Skip to content

WKB Quantization

WKB quantization estimates bound-state energies from the classical action. For a one-dimensional well with two isolated smooth turning points x1(E)<x2(E)x_1(E)<x_2(E), define

p(x;E)=2m[E−V(x)]p(x;E) = \sqrt{2m\bigl[E-V(x)\bigr]}

in the allowed interval. The leading quantization condition is

∫x1(En)x2(En)p(x;En) dx=πℏ(n+12),n=0,1,2,….\int_{x_1(E_n)}^{x_2(E_n)} p(x;E_n)\,dx = \pi\hbar \left(n+\frac12\right), \qquad n=0,1,2,\ldots.

The 1/21/2 is the phase contribution of two simple turning points. It must be changed for hard walls, singular endpoints, higher-order turning points, or other boundary conditions.

The matching derivation belongs to Bohr–Sommerfeld Quantization and Turning Points and Connection Formulas. This card is organized around choosing and applying the correct action rule.

Let

I(E)=∫x1(E)x2(E)p(x;E) dxI(E) = \int_{x_1(E)}^{x_2(E)} p(x;E)\,dx

denote the one-way action across the allowed interval, and let

J(E)=∮p dx=2I(E)J(E)=\oint p\,dx=2I(E)

denote the action around the full one-dimensional classical orbit.

SituationLeading condition
Two smooth turning pointsI(En)=πℏ(n+1/2)I(E_n)=\pi\hbar(n+1/2)
Closed orbit with Maslov index μ\muJ(En)=2πℏ(n+μ/4)J(E_n)=2\pi\hbar(n+\mu/4)
One smooth endpoint, one Dirichlet wallI(En)=πℏ(n+3/4)I(E_n)=\pi\hbar(n+3/4)
One smooth endpoint, one Neumann wallI(En)=πℏ(n+1/4)I(E_n)=\pi\hbar(n+1/4)
Two Dirichlet wallsI(En)=πℏ(n+1)I(E_n)=\pi\hbar(n+1)
Two Neumann wallsI(En)=πℏnI(E_n)=\pi\hbar n
Local validity away from endpointsℏ∣p′∣/p2≪1\hbar\lvert p'\rvert/p^2\ll1
High-level spacingΔE≃2πℏ/Tcl(E)\Delta E\simeq2\pi\hbar/T_{\mathrm{cl}}(E)

Here n=0,1,2,…n=0,1,2,\ldots in every row. The hard-wall rows assume ideal energy-independent Dirichlet or Neumann conditions. Robin conditions and finite discontinuities generally produce an energy-dependent reflection phase instead of a universal fractional shift.

In one dimension, the right-moving branch contributes

∫x1x2p dx=I,\int_{x_1}^{x_2}p\,dx=I,

and the left-moving return branch contributes another II: both pp and dxdx change sign, so p dxp\,dx remains positive along the oriented orbit. Therefore

∮p dx=2I.\oint p\,dx=2I.

The equivalent smooth-well formulas are

I(En)=πℏ(n+12)I(E_n) = \pi\hbar \left(n+\frac12\right)

and

J(En)=2πℏ(n+12).J(E_n) = 2\pi\hbar \left(n+\frac12\right).

Mixing the half-orbit integral with the closed-orbit right-hand side creates a factor-of-two error. State which action convention is being used before doing the integral.

Suppose both exterior regions are forbidden and normalizability selects decaying tails. Away from the left simple turning point, the corresponding allowed-region standing wave is

ψL(x)∝1p(x)sin⁡[1ℏ∫x1xp(x′) dx′+π4].\psi_L(x) \propto \frac{1}{\sqrt{p(x)}} \sin\left[ \frac{1}{\hbar} \int_{x_1}^{x}p(x')\,dx' + \frac{\pi}{4} \right].

Matching the decaying tail at the right turning point gives

ψR(x)∝1p(x)sin⁡[1ℏ∫xx2p(x′) dx′+π4].\psi_R(x) \propto \frac{1}{\sqrt{p(x)}} \sin\left[ \frac{1}{\hbar} \int_x^{x_2}p(x')\,dx' + \frac{\pi}{4} \right].

The two standing-wave forms are compatible only when

I(E)ℏ=π(n+12).\frac{I(E)}{\hbar} = \pi\left(n+\frac12\right).

The naive WKB amplitudes diverge where p=0p=0, but the exact local wavefunction does not. Linearizing a simple turning point reduces the local equation to the Airy equation; Airy matching supplies each π/4\pi/4 phase. The leading WKB forms should not be evaluated inside that turning-point layer.

