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Phase Shifts

A phase shift δℓ\delta_\ell measures how a central potential shifts the phase of the ℓ\ellth radial wave relative to free motion. For short-range elastic scattering,

uℓ(r)∼Aℓsin⁡(kr−ℓπ2+δℓ)u_\ell(r) \sim A_\ell \sin\left( kr-\frac{\ell\pi}{2}+\delta_\ell \right)

outside the interaction region.

The phase shifts are often the most compact description of central-potential scattering. Once the δℓ\delta_\ell are known, the amplitude and cross sections follow.

The free radial solution behaves asymptotically as

uℓ(0)(r)∼sin⁡(kr−ℓπ2).u_\ell^{(0)}(r) \sim \sin\left( kr-\frac{\ell\pi}{2} \right).

The potential changes this to

uℓ(r)∼sin⁡(kr−ℓπ2+δℓ).u_\ell(r) \sim \sin\left( kr-\frac{\ell\pi}{2}+\delta_\ell \right).

Thus δℓ\delta_\ell is a phase delay or advance relative to the free wave. With this convention, a weak attractive potential tends to give a positive phase shift, while a weak repulsive potential tends to give a negative phase shift.

The operator construction and channel-space meaning of SS are developed in S-Matrix. For one-channel elastic scattering,

Sℓ=e2iδℓ.S_\ell=e^{2i\delta_\ell}.

The factor of two appears because the radial scattering matrix compares outgoing and incoming components. Probability conservation implies

∣Sℓ∣=1.|S_\ell|=1.

If inelastic channels or absorption are present, one often writes

Sℓ=ηℓe2iδℓ,0≤ηℓ≤1.S_\ell = \eta_\ell e^{2i\delta_\ell}, \qquad 0\le\eta_\ell\le1.

Then ηℓ<1\eta_\ell<1 measures loss from the elastic channel. Unitarity shows how that loss appears as motion into the partial-wave disk and is balanced by explicit reaction channels.

The elastic partial-wave amplitude is

f(θ)=1k∑ℓ=0∞(2ℓ+1)eiδℓsin⁡δℓPℓ(cos⁡θ).f(\theta) = \frac{1}{k} \sum_{\ell=0}^\infty (2\ell+1) e^{i\delta_\ell} \sin\delta_\ell P_\ell(\cos\theta).

Equivalently,

f(θ)=12ik∑ℓ=0∞(2ℓ+1)(e2iδℓ−1)Pℓ(cos⁡θ).f(\theta) = \frac{1}{2ik} \sum_{\ell=0}^\infty (2\ell+1) \left( e^{2i\delta_\ell}-1 \right) P_\ell(\cos\theta).

The differential cross section is

dσdΩ=∣f(θ)∣2.\frac{d\sigma}{d\Omega} = |f(\theta)|^2.

The total elastic cross section is

σel=4πk2∑ℓ=0∞(2ℓ+1)sin⁡2δℓ.\sigma_{\mathrm{el}} = \frac{4\pi}{k^2} \sum_{\ell=0}^\infty (2\ell+1) \sin^2\delta_\ell.

Partial-Wave Cross Sections derives this sum from Legendre orthogonality and extends it to reaction and total channel cross sections. This page retains the canonical interpretation and extraction of the phase shifts themselves.

For a weak central potential, the phase shift has the first Born estimate

δℓB≈−2mkℏ2∫0∞r2dr V(r)jℓ2(kr).\delta_\ell^{\mathrm B} \approx - \frac{2mk}{\hbar^2} \int_0^\infty r^2dr\, V(r) j_\ell^2(kr).

This formula is useful as a sign and scale check. It should not be used near resonances, shallow bound states, or other nonperturbative low-energy regimes.

The sign of a phase shift depends on convention, but with the asymptotic convention used here:

  • a weak attractive potential V<0V<0 tends to produce δℓ>0\delta_\ell>0;
  • a weak repulsive potential V>0V>0 tends to produce δℓ<0\delta_\ell<0.

Large phase shifts should be interpreted modulo π\pi in observables such as sin⁡2δℓ\sin^2\delta_\ell. However, the continuous energy dependence of δℓ(E)\delta_\ell(E) carries physical information about resonances and bound states.

