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Group Velocity and Phase Velocity

Group velocity is the velocity of a narrow wave-packet envelope, while phase velocity is the velocity of surfaces of constant phase for a single wave component. For a nonrelativistic free particle, the group velocity equals the classical particle velocity, but the phase velocity does not.

The distinction matters because plane waves are not localized particles. Localized free-particle states are wave packets, and their observable motion is governed by the motion of the packet envelope.

A plane-wave component has the form

ψk(x,t)=Aei(kx−ωt).\psi_k(x,t)=A e^{i(kx-\omega t)}.

The phase is

Φ(x,t)=kx−ωt.\Phi(x,t)=kx-\omega t.

A surface of constant phase satisfies dΦ=0d\Phi=0, so

k dx−ω dt=0.k\,dx-\omega\,dt=0.

The phase velocity is therefore

vph=dxdt=ωk,v_{\mathrm{ph}} =\frac{dx}{dt} =\frac{\omega}{k},

for k≠0k\ne 0. This is the speed of the oscillatory crests of one Fourier component. It is not, by itself, the velocity of a localized particle.

A localized packet is a superposition of nearby wavenumbers:

ψ(x,t)=12π∫a(k)ei(kx−ω(k)t) dk.\psi(x,t) =\frac{1}{\sqrt{2\pi}} \int a(k)e^{i(kx-\omega(k)t)}\,dk.

Suppose a(k)a(k) is sharply concentrated near k0k_0. Expand the dispersion relation:

ω(k)≈ω(k0)+ω′(k0)(k−k0).\omega(k) \approx \omega(k_0) +\omega'(k_0)(k-k_0).

Keeping only this linear approximation, the packet becomes an envelope moving rigidly at

vg=ω′(k0)=dωdk∣k0.v_g =\omega'(k_0) =\frac{d\omega}{dk}\bigg\rvert_{k_0}.

This is the group velocity. It is the velocity of the packet envelope when the packet is narrow in momentum space and spreading is negligible over the time of interest.

The next term,

12ω′′(k0)(k−k0)2,\frac{1}{2}\omega''(k_0)(k-k_0)^2,

controls dispersion. Its effect is explained in Wave Packet Spreading.

For a nonrelativistic free particle,

E=p22m,p=ℏk,E=ℏω.E=\frac{p^2}{2m}, \qquad p=\hbar k, \qquad E=\hbar\omega.

Thus

ω(k)=ℏk22m.\omega(k)=\frac{\hbar k^2}{2m}.

The phase velocity is

vph=ωk=ℏk2m=p2m.v_{\mathrm{ph}} =\frac{\omega}{k} =\frac{\hbar k}{2m} =\frac{p}{2m}.

The group velocity is

vg=dωdk=ℏkm=pm.v_g =\frac{d\omega}{dk} =\frac{\hbar k}{m} =\frac{p}{m}.

The group velocity matches the classical free-particle velocity. This agreement is one concrete form of the Ehrenfest theorem for free motion.

The sign matters. If k0>0k_0\gt0, both vgv_g and vphv_{\mathrm{ph}} are positive. If k0<0k_0\lt0, both are negative. A packet centered at negative momentum moves to the left:

vg=ℏk0m<0.v_g=\frac{\hbar k_0}{m}\lt0.

The energy is still positive because

E=ℏ2k022m.E=\frac{\hbar^2k_0^2}{2m}.

This is why positive energy in one-dimensional free motion corresponds to two directions of propagation.

Why Phase Velocity Is Not Particle Velocity

Section titled “Why Phase Velocity Is Not Particle Velocity”

The probability density of a pure plane wave is spatially constant:

∣ψk(x,t)∣2=∣A∣2.\lvert \psi_k(x,t)\rvert^2=\lvert A\rvert^2.

There is no localized bump whose position can be tracked. Phase fronts move, but a single plane wave does not describe a localized particle on the full line. A packet has an envelope, and that envelope moves at group velocity.