For a single allowed interval, a useful bookkeeping form is

I(En)=πℏ(n+αL+αR).I(E_n) = \pi\hbar \bigl(n+\alpha_L+\alpha_R\bigr).

With the state label beginning at n=0n=0, the standard endpoint contributions are

EndpointContribution
Simple smooth turning point with a decaying exteriorα=1/4\alpha=1/4
Dirichlet hard wallα=1/2\alpha=1/2
Neumann hard wallα=0\alpha=0

This table packages familiar one-dimensional cases; it is not a replacement for boundary matching. At a finite potential step, the reflection coefficient has an energy-dependent phase. At a singular endpoint, the admissible local solution determines the phase. If the endpoint cannot be classified by one of the rows, derive its reflection phase rather than guessing an index.

For a smooth one-dimensional closed orbit, the quantization rule may be written

1ℏ∮p dx−π2μ=2πn,\frac{1}{\hbar}\oint p\,dx - \frac{\pi}{2}\mu = 2\pi n,

or

∮p dx=2πℏ(n+μ4).\oint p\,dx = 2\pi\hbar \left(n+\frac{\mu}{4}\right).

Two ordinary turning points give μ=2\mu=2. The sign convention for a Maslov index varies across the literature, so the phase equation above should accompany any quoted value of μ\mu.

For an integrable system with independent cycles γi\gamma_i, EBK quantization generalizes the rule to

Ji=∮γip⋅dq=2πℏ(ni+μi4).J_i = \oint_{\gamma_i}p\cdot dq = 2\pi\hbar \left(n_i+\frac{\mu_i}{4}\right).

The action convention here does not include a factor of 1/(2π)1/(2\pi). Some texts define the action variable as Ji/(2π)J_i/(2\pi), so translate the definition before comparing formulas. The geometric meaning of the index is developed at Maslov Index and EBK Quantization.

For two smooth turning points:

  1. Solve V(x)=EV(x)=E for the relevant real roots x1(E)x_1(E) and x2(E)x_2(E).
  2. Verify that the interval is classically allowed and each endpoint is simple: V′(xi)≠0V'(x_i)\ne0.
  3. Evaluate I(E)I(E) with pp real and nonnegative between the roots.
  4. Solve I(En)=πℏ(n+1/2)I(E_n)=\pi\hbar(n+1/2) for each desired integer nn.
  5. Check the local WKB parameter away from the endpoint layers and compare low-lying levels with an independent method.

The square-root endpoint behavior is integrable. For numerical quadrature, an endpoint-smoothing substitution is often more stable than sampling the raw integrand at the roots. A root solver should track one connected classical well rather than jumping between distinct allowed intervals.

For a fixed connected well,

dIdE=∫x1x2mp(x;E) dx=Tcl(E)2.\frac{dI}{dE} = \int_{x_1}^{x_2} \frac{m}{p(x;E)}\,dx = \frac{T_{\mathrm{cl}}(E)}{2}.

Boundary terms vanish because p(xi;E)=0p(x_i;E)=0. Hence I(E)I(E) increases with EE, and adjacent high-lying levels satisfy

ΔE≃πℏdI/dE=2πℏTcl(E).\Delta E \simeq \frac{\pi\hbar}{dI/dE} = \frac{2\pi\hbar}{T_{\mathrm{cl}}(E)}.

Equivalently, the semiclassical density of states in that well is

dndE≃Tcl(E)2πℏ.\frac{dn}{dE} \simeq \frac{T_{\mathrm{cl}}(E)}{2\pi\hbar}.

These relations are valuable checks on both the action normalization and the trend of the calculated spectrum.

For

V(x)=12mω2x2,V(x)=\frac12m\omega^2x^2,

the classical closed action is

J(E)=2πEω,J(E)=\frac{2\pi E}{\omega},

so

I(E)=πEω.I(E)=\frac{\pi E}{\omega}.

The two-soft-turning-point rule gives

πEnω=πℏ(n+12),\frac{\pi E_n}{\omega} = \pi\hbar \left(n+\frac12\right),

and therefore

En=ℏω(n+12).E_n = \hbar\omega \left(n+\frac12\right).

Leading WKB happens to reproduce the exact oscillator energies. This special exactness checks the phase and factor of two; it does not make leading WKB exact for a generic smooth potential.

Inside an ideal well of width LL, p=2mEp=\sqrt{2mE} is constant, but the endpoints are Dirichlet hard walls rather than smooth turning points. The correct endpoint rule is

pL=πℏ(n+1),n=0,1,2,…,pL=\pi\hbar(n+1), \qquad n=0,1,2,\ldots,

which gives

En=π2ℏ22mL2(n+1)2.E_n = \frac{\pi^2\hbar^2}{2mL^2}(n+1)^2.

