantum ℏω\hbar\omega gives

ℏωΓg→e=ωf022χBB′′(ω),\hbar\omega\Gamma_{g\to e} = \frac{\omega f_0^2}{2} \chi_{BB}''(\omega),

as required.

At zero frequency,

χBBR(0)=2b2ℏω0.\chi_{BB}^R(0) = \frac{2b^2}{\hbar\omega_0}.

This can be checked without response theory. The exact ground-state energy of

H=ℏω02σz−fbσxH = \frac{\hbar\omega_0}{2}\sigma_z - fb\sigma_x

is

Eg(f)=−(ℏω02)2+f2b2.E_g(f) = -\sqrt{ \left(\frac{\hbar\omega_0}{2}\right)^2 + f^2b^2 }.

The Hellmann–Feynman relation gives

⟨B⟩f=−dEgdf=fb2(ℏω0/2)2+f2b2.\langle B\rangle_f = -\frac{dE_g}{df} = \frac{fb^2}{ \sqrt{(\hbar\omega_0/2)^2+f^2b^2} }.

Therefore

d⟨B⟩fdf∣f=0=2b2ℏω0,\left. \frac{d\langle B\rangle_f}{df} \right|_{f=0} = \frac{2b^2}{\hbar\omega_0},

which agrees with χBBR(0)\chi_{BB}^R(0). This is a useful normalization and sign check.

For a stationary mixture with ground- and excited-state populations pgp_g and pep_e,

χBB′′(ω)=πb2ℏ(pg−pe)×δ(ω−ω0),ω>0.\begin{aligned} \chi_{BB}''(\omega) ={}& \frac{\pi b^2}{\hbar} (p_g-p_e) \\ &\times \delta(\omega-\omega_0), \qquad \omega\gt0. \end{aligned}

If pe>pgp_e\gt p_g, the absorptive part is negative and the probe gains energy. This is small-signal gain about an inverted reference state, not a violation of energy conservation: energy was supplied when the inversion was prepared.

Static Response and Ordinary Perturbation Theory

Section titled “Static Response and Ordinary Perturbation Theory”

For a nondegenerate ground state and Hermitian BB, the zero-frequency susceptibility is

χBBR(0)=2∑n≠0∣⟨n∣B∣0⟩∣2En−E0.\chi_{BB}^R(0) = 2 \sum_{n\ne0} \frac{ \lvert\langle n\rvert B\lvert0\rangle\rvert^2 }{ E_n-E_0 }.

This is exactly the result obtained from the first-order correction to the ground state under the static perturbation −fB-fB. Static perturbation theory and zero-frequency response are therefore two views of the same derivative, provided the limits are regular.

The qualification matters. Near degeneracy, in a continuum, or in a thermodynamic limit, the operations

ω→0,q→0,V→∞,γ→0+\begin{gathered} \omega\to0, \qquad \mathbf q\to0, \\ V\to\infty, \qquad \gamma\to0^+ \end{gathered}

need not commute. A finite few-level system hides many of the subtleties that dominate transport and collective response.

For the canonical state-correction machinery, see First-Order State Corrections.

The spectral numerator AnmBmnA_{nm}B_{mn} separates excitation from detection:

  • If symmetry forces Bmn=0B_{mn}=0, the source does not drive that transition at first order.
  • If Bmn≠0B_{mn}\ne0 but Anm=0A_{nm}=0, the source can create the coherence but the chosen detector has no linear signal from that pathway.
  • Several intermediate states can contribute with phases, so a cross-susceptibility need not be a sum of positive terms.
  • For self-response with a Hermitian BB, the spectral weights reduce to nonnegative matrix-element magnitudes multiplied by population differences.

Parity, angular momentum, exchange symmetry, and tensor rank constrain the same matrix elements here as in transition-rate calculations. The canonical discussion is Selection Rules in Transition Rates.

Linear response is a controlled first-order expansion only while the induced change remains small in the sense relevant to the observable and state.