For the free-particle dispersion relation, the phase velocity is half the group velocity:

vph=12vg.v_{\mathrm{ph}}=\frac{1}{2}v_g.

This factor of one half is not a paradox. It reflects the quadratic relation E=p2/(2m)E=p^2/(2m), not a new particle speed.

If the dispersion relation is exactly linear,

ω(k)=ω0+v(k−k0),\omega(k)=\omega_0+v(k-k_0),

then ω′′(k)=0\omega''(k)=0 and a narrow packet can translate without changing shape. The nonrelativistic free particle is different:

ω′′(k)=ℏm.\omega''(k)=\frac{\hbar}{m}.

Because this is nonzero, free nonrelativistic packets generally spread. The packet center moves with vgv_g, while the width changes according to the momentum spread and covariance of the state.

Consider a Gaussian packet centered at momentum p0=ℏk0p_0=\hbar k_0. Its center moves as

⟨x⟩(t)=x0+p0mt.\langle x\rangle(t) =x_0+\frac{p_0}{m}t.

The group velocity formula gives the same result:

vg=ℏk0m=p0m.v_g=\frac{\hbar k_0}{m}=\frac{p_0}{m}.

Meanwhile the phase velocity of the carrier wave is

vph=ℏk02m=p02m.v_{\mathrm{ph}} =\frac{\hbar k_0}{2m} =\frac{p_0}{2m}.

The envelope and the phase crests therefore drift through one another. In visualizations of a moving Gaussian packet, the broad probability envelope moves at vgv_g, while the oscillations inside the envelope move at vphv_{\mathrm{ph}}.

  • Identifying phase velocity with the velocity of a localized particle.
  • Forgetting that a plane wave has no localized position to track.
  • Computing vgv_g from E/pE/p instead of from dω/dkd\omega/dk.
  • Ignoring the sign of kk when describing direction of motion.
  • Assuming group velocity alone guarantees rigid motion. Dispersion depends on ω′′(k)\omega''(k).
  • Treating a broad packet in kk as if it had a single exact group velocity.
  • D. J. Griffiths and D. F. Schroeter, Introduction to Quantum Mechanics, 3rd ed., Cambridge University Press, 2018.
  • R. Shankar, Principles of Quantum Mechanics, 2nd ed., Springer, 1994.
  • C. Cohen-Tannoudji, B. Diu, and F. Laloë, Quantum Mechanics, Wiley, 1977.
  • L. D. Landau and E. M. Lifshitz, Quantum Mechanics: Non-Relativistic Theory, 3rd ed., Pergamon, 1977.
  1. Derive vphv_{\mathrm{ph}} and vgv_g for the nonrelativistic free-particle dispersion relation.
Solution

For a free particle,

ω(k)=ℏk22m.\omega(k)=\frac{\hbar k^2}{2m}.

The phase velocity is

vph=ωk=ℏk2m.v_{\mathrm{ph}} =\frac{\omega}{k} =\frac{\hbar k}{2m}.

The group velocity is

vg=dωdk=ℏkm.v_g =\frac{d\omega}{dk} =\frac{\hbar k}{m}.

Since p=ℏkp=\hbar k, this gives vg=p/mv_g=p/m.

  1. A packet is centered at k0<0k_0\lt0. What is the direction of its group motion?
Solution

The group velocity is

vg=ℏk0m.v_g=\frac{\hbar k_0}{m}.

For positive mass mm and k0<0k_0\lt0, this is negative. The packet center moves toward decreasing xx.

  1. Explain why a linear dispersion relation does not produce spreading in the linear approximation.
Solution

If

ω(k)=ω0+v(k−k0),\omega(k)=\omega_0+v(k-k_0),

then all components in the packet share the same group velocity,

dωdk=v,\frac{d\omega}{dk}=v,

and

d2ωdk2=0.\frac{d^2\omega}{dk^2}=0.

The constant term contributes an overall phase, and the linear term translates the envelope. There is no quadratic phase term to distort the envelope, so the packet does not spread within this approximation.