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SSH Model

The SSH model is a one-dimensional tight-binding chain with alternating hopping amplitudes whose gapped phases are distinguished by a winding number when chiral symmetry is preserved.

Each unit cell contains two sublattice orbitals, AjA_j and BjB_j. The model keeps intracell hopping vv and intercell hopping ww. It was introduced for polyacetylene and is now a standard first model of topological band theory.

A common real-space convention is

H=∑j(v aj†bj+w aj+1†bj+h.c.).H = \sum_j \left( v\,a_j^\dagger b_j + w\,a_{j+1}^\dagger b_j + \mathrm{h.c.} \right).

With periodic boundary conditions, the Bloch Hamiltonian in the basis (ak,bk)(a_k,b_k) is

H(k)=dx(k)σx+dy(k)σy,H(k) = d_x(k)\sigma_x+d_y(k)\sigma_y,

where

dx(k)=v+wcos⁡(ka),dy(k)=wsin⁡(ka).d_x(k)=v+w\cos(ka), \qquad d_y(k)=w\sin(ka).

The bands are

E±(k)=±v2+w2+2vwcos⁡(ka).E_\pm(k) = \pm \sqrt{ v^2+w^2+2vw\cos(ka) }.

The gap closes when ∣v∣=∣w∣\lvert v\rvert=\lvert w\rvert in this convention.

The ideal SSH Hamiltonian has chiral symmetry:

σzH(k)σz=−H(k).\sigma_z H(k)\sigma_z=-H(k).

When the band gap is open, the vector (dx(k),dy(k))(d_x(k),d_y(k)) winds around the origin or does not wind around it as kk crosses the Brillouin zone. In the conventional termination, the phase with

∣w∣>∣v∣\lvert w\rvert>\lvert v\rvert

has edge modes for an open chain, provided the boundary termination and symmetry assumptions match the topological convention.

The SSH model teaches that topology can be visible in a simple one-dimensional band Hamiltonian. It also teaches that bulk topology, boundary termination, and protecting symmetry must be discussed together.

  • Forgetting that the topological statement assumes an open gap and chiral symmetry.
  • Confusing the intracell and intercell hopping convention when naming the topological phase.
  • Assuming edge states appear for every boundary termination.
  • Adding onsite sublattice imbalance and still using the same chiral winding argument without modification.
  • Treating the SSH model as a two-dimensional Chern insulator; its basic invariant is one-dimensional.

Why does the SSH gap close when ∣v∣=∣w∣\lvert v\rvert=\lvert w\rvert?

Solution

The spectrum is E±(k)=±v2+w2+2vwcos⁡(ka)E_\pm(k)=\pm\sqrt{v^2+w^2+2vw\cos(ka)}. For real vv and ww, the square root can vanish only when the complex number v+weikav+w e^{ika} vanishes. This requires equal magnitudes and the appropriate phase, so the gap closes at ∣v∣=∣w∣\lvert v\rvert=\lvert w\rvert.

  • W. P. Su, J. R. Schrieffer, and A. J. Heeger, “Solitons in polyacetylene,” Physical Review Letters 42, 1698-1701, 1979.
  • J. K. Asbóth, L. Oroszlány, and A. Pályi, A Short Course on Topological Insulators, Springer, 2016.
  • B. A. Bernevig and T. L. Hughes, Topological Insulators and Topological Superconductors, Princeton University Press, 2013.