For a pure initial eigenstate, a useful channel diagnostic is

ϵni(t)=1ℏ∣Bni∫t0tdt′ f(t′)eiωnit′∣.\epsilon_{ni}(t) = \frac{1}{\hbar} \left| B_{ni} \int_{t_0}^{t}dt'\, f(t')e^{i\omega_{ni}t'} \right|.

One requires the relevant ϵni\epsilon_{ni} and the total leaked probability to remain small. A small instantaneous source does not guarantee a small accumulated response near resonance.

SituationLinear-response statusBetter treatment when it fails
weak, off-resonant, finite-duration driveusually controlledhigher perturbative orders if needed
resonant drive for a long timesecular growth can invalidate truncationRabi or rotating-frame dynamics
dense continuum with an intermediate-time windowrate description may emergegolden rule with normalization audit
appreciable depletion or saturationpopulation change feeds back on responsemaster equation or nonperturbative drive
strong damping or structured environmentisolated susceptibility is incompleteopen-system response or self-energy methods
periodically driven reference stateone-frequency stationary response failsFloquet response
collective transportcontact terms and orders of limits matterfull many-body Kubo formalism

The weak-drive Rabi Formula in the Weak-Drive Limit and the nonperturbative Rabi Oscillations: First Encounter show explicitly how resonant first-order growth gives way to bounded population oscillations.

The compact formula

δ⟨A(t)⟩=∫dt′ f(t′)×iℏθ(t−t′)×⟨[AH(t),BH(t′)]⟩0.\begin{aligned} \delta\langle A(t)\rangle ={}& \int dt'\, f(t') \\ &\times \frac{i}{\hbar} \theta(t-t') \\ &\times \langle[A_H(t),B_H(t')]\rangle_0. \end{aligned}

is the elementary core of Kubo response. The canonical Kubo Formula page develops the source-to-response derivation and the additional ingredients a mature many-body calculation must specify:

  • whether the reference state is equilibrium, a generalized ensemble, or nonequilibrium;
  • spatial arguments and momentum transfer, such as χAB(q,ω)\chi_{AB}(\mathbf q,\omega);
  • extensive versus intensive normalization;
  • current operators and any explicit source dependence of the measured observable;
  • diamagnetic or other contact terms;
  • conserved quantities and hydrodynamic singularities;
  • the order of uniform, static, thermodynamic, and zero-damping limits;
  • analytic continuation when starting from imaginary-time correlators.

Equilibrium also supplies relations between spontaneous fluctuations and dissipative response. Those additional assumptions and quantum thermal factors belong to the Fluctuation–Dissipation Relation. Linear response by itself does not imply thermal equilibrium.

  1. Fix the sign: write the perturbation explicitly as −fB-fB or +fB+fB.
  2. Name the detector: state which observable AA is measured.
  3. Specify the reference state: give ρ0\rho_0 and check whether it is stationary.
  4. Choose conventions: state the Fourier transform and the retarded prescription.
  5. Evaluate matrix elements: apply symmetry before summing states.
  6. Separate regimes: distinguish a finite pulse, a discrete spectrum, and a continuum rate limit.
  7. Interpret both parts: identify reactive response from χ′\chi' and net work from χ′′\chi''.
  8. Audit validity: estimate accumulated amplitudes, depletion, damping, and resonance time scales.
  9. Cross-check: compare χ(0)\chi(0) with static perturbation theory or compare χ′′\chi'' with golden-rule power.
  • Omitting the sign of the source coupling and then comparing susceptibilities across conventions.
  • Treating AA and BB as interchangeable in a cross-susceptibility.
  • Calling an ordinary, time-ordered, or symmetrized correlator a causal response function.
  • Forgetting that an O(f)O(f) induced observable can produce O(f2)O(f^2) absorbed power.
  • Reading every pole as an allowed transition without checking source and detector matrix elements.
  • Dropping the population difference and thereby losing stimulated emission.
  • Interpreting i0+i0^+ as a measured linewidth.
  • Replacing a finite-time sinc profile by a delta function before a rate window exists.
  • Using a stationary χ(ω)\chi(\omega) for a nonstationary reference state.
  • Assuming that a large resonant response remains in the linear regime merely because f0f_0 is small.
  • Applying an equilibrium fluctuation–dissipation relation to a generic driven state.
  • Taking static, uniform, thermodynamic, and zero-damping limits without specifying their order.