For short-range potentials under suitable assumptions, Levinson’s theorem relates the zero-energy phase shift to the number of bound states in a partial wave:

δℓ(0)−δℓ(∞)=nℓπ,\delta_\ell(0)-\delta_\ell(\infty) = n_\ell\pi,

with caveats for threshold states and singular potentials. This theorem is a deep example of scattering data remembering the bound-state spectrum.

To compute δℓ\delta_\ell numerically:

  1. solve the radial Schrödinger equation outward with the regular origin condition;
  2. choose a matching radius outside the range of the potential;
  3. match the numerical solution to a combination of free spherical Bessel and Neumann functions;
  4. extract the phase from the relative coefficients.

Equivalently, match to

uℓ(r)∝sin⁡(kr−ℓπ2+δℓ)u_\ell(r) \propto \sin\left( kr-\frac{\ell\pi}{2}+\delta_\ell \right)

at large rr.

Square-Well Scattering is the exact analytic benchmark for this extraction: matching at one finite radius gives all δℓ\delta_\ell, exposes the need for phase unwrapping, and produces a near-threshold pp-wave shape resonance without numerical integration.

  • Treating δℓ\delta_\ell as directly observable without remembering that cross sections use combinations such as sin⁡2δℓ\sin^2\delta_\ell and interference sums.
  • Forgetting that Sℓ=e2iδℓS_\ell=e^{2i\delta_\ell}, not eiδℓe^{i\delta_\ell}.
  • Ignoring the energy dependence of phase shifts.
  • Using the Born estimate for δℓ\delta_\ell at low-energy resonance.
  • Extracting phase shifts before the numerical solution has reached the asymptotic region.
  1. Show that the partial-wave total elastic cross section follows from the orthogonality of Legendre polynomials.
Solution

Use

f(θ)=1k∑ℓ=0∞(2ℓ+1)eiδℓsin⁡δℓPℓ(cos⁡θ)f(\theta) = \frac{1}{k} \sum_{\ell=0}^\infty (2\ell+1) e^{i\delta_\ell} \sin\delta_\ell P_\ell(\cos\theta)

and

∫dΩ Pℓ(cos⁡θ)Pℓ′(cos⁡θ)=4π2ℓ+1δℓℓ′.\int d\Omega\, P_\ell(\cos\theta)P_{\ell'}(\cos\theta) = \frac{4\pi}{2\ell+1} \delta_{\ell\ell'}.

Then cross terms vanish and

σel=∫dΩ ∣f(θ)∣2=4πk2∑ℓ=0∞(2ℓ+1)sin⁡2δℓ.\sigma_{\mathrm{el}} = \int d\Omega\,|f(\theta)|^2 = \frac{4\pi}{k^2} \sum_{\ell=0}^\infty (2\ell+1)\sin^2\delta_\ell.
  1. If only the ss-wave contributes, what are f(θ)f(\theta) and σel\sigma_{\mathrm{el}}?
Solution

For ℓ=0\ell=0, P0=1P_0=1, so

f(θ)=1keiδ0sin⁡δ0.f(\theta) = \frac{1}{k} e^{i\delta_0} \sin\delta_0.

It is isotropic. The total elastic cross section is

σel=4πk2sin⁡2δ0.\sigma_{\mathrm{el}} = \frac{4\pi}{k^2} \sin^2\delta_0.
  1. Use the Born phase-shift estimate to determine the sign of δℓ\delta_\ell for a weak attractive potential.
Solution

The estimate is

δℓB≈−2mkℏ2∫0∞r2dr V(r)jℓ2(kr).\delta_\ell^{\mathrm B} \approx - \frac{2mk}{\hbar^2} \int_0^\infty r^2dr\, V(r) j_\ell^2(kr).

For a weak attractive potential, V(r)<0V(r)<0 in the interaction region. Since jℓ2(kr)≥0j_\ell^2(kr)\ge0, the integral is negative. The overall minus sign makes δℓB>0\delta_\ell^{\mathrm B}>0.

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  • R. G. Newton, Scattering Theory of Waves and Particles, 2nd ed., Springer, 1982.
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