False Vacuum Decay in Quantum Mechanics
A false vacuum in quantum mechanics is a long-lived state localized near a local minimum that can escape through a barrier. The word “vacuum” is inherited from field theory. In ordinary one-particle quantum mechanics, the relevant object is not the minimum of the potential itself and not an exact normalizable energy eigenstate. It is a metastable wavepacket, a quasibound level, or an outgoing resonance.
The central observable is a decay rate. With the convention
the resonance-dominated survival probability behaves as
Here has units of inverse time, is the lifetime, and is the corresponding energy width.
This page owns the observable interpretation of quantum-mechanical false-vacuum decay: state preparation, survival and nonescape probabilities, resonance poles, WKB escape rates, the range of validity of exponential decay, and the dictionary to field theory. Bounce Solutions owns the Euclidean boundary-value problem, bounce action, exact cubic example, and fluctuation-mode diagnostic. Fluctuation Determinants Preview owns determinant normalization and collective-coordinate prefactors.
A quasibound level leaks through the forbidden interval between and . The resulting exponential law is an intermediate-time approximation: unitary evolution begins quadratically and, for a Hamiltonian bounded below, ultimately develops a nonexponential threshold tail.
The Metastable Well
Section titled “The Metastable Well”Let have a local minimum at :
A barrier separates this false minimum from an escape region. Near ,
so the well supports local oscillator-like levels. For the lowest one,
before tunneling and anharmonic corrections are included.
The local level is not generally an eigenvalue of the full self-adjoint Hamiltonian. If the potential opens into a continuum, probability can escape and an outgoing resonance replaces the putative bound state. If the entire potential is confining, the exact spectrum remains real and discrete; leakage from one well is then followed by interference and recurrence rather than irreversible decay.
This distinction is foundational:
- Open escape geometry: outgoing boundary conditions define a resonance and an approximate decay rate.
- Closed finite geometry: exact evolution is quasiperiodic; a rate can describe only a coarse-grained or intermediate-time loss from a chosen region.
- Open-system geometry: environmental degrees of freedom may make exponential relaxation accurate over a wider interval, but the rate then depends on the system–environment model.
Calling a local minimum a false vacuum therefore abbreviates a state-preparation and boundary-condition problem.
Preparing the false-well state
Section titled “Preparing the false-well state”One practical preparation is a normalized packet concentrated inside the well. Another is to confine the system temporarily, prepare a local eigenstate, and then remove the auxiliary wall. Either construction introduces details that affect early transients but not the leading semiclassical exponent when the barrier is high.
Choose a dividing point beyond the barrier and define a false-well projector, schematically,
The nonescape probability is
The survival probability of the initially prepared state is
These observables are not identical. A packet can deform or dephase within the well, reducing its overlap with without having escaped. For an isolated narrow resonance after preparation transients have died away, both quantities often exhibit the same dominant exponential rate.
Flux, Survival, and Resonance
Section titled “Flux, Survival, and Resonance”The three most useful descriptions emphasize different data:
| Description | Defining quantity | What it measures |
|---|---|---|
| Nonescape | Probability remaining in a chosen well region | |
| Survival | Persistence of the specific prepared state | |
| Resonance | Pole | Energy, width, and intermediate-time decay scale |
For one escape boundary, the continuity equation gives
where
An instantaneous loss rate can be defined whenever :
It is approximately constant only in the exponential window. This flux definition makes clear that a decay rate is an observable statement about probability leaving a region, not merely the exponential of a Euclidean action.
Outgoing resonances
Section titled “Outgoing resonances”A one-dimensional resonance solves the stationary Schrödinger equation with an outgoing-wave condition in the escape channel. Schematically,
with no incoming component. The resulting complex energy
is a pole of the analytically continued resolvent or scattering matrix, usually on a nonphysical sheet. Its formal time dependence is
Taking the modulus squared gives
The outgoing resonance function is generally not square-integrable. It is a compact representation of the pole contribution to physical wavepacket evolution, not an ordinary Hilbert-space eigenvector.
Why Decay Is Only Approximately Exponential
Section titled “Why Decay Is Only Approximately Exponential”Define the survival amplitude
By the spectral theorem,
where
Normalization requires
A narrow resonance produces an approximately Breit–Wigner peak,
Fourier transforming the isolated pole contribution gives the exponential law. The background, the physical threshold , and the details of state preparation generate deviations.