1. Recover the commutator from transition amplitudes

Section titled “1. Recover the commutator from transition amplitudes”

For an initial eigenstate ∣i⟩\lvert i\rangle and perturbation −f(t)B-f(t)B, insert the first-order amplitudes into ⟨A(t)⟩\langle A(t)\rangle. Show that the result can be written with the retarded commutator.

Solution

To first order, the interaction-picture state is

∣ψI(t)⟩=∣i⟩+iℏ∫t0tdt′ f(t′)BI(t′)∣i⟩.\lvert\psi_I(t)\rangle = \lvert i\rangle + \frac{i}{\hbar} \int_{t_0}^{t}dt'\, f(t')B_I(t')\lvert i\rangle.

The first-order change in the expectation value is the sum of the ket correction and its adjoint:

CAB(t,t′)=⟨i∣AI(t)BI(t′)∣i⟩,CBA(t′,t)=⟨i∣BI(t′)AI(t)∣i⟩.\begin{aligned} C_{AB}(t,t') &= \langle i\rvert A_I(t)B_I(t') \lvert i\rangle, \\ C_{BA}(t',t) &= \langle i\rvert B_I(t')A_I(t) \lvert i\rangle. \end{aligned}

In this notation,

δ⟨A(t)⟩=iℏ∫t0tdt′ f(t′)CAB(t,t′)−iℏ∫t0tdt′ f(t′)CBA(t′,t).\begin{aligned} \delta\langle A(t)\rangle ={}& \frac{i}{\hbar} \int_{t_0}^{t}dt'\, f(t') C_{AB}(t,t') \\ &- \frac{i}{\hbar} \int_{t_0}^{t}dt'\, f(t') C_{BA}(t',t). \end{aligned}

Combining the terms gives

δ⟨A(t)⟩=iℏ∫t0tdt′ f(t′)×⟨i∣[AI(t),BI(t′)]∣i⟩.\begin{aligned} \delta\langle A(t)\rangle ={}& \frac{i}{\hbar} \int_{t_0}^{t}dt'\, f(t') \\ &\times \langle i\rvert [A_I(t),B_I(t')] \lvert i\rangle. \end{aligned}

Extending the integral over all t′t' inserts θ(t−t′)\theta(t-t'), which is the retarded response kernel.

Expand the exact ground-state expectation ⟨B⟩f\langle B\rangle_f for the two-level example through cubic order in ff. Identify the linear susceptibility and the first nonlinear correction.

Solution

The exact result is

⟨B⟩f=fb2(ℏω0/2)2+f2b2.\langle B\rangle_f = \frac{fb^2}{ \sqrt{(\hbar\omega_0/2)^2+f^2b^2} }.

Factor out ℏω0/2\hbar\omega_0/2 and expand (1+x)−1/2=1−x/2+O(x2)(1+x)^{-1/2}=1-x/2+O(x^2):

⟨B⟩f=2b2ℏω0f−4b4ℏ3ω03f3+O(f5).\begin{aligned} \langle B\rangle_f ={}& \frac{2b^2}{\hbar\omega_0}f \\ &- \frac{4b^4}{\hbar^3\omega_0^3}f^3 + O(f^5). \end{aligned}

Thus

χBBR(0)=2b2ℏω0,\chi_{BB}^R(0) = \frac{2b^2}{\hbar\omega_0},

while the cubic term is the first nonlinear correction. There is no quadratic term because this model is invariant under simultaneously reversing ff and σx\sigma_x.

For one pair Em−En=ℏωE_m-E_n=\hbar\omega, use the golden-rule absorption and stimulated-emission rates to derive its contribution to P‾=(ωf02/2)χBB′′\overline P=(\omega f_0^2/2)\chi_{BB}''.

