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Translation-Invariant Hamiltonians

A Hamiltonian is translation invariant when translating the system does not change the Hamiltonian. Momentum conservation follows only under that condition. The existence of a momentum operator is not enough.

For translations by aa in one dimension,

T(a)=exp⁡ ⁣(−iaPℏ).T(a)=\exp\!\left(-\frac{iaP}{\hbar}\right).

The Hamiltonian is invariant under these translations when

T(a)HT(a)†=HT(a)HT(a)^\dagger=H

for every allowed displacement aa. Equivalently,

[H,T(a)]=0[H,T(a)]=0

for every aa. Infinitesimally, this becomes

[H,P]=0.[H,P]=0.

Thus translation invariance is the symmetry reason momentum can be conserved.

From Finite Translations to the Commutator

Section titled “From Finite Translations to the Commutator”

Differentiate the invariance condition

T(a)HT(a)†=HT(a)HT(a)^\dagger=H

at a=0a=0. Since

T(a)=I−iaPℏ+O(a2),T(a) = I-\frac{iaP}{\hbar}+O(a^2),

one has

T(a)HT(a)†=(I−iaPℏ)H(I+iaPℏ)+O(a2)=H−iaℏ[P,H]+O(a2).\begin{aligned} T(a)HT(a)^\dagger &= \left(I-\frac{iaP}{\hbar}\right) H \left(I+\frac{iaP}{\hbar}\right) +O(a^2) \\ &= H-\frac{ia}{\hbar}[P,H]+O(a^2). \end{aligned}

For this to equal HH to first order for all aa,

[P,H]=0,[P,H]=0,

or equivalently

[H,P]=0.[H,P]=0.

The same argument in three dimensions gives one condition for each translation direction:

[H,Pi]=0.[H,P_i]=0.

If the Hamiltonian is invariant only along one direction, only the corresponding momentum component is conserved.

For a time-independent momentum operator, the expectation-value equation gives

ddt⟨P⟩=iℏ⟨[H,P]⟩.\frac{d}{dt}\langle P\rangle = \frac{i}{\hbar}\langle[H,P]\rangle.

If

[H,P]=0,[H,P]=0,

then

ddt⟨P⟩=0\frac{d}{dt}\langle P\rangle=0

for every state in the appropriate domain. More strongly, the full momentum measurement distribution is preserved under time evolution when the spectral projectors of PP commute with HH.

This is the quantum-mechanical Noether pattern:

translation symmetry⟹momentum conservation.\text{translation symmetry} \quad \Longrightarrow \quad \text{momentum conservation}.

The general commutator logic is developed in Commutators and Conservation Laws and summarized in Noether Theorem in Quantum Mechanics.

Consider

H=P22m+V(X).H = \frac{P^2}{2m}+V(X).

The kinetic term is translation invariant because it is built from PP, which commutes with itself. The potential term is the test.

Using

[V(X),P]=iℏV′(X),[V(X),P]=i\hbar V'(X),

one finds

[H,P]=iℏV′(X).[H,P] = i\hbar V'(X).

Therefore momentum is conserved only when

V′(X)=0V'(X)=0

on the region being modeled. In one dimension that means the potential is constant. A free particle is the special case V=0V=0.

The same statement appears from finite translations. With the active convention,

T(a)XT(a)†=X−a,T(a)XT(a)^\dagger=X-a,

so

T(a)V(X)T(a)†=V(X−a).T(a)V(X)T(a)^\dagger = V(X-a).

Invariance for every aa requires

V(X−a)=V(X)V(X-a)=V(X)

for every allowed aa. On the full line, that forces VV to be constant.

For the free particle,

H=P22m,H=\frac{P^2}{2m},

so

[H,P]=0.[H,P]=0.

Momentum eigenstates diagonalize the Hamiltonian:

H∣p⟩=p22m∣p⟩.H\lvert p\rangle = \frac{p^2}{2m}\lvert p\rangle.

A constant potential

H=P22m+V0H=\frac{P^2}{2m}+V_0

does not change the symmetry. It shifts all energies by V0V_0 but leaves momentum conserved.

By contrast, a harmonic oscillator potential,

V(X)=12mω2X2,V(X)=\frac12m\omega^2X^2,

selects an origin. It is not translation invariant, and momentum is not conserved.

For a uniform force in one dimension,

V(X)=−FX.V(X)=-FX.

Then

V′(X)=−F,V'(X)=-F,

so

[H,P]=−iℏF.[H,P]=-i\hbar F.

The expectation-value equation gives

ddt⟨P⟩=F.\frac{d}{dt}\langle P\rangle = F.

This is the Ehrenfest form of Newton’s law. The nonzero force is the dynamical signal that translation symmetry has been explicitly broken by the potential.

Translation invariance is a statement about the full problem, including boundary conditions.

On the full line, arbitrary real translations are allowed. On a ring or a periodic box, translations are allowed modulo the period, and momentum becomes quantized. For a ring of circumference LL,

pn=2πℏnL.p_n=\frac{2\pi\hbar n}{L}.