Short times: the quadratic law
Section titled “Short times: the quadratic law”Assuming the required energy moments through fourth order are finite, expanding the unitary evolution gives
Consequently,
Thus the initial slope vanishes:
The scale
is often called the Zeno time. An exact exponential would have a nonzero negative slope at , so it cannot describe sufficiently short unitary evolution of a state with finite energy variance.
Intermediate times: pole dominance
Section titled “Intermediate times: pole dominance”After preparation transients and before threshold effects dominate, a narrow isolated pole can control the Fourier integral:
and therefore
This is the regime computed by standard WKB and bounce methods. A useful lifetime requires
so intrawell motion and preparation transients occur on a much shorter timescale than escape.
Long times: the threshold tail
Section titled “Long times: the threshold tail”Because a physical Hamiltonian is bounded below, its spectral density cannot be an exact Lorentzian over the entire real axis. Suppose near threshold
Then the endpoint of the spectral integral gives
so
The crossover usually occurs only after many lifetimes because the pole contribution must first become extremely small. Nevertheless, the tail is conceptually essential: exact exponential decay for all is incompatible with a lower-bounded self-adjoint Hamiltonian.
WKB Escape Rate
Section titled “WKB Escape Rate”Consider a quasibound level of energy with three turning points
The interval is the classically allowed false well, while is the forbidden barrier. Define
in the well and
under the barrier. The one-way forbidden action is
To leading exponential accuracy, the transmission probability per encounter with the barrier is
The classical period of motion inside the false well is
For one escape barrier encountered once per period, the Gamow estimate is
Near a harmonic false minimum,
and hence
The interpretation is “attempt frequency times escape probability per attempt.” It is reliable when the barrier transmission is small and successive encounters lose phase coherence into an effectively open escape channel.
What the simple prefactor omits
Section titled “What the simple prefactor omits”The factor is not a universal one-loop prefactor. Quantitative work may require:
- connection formulas at all turning points;
- the correct outgoing normalization and channel multiplicity;
- the energy shift of the quasibound level;
- barrier-top corrections when is not large;
- interference from several escape paths;
- multidimensional stability determinants;
- environmental recrossing or dissipation.
The robust statement is
in a controlled high-barrier family. Prefactor accuracy requires more information than the leading exponent.
Bounce Estimate
Section titled “Bounce Estimate”The Euclidean bounce starts at the false minimum, reaches the far side of the barrier, and returns. For a one-dimensional fixed-energy problem, its background-subtracted action satisfies
Thus
matching the WKB probability suppression. The factor of two is geometric: the Euclidean bounce is a round trip, whereas is a one-way forbidden action.
At leading semiclassical order,
where has units of inverse time. The saddle action controls the exponential; the translation zero mode, the one negative mode, the determinant ratio, and normalization of the false-well state determine how the saddle contribution becomes a physical rate.
Equivalently, the metastable energy acquires
In the standard Euclidean treatment, the negative fluctuation direction is handled by a contour prescription and supplies the imaginary contribution. It should not be discarded as a failed Gaussian integral. At the same time, an imaginary part does not arise from an ordinary finite-dimensional Hermitian eigenvalue problem without analytic continuation or outgoing boundary conditions. The physical observable and contour prescription are part of the calculation.
Bounce Solutions derives , the boundary conditions, and the mode count. Fluctuation Determinants Preview explains why is a normalized determinant ratio rather than an arbitrary attempt frequency.
Three Routes to the Same Lifetime
Section titled “Three Routes to the Same Lifetime”| Route | Primary input | Output | Strongest check |
|---|---|---|---|
| Real-time flux | Prepared packet and dividing surface | and | Plateau in the instantaneous rate |
| Resonance pole | Outgoing boundary condition | and | Stability under numerical exterior treatment |
| WKB or bounce | Barrier action and semiclassical fluctuations | Asymptotic exponent and prefactor | Agreement of across parameter scans |
These methods need not agree pointwise outside their common regime. A time-dependent packet contains preparation transients and background continuum contributions. A resonance pole isolates one analytic structure. A bounce expansion is asymptotic in a semiclassical parameter. Agreement should be demanded after the same potential, energy convention, channel count, and normalization are imposed.
Numerical extraction
Section titled “Numerical extraction”Several complementary calculations are useful:
- Outgoing resonance: use complex scaling, an absorbing exterior, or a direct outgoing boundary condition to find .
- Real-time propagation: initialize a packet in the false well and monitor and the outgoing flux.
- WKB quadrature: evaluate and using the same quasibound energy.
- Euclidean saddle: solve the bounce problem and compare with .
- Parameter scan: vary mass, barrier height, or a small coupling and compare the logarithmic slope of the exact and semiclassical rates.
A fitted exponential should be accompanied by a time window. Fitting across the initial quadratic region, a reflection from a numerical boundary, or the onset of a recurrence produces a number that is not a resonance lifetime.
From Quantum Mechanics to Field Theory
Section titled “From Quantum Mechanics to Field Theory”The quantum-mechanical problem is the zero-spatial-dimensional model of false-vacuum decay. The structural dictionary is:
| Quantum mechanics | Scalar field theory |
|---|---|
| Coordinate | Field configuration |
| False-well packet or resonance | State localized near a false-vacuum configuration |
| Barrier in | Barrier in the field configuration-space energy functional |
| Bounce | Euclidean bubble |
| Rate | Decay rate per spatial volume |
| One translation zero mode | Spacetime translation zero modes |
For a scalar field in dimensions without gravity, the leading zero-temperature result has the form
with
Under the assumptions of Euclidean invariance and a single scalar field, the least-action bounce is symmetric. Writing
its radial equation is
with
The extra term has no analogue in one-dimensional Euclidean quantum mechanics; it acts like radial friction in the inverted-potential picture. Four spacetime translation zero modes replace the single bounce-center zero mode, and the completed prefactor must have units of rate per volume.
The bridge has limits:
- finite-temperature decay is usually governed by an thermal bounce rather than an zero-temperature bounce;
- gauge fields and multiple scalar fields complicate the fluctuation problem;
- gravity changes both the saddle equations and the interpretation of decay;
- in finite volume, exact energy eigenstates remain real and the irreversible rate is again an asymptotic, large-volume, or coarse-grained concept.
Bridge to QFT Instantons places this dictionary beside other Euclidean saddles. The field-theory construction itself should be studied in its canonical QFT treatment rather than inferred by replacing with mechanically.
Reliability Checklist
Section titled “Reliability Checklist”Before quoting a false-vacuum lifetime, check:
- State: What precisely is prepared near the false minimum?
- Observable: Is the calculation about survival, nonescape, outgoing flux, a pole width, or a Euclidean persistence amplitude?
- Boundary condition: Does the model have a genuine escape continuum or only a finite discrete spectrum?
- Convention: Is the quoted an energy width or a rate?
- Energy: Is the barrier action evaluated at , at the local zero-point energy, or at a specified excited level?
- Hierarchy: Are and satisfied?
- Saddle: Does the bounce have the required endpoints and exactly one relevant negative mode?
- Prefactor: Do the determinant, zero-mode, and channel factors give inverse-time units?
- Window: Over what time interval is exponential decay actually observed?
- Independent check: Do flux propagation, resonance numerics, WKB, and the bounce agree at least in the exponent?
Common Mistakes
Section titled “Common Mistakes”- Treating the local minimum as a quantum state.
- Calling a normalizable eigenstate of a closed Hermitian Hamiltonian unstable.
- Writing while also calling a rate; the factor of is then missing.
- Confusing survival probability with probability remaining inside the well.
- Using a one-way amplitude exponent as the decay probability.
- Evaluating at the bottom of the potential without stating whether zero-point energy is neglected.
- Treating the WKB attempt frequency as a universal determinant prefactor.
- Fitting a single exponential through the short-time quadratic regime or a late recurrence.
- Removing the bounce negative mode instead of specifying its contour treatment.
- Assuming the quantum-mechanical bounce equation transfers unchanged to field theory.
Exercises
Section titled “Exercises”1. Derive the short-time survival law
Section titled “1. Derive the short-time survival law”For a normalized state with finite energy moments through fourth order, expand the survival probability through order and show that its initial slope vanishes.
Solution
Expand the amplitude:
Multiplying by its complex conjugate gives
Expanding the product,
Using the variance,
Therefore
The absence of a linear term is a consequence of unitary evolution, not of a tunneling approximation.
2. Convert a resonance energy into a lifetime
Section titled “2. Convert a resonance energy into a lifetime”Suppose an outgoing resonance has
Find its probability decay law, rate, and lifetime.
Solution
The pole contribution evolves as
Its modulus squared is
Hence
The distinction between and prevents a common dimensional error.
3. Recover the attempt-frequency estimate
Section titled “3. Recover the attempt-frequency estimate”A packet in a nearly harmonic false well encounters one escape barrier once per classical period. The probability of transmission per encounter is . Derive the leading rate and specialize to frequency .
Solution
After statistically independent encounters, the probability of remaining is
With ,
Thus
For a harmonic well,
and WKB gives
If there are two equivalent escape barriers encountered once each per period, the leading channel count doubles this result.
4. Derive a threshold power law
Section titled “4. Derive a threshold power law”Assume
near threshold, with . Derive the leading long-time survival probability.
Solution
Set . The threshold contribution is
Rescale :
The regulated oscillatory integral is
Therefore
5. Match the WKB and bounce exponents
Section titled “5. Match the WKB and bounce exponents”For a fixed energy , let
Explain why the bounce exponent is and identify the corresponding WKB quantity.
Solution
The one-way forbidden WKB amplitude is suppressed by
A probability is quadratic in that amplitude:
The Euclidean bounce travels from the false-well turning point to the far turning point and returns. Its background-subtracted geometric action therefore contains the forbidden integral twice:
Consequently,
which matches the WKB transmission probability per escape attempt.
6. Explain why a closed two-level model does not decay
Section titled “6. Explain why a closed two-level model does not decay”Let a normalized initial state have support on two exact eigenstates:
Compute its survival probability and explain why no constant positive decay rate exists.
Solution
The survival amplitude is
Therefore
The result oscillates and recurs. It cannot equal with constant . Irreversible decay requires a continuum, an appropriate large-system limit, environmental coarse-graining, or an explicitly limited time window.
Cross-Links
Section titled “Cross-Links”- Instantons, Tunneling, and Nonperturbative Effects separates transmission, splitting, and decay observables.
- Bounce Solutions derives the bounce boundary conditions, action, and mode spectrum.
- Barrier Penetration and Tunneling owns the direct WKB transmission calculation.
- Euclidean Time and Imaginary-Time Action develops continuation, background subtraction, and fixed-energy exponents.
- Fluctuation Determinants Preview explains determinant ratios, zero modes, and negative modes.
- Small Parameters and Error Estimates gives the general language for asymptotic reliability.
- Bridge to QFT Instantons compares quantum-mechanical and field-theory Euclidean saddles.
References
Section titled “References”- G. Gamow, “Zur Quantentheorie des Atomkernes”, Zeitschrift für Physik 51, 204–212 (1928). Foundational barrier-penetration treatment of nuclear decay.
- L. A. Khalfin, “Contribution to the Decay Theory of a Quasi-Stationary State”, Soviet Physics JETP 6, 1053–1063 (1958). Classic proof of nonexponential long-time behavior for lower-bounded spectra.
- J. S. Langer, “Statistical Theory of the Decay of Metastable States”, Annals of Physics 54, 258–275 (1969). Foundational metastability, analytic-continuation, and rate framework.
- L. Fonda, G. C. Ghirardi, and A. Rimini, “Decay Theory of Unstable Quantum Systems”, Reports on Progress in Physics 41, 587–631 (1978). Comprehensive account of survival amplitudes, resonances, and nonexponential regimes.
- S. Coleman, “Fate of the False Vacuum: Semiclassical Theory”, Physical Review D 15, 2929–2936 (1977), with erratum in 16, 1248. Canonical field-theory bounce and false-vacuum construction.
- C. G. Callan Jr. and S. Coleman, “Fate of the False Vacuum. II. First Quantum Corrections”, Physical Review D 16, 1762–1768 (1977). Fluctuation prefactor and decay-rate normalization.
- S. Coleman, “The Uses of Instantons”, in Aspects of Symmetry, Cambridge University Press, 1985, pp. 265–350. Pedagogical quantum-mechanical bounce and dilute-gas treatment.
- A. Andreassen, D. Farhi, W. Frost, and M. D. Schwartz, “Direct Approach to Quantum Tunneling”, Physical Review Letters 117, 231601 (2016). Physical decay-rate definition from real-time evolution and its relation to Euclidean methods.
- A. Andreassen, D. Farhi, W. Frost, and M. D. Schwartz, “Precision Decay Rate Calculations in Quantum Field Theory”, Physical Review D 95, 085011 (2017). Careful normalization and higher-order structure of semiclassical decay rates.
- G. Álvarez, “Coupling-Constant Behavior of the Resonances of the Cubic Anharmonic Oscillator”, Physical Review A 37, 4079–4083 (1988). Resonance asymptotics for a standard metastable quantum-mechanical model.
- J. Zinn-Justin, Path Integrals in Quantum Mechanics, Oxford University Press, 2005. Systematic treatment of Euclidean saddles, metastable potentials, and semiclassical expansions.