Solution

The population-weighted net rate is

pnΓn→mabs−pmΓm→nstim=πf022ℏ2(pn−pm)×∣Bmn∣2δ(ω−ωmn).\begin{aligned} &p_n\Gamma_{n\to m}^{\mathrm{abs}} - p_m\Gamma_{m\to n}^{\mathrm{stim}} \\ &\quad= \frac{\pi f_0^2}{2\hbar^2} (p_n-p_m) \\ &\qquad\times \lvert B_{mn}\rvert^2 \delta(\omega-\omega_{mn}). \end{aligned}

Multiplying by the energy ℏω\hbar\omega gives

P‾nm=πωf022ℏ(pn−pm)×∣Bmn∣2δ(ω−ωmn).\begin{aligned} \overline P_{nm} ={}& \frac{\pi\omega f_0^2}{2\hbar} (p_n-p_m) \\ &\times \lvert B_{mn}\rvert^2 \delta(\omega-\omega_{mn}). \end{aligned}

The same pair contributes

χBB,nm′′(ω)=πℏ(pn−pm)×∣Bmn∣2δ(ω−ωmn),\begin{aligned} \chi_{BB,nm}''(\omega) ={}& \frac{\pi}{\hbar} (p_n-p_m) \\ &\times \lvert B_{mn}\rvert^2 \delta(\omega-\omega_{mn}), \end{aligned}

so P‾nm=(ωf02/2)χBB,nm′′\overline P_{nm}=(\omega f_0^2/2)\chi_{BB,nm}''.

Show that

δT(x)=T2πsinc⁡2(xT2)\delta_T(x) = \frac{T}{2\pi} \operatorname{sinc}^2 \left(\frac{xT}{2}\right)

has unit integral. What sets its characteristic width?

Solution

Set u=xT/2u=xT/2, so dx=2du/Tdx=2du/T. Then

∫−∞∞dx δT(x)=1π∫−∞∞du (sin⁡uu)2=1,\begin{aligned} \int_{-\infty}^{\infty}dx\,\delta_T(x) &= \frac{1}{\pi} \int_{-\infty}^{\infty}du\, \left(\frac{\sin u}{u}\right)^2 \\ &=1, \end{aligned}

using the standard integral ∫−∞∞du (sin⁡u/u)2=π\int_{-\infty}^{\infty}du\,(\sin u/u)^2=\pi. The first zeros occur at x=±2π/Tx=\pm2\pi/T, so the width scales as 1/T1/T.

For the two-level mixture, suppose pe=3/4p_e=3/4 and pg=1/4p_g=1/4. Determine the sign of χBB′′(ω0)\chi_{BB}''(\omega_0) and of the cycle-averaged power delivered to the system.

Solution

The positive-frequency spectral weight is proportional to

pg−pe=−12.p_g-p_e = -\frac12.

Therefore χBB′′(ω0)\chi_{BB}''(\omega_0) is negative. Since

P‾=ω0f022χBB′′(ω0),\overline P = \frac{\omega_0f_0^2}{2} \chi_{BB}''(\omega_0),

the power delivered to the system is also negative. The system transfers energy to the probe through net stimulated emission.

6. Decide whether a Lorentzian is justified

Section titled “6. Decide whether a Lorentzian is justified”

An isolated two-level system is driven for a finite square pulse. A calculation replaces i0+i0^+ by iγi\gamma and interprets γ\gamma as the measured linewidth, but no decay process is specified. What is wrong, and what line shape follows from the stated setup?

Solution

The replacement introduces a finite lifetime or dephasing scale that is absent from the model. The retarded i0+i0^+ fixes the boundary value of an ideal pole; it does not supply a physical linewidth.

For a finite square pulse, the transition probability has the sinc-squared profile

T2sinc⁡2((ω−ω0)T2),T^2 \operatorname{sinc}^2 \left( \frac{(\omega-\omega_0)T}{2} \right),

whose width is set by 1/T1/T. A Lorentzian requires additional exponential decay, a bath model, a self-energy, or an explicitly stated phenomenological assumption.

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