If the physical levels are instead labeled N=1,2,…N=1,2,\ldots, this is the usual EN=π2ℏ2N2/(2mL2)E_N=\pi^2\hbar^2N^2/(2mL^2). Substituting n+1/2n+1/2 would incorrectly treat the abrupt walls as Airy turning points.

The reduced radial equation contains the singular centrifugal term

ℏ2ℓ(ℓ+1)2mr2.\frac{\hbar^2\ell(\ell+1)}{2mr^2}.

Applying the ordinary one-dimensional WKB rule directly at r=0r=0 generally gives the wrong phase. In the standard radial semiclassical treatment, use the Langer replacement

ℓ(ℓ+1)⟶(ℓ+12)2\ell(\ell+1) \longrightarrow \left(\ell+\frac12\right)^2

inside the effective radial momentum:

pr(r;E)=2m[E−V(r)]−ℏ2(ℓ+1/2)2r2.p_r(r;E) = \sqrt{ 2m\bigl[E-V(r)\bigr] - \frac{\hbar^2(\ell+1/2)^2}{r^2} }.

When this momentum has two appropriate simple radial turning points,

∫r1r2pr(r;E) dr=πℏ(nr+12).\int_{r_1}^{r_2}p_r(r;E)\,dr = \pi\hbar \left(n_r+\frac12\right).

This formula assumes the Langer-transformed radial problem and its standard regularity condition. Other dimensions, singular potentials, and self-adjoint boundary conditions require a fresh endpoint analysis.

Away from turning points, a common leading-order diagnostic is

ϵWKB(x)=ℏ∣p′(x)∣p(x)2≪1.\epsilon_{\mathrm{WKB}}(x) = \hbar \frac{\lvert p'(x)\rvert}{p(x)^2} \ll1.

It measures the fractional change of the local de Broglie scale over one wavelength, up to convention-dependent factors. The condition inevitably fails as a simple turning point is approached; the calculation remains useful only because an overlapping Airy approximation repairs that local region.

Quantization is usually best when

J(En)≫ℏ,J(E_n)\gg\hbar,

or equivalently when many oscillations fit inside the allowed interval. Low-lying states may still be accurate for special potentials, but that is not the generic asymptotic guarantee.

Leading WKB is not a variational method. Its energies are neither general upper bounds nor general lower bounds, and the neglected corrections do not have a universal sign. Higher-order WKB or independent numerical calculations are needed to estimate the error.

Airy matching assumes

V(xt)=E,V′(xt)≠0.V(x_t)=E, \qquad V'(x_t)\ne0.

Near a barrier top, turning points can merge and the Airy neighborhoods overlap. A uniform approximation adapted to the merged structure is then required.

If an energy intersects the potential in four or more turning points, each allowed well may first have its own local action condition. Tunneling through the intervening barriers couples those local states and produces avoided crossings or exponentially small splittings. Independent two-turning-point rules estimate the uncoupled level centers, not the complete split spectrum.

Hard walls, finite steps, inverse-square singularities, and radial origins carry boundary information not contained in the universal π/4\pi/4 Airy phase. Use the exact local boundary condition or an appropriate uniform approximation.

EBK quantization requires invariant tori and independent action cycles. Generic chaotic motion has no global set of such actions, so a direct component-by-component EBK rule is unavailable.

  1. Draw or analyze V(x)V(x) at the target energy and count the allowed intervals.
  2. Classify every endpoint as soft, hard, singular, discontinuous, or coalescing.
  3. Define explicitly whether the action is one-way II or closed-orbit JJ.
  4. Attach endpoint phases or a stated Maslov convention.
  5. Evaluate the action with consistent units and solve the resulting scalar equation for EnE_n.
  6. Differentiate the action or inspect TclT_{\mathrm{cl}} to check the level spacing.
  7. Audit ϵWKB\epsilon_{\mathrm{WKB}} away from matched endpoint layers.
  8. Benchmark low states, near-degeneracies, and suspected tunnel splittings independently.
  • Using ∮p dx\oint p\,dx with the half-orbit right-hand side.
  • Omitting the two-turning-point 1/21/2 shift.
  • Counting every zero of V′(x)V'(x) as a turning point; a turning point requires V(x)=EV(x)=E.
  • Integrating 2m(E−V)\sqrt{2m(E-V)} as a real momentum through a forbidden region.
  • Assigning the Airy π/4\pi/4 phase to a hard wall or singular endpoint.
  • Applying the ordinary one-dimensional rule to a radial equation without handling the origin and Langer correction.
  • Using a separate two-turning-point condition for each side of a double well and then claiming the tunnel splitting.
  • Treating a numerical root of the WKB equation as an exact eigenvalue or a rigorous spectral bound.
  • Assuming the harmonic oscillator’s exact leading-WKB spectrum is typical.
  • Comparing action variables across sources without checking whether a factor of 2π2\pi is included in their definition.
  1. Starting from J(E)=2πE/ωJ(E)=2\pi E/\omega for the harmonic oscillator, derive the exact leading-WKB spectrum and the classical-spacing formula.
Solution

Two smooth turning points give

2πEnω=2πℏ(n+12),\frac{2\pi E_n}{\omega} = 2\pi\hbar \left(n+\frac12\right),

so

En=ℏω(n+12).E_n=\hbar\omega\left(n+\frac12\right).