On a hard-wall interval, arbitrary translations do not preserve the boundaries. The Hamiltonian may contain P2/(2m)P^2/(2m) locally, but the boxed system is not continuously translation invariant. Momentum is not generally a conserved observable for a particle in a hard-wall box.

This is why boundary conditions are part of the symmetry data. They can preserve, reduce, or destroy translation symmetry.

A periodic potential satisfies

V(x+R)=V(x)V(x+R)=V(x)

for lattice translations R=naR=na, not for arbitrary real translations. The Hamiltonian is invariant under the discrete translation operators

T(na),n∈Z,T(na), \qquad n\in\mathbb Z,

but not under all T(a′)T(a') with arbitrary a′a'.

Consequences:

  • ordinary continuous momentum is not generally conserved;
  • the discrete translation operator can be diagonalized;
  • with the active convention here, the eigenvalue of T(a)T(a) may be written e−ikae^{-ika};
  • the equivalent wavefunction phase is ψk(x+a)=eikaψk(x)\psi_k(x+a)=e^{ika}\psi_k(x);
  • kk is crystal momentum or quasimomentum, defined modulo reciprocal lattice shifts.

This is the symmetry preview of Bloch theory. The detailed band-structure machinery belongs to quantum-matter pages; here the important point is that continuous translation symmetry has been reduced to a discrete subgroup.

For NN particles on the line, the total momentum is

Ptot=∑α=1NPα.P_{\mathrm{tot}} = \sum_{\alpha=1}^N P_\alpha.

It generates simultaneous translation of all particles:

Xα⟼Xα+afor every α.X_\alpha \longmapsto X_\alpha+a \qquad \text{for every }\alpha.

Consider a Hamiltonian of the form

H=∑α=1NPα22mα+∑α<βWαβ(Xα−Xβ).H = \sum_{\alpha=1}^N \frac{P_\alpha^2}{2m_\alpha} + \sum_{\alpha<\beta} W_{\alpha\beta}(X_\alpha-X_\beta).

The interaction depends only on relative positions, so a common shift of all positions leaves it unchanged:

Xα−Xβ⟼(Xα+a)−(Xβ+a)=Xα−Xβ.X_\alpha-X_\beta \longmapsto (X_\alpha+a)-(X_\beta+a) = X_\alpha-X_\beta.

Therefore

[H,Ptot]=0.[H,P_{\mathrm{tot}}]=0.

Individual particle momenta need not be conserved, because interactions exchange momentum between particles. The conserved quantity is the total momentum of the closed translation-invariant system.

If an external potential is added,

∑αVext(Xα),\sum_\alpha V_{\mathrm{ext}}(X_\alpha),

then translation invariance usually fails unless the external potential is constant or has a residual discrete symmetry.

In electromagnetic backgrounds, ordinary translation invariance can be obscured by the vector potential. The physical magnetic field may be spatially uniform while a particular gauge choice for A\mathbf A is not invariant under ordinary translations.

In such cases the correct symmetry may be a magnetic translation: an ordinary spatial shift accompanied by a compensating gauge phase. Ordinary canonical momentum, kinetic momentum, and magnetic translation generators should not be conflated. See Magnetic Translations for the canonical treatment.

  • Saying momentum is conserved because the operator PP exists.
  • Checking only the differential expression for HH and forgetting boundaries.
  • Treating a periodic potential as continuously translation invariant.
  • Confusing crystal momentum with ordinary conserved momentum.
  • Forgetting that interactions can conserve total momentum while changing individual momenta.
  • Applying ordinary translation arguments in a magnetic field without checking gauge dependence.
  • Treating one stationary expectation value as a full operator conservation law.
  • E. P. Wigner, Group Theory and Its Application to the Quantum Mechanics of Atomic Spectra, Academic Press, 1959.
  • J. J. Sakurai and J. Napolitano, Modern Quantum Mechanics, 3rd ed., Cambridge University Press, 2020.
  • R. Shankar, Principles of Quantum Mechanics, 2nd ed., Springer, 1994.
  • L. E. Ballentine, Quantum Mechanics: A Modern Development, 2nd ed., World Scientific, 2014.
  • N. W. Ashcroft and N. D. Mermin, Solid State Physics, Holt, Rinehart and Winston, 1976.
  1. Let
H=P22m+V(X).H=\frac{P^2}{2m}+V(X).

Use [V(X),P]=iℏV′(X)[V(X),P]=i\hbar V'(X) to find the condition for momentum conservation.

Solution

Since [P2,P]=0[P^2,P]=0,

[H,P]=[V(X),P]=iℏV′(X).[H,P]=[V(X),P]=i\hbar V'(X).

Momentum is conserved as an operator statement when

[H,P]=0,[H,P]=0,

so the condition is

V′(X)=0.V'(X)=0.

On the full line, this means VV is constant.

  1. For V(X)=−FXV(X)=-FX, compute d⟨P⟩/dtd\langle P\rangle/dt.
Solution

Here

V′(X)=−F,V'(X)=-F,

so

[H,P]=iℏV′(X)=−iℏF.[H,P]=i\hbar V'(X)=-i\hbar F.

The expectation-value equation gives

ddt⟨P