The period is

Tcl=dJdE=2πω.T_{\mathrm{cl}} = \frac{dJ}{dE} = \frac{2\pi}{\omega}.

Therefore

ΔE≃2πℏTcl=ℏω,\Delta E \simeq \frac{2\pi\hbar}{T_{\mathrm{cl}}} = \hbar\omega,

which is also exact for this spectrum.

  1. Use the endpoint table to recover the spectrum of a particle between two Dirichlet walls separated by LL.
Solution

Each Dirichlet wall contributes 1/21/2, so

I(En)=pL=πℏ(n+1).I(E_n)=pL=\pi\hbar(n+1).

Thus

pn=πℏL(n+1)p_n=\frac{\pi\hbar}{L}(n+1)

and

En=pn22m=π2ℏ22mL2(n+1)2.E_n = \frac{p_n^2}{2m} = \frac{\pi^2\hbar^2}{2mL^2}(n+1)^2.

There is no soft-turning-point 1/21/2 shift.

  1. Restrict a harmonic oscillator to x≥0x\ge0. Show that a Dirichlet condition at the origin selects the odd full-line levels, while a Neumann condition selects the even levels.
Solution

The one-way action from the wall at 00 to the positive turning point is half the full-line half-orbit action:

I+(E)=πE2ω.I_+(E)=\frac{\pi E}{2\omega}.

For a Dirichlet wall and one soft turning point,

πEn2ω=πℏ(n+34),\frac{\pi E_n}{2\omega} = \pi\hbar \left(n+\frac34\right),

so

En=ℏω(2n+32).E_n = \hbar\omega \left(2n+\frac32\right).

These are the odd full-line levels. For a Neumann wall,

πEn2ω=πℏ(n+14),\frac{\pi E_n}{2\omega} = \pi\hbar \left(n+\frac14\right),

and therefore

En=ℏω(2n+12),E_n = \hbar\omega \left(2n+\frac12\right),

the even full-line levels.

  1. For V(x)=a∣x∣sV(x)=a\lvert x\rvert^s with a>0a>0 and s>0s>0, use scaling to find the large-nn power law of the WKB energies.
Solution

The turning point scales as

xt∼(Ea)1/s.x_t\sim\left(\frac{E}{a}\right)^{1/s}.

The half-orbit action therefore scales as

I(E)∼xtmE∼m a−1/sE1/2+1/s.I(E) \sim x_t\sqrt{mE} \sim \sqrt{m}\, a^{-1/s} E^{1/2+1/s}.

Quantization requires I(En)∝ℏ(n+1/2)I(E_n)\propto\hbar(n+1/2), so

En∝(n+12)2s/(s+2).E_n \propto \left(n+\frac12\right)^{2s/(s+2)}.

For s=2s=2 this is linear oscillator spacing; for s=4s=4 it gives En∝(n+1/2)4/3E_n\propto(n+1/2)^{4/3}. The scaling does not determine the dimensionless coefficient, which comes from the full action integral.

  • L. D. Landau and E. M. Lifshitz, Quantum Mechanics: Non-Relativistic Theory, 3rd ed., Butterworth-Heinemann, 1981, Secs. 46–50.
  • C. M. Bender and S. A. Orszag, Advanced Mathematical Methods for Scientists and Engineers I, Springer, 1999, Ch. 10.
  • J. L. Dunham, “The Wentzel–Brillouin–Kramers Method of Solving the Wave Equation,” Physical Review 41, 713–720 (1932), doi:10.1103/PhysRev.41.713.
  • M. V. Berry and K. E. Mount, “Semiclassical Approximations in Wave Mechanics,” Reports on Progress in Physics 35, 315–397 (1972), doi:10.1088/0034-4885/35/1/306.
  • N. Fröman and P. O. Fröman, JWKB Approximation: Contributions to the Theory, North-Holland, 1965.
  • M. Brack and R. K. Bhaduri, Semiclassical Physics, Westview Press, 2003, Chs. 1–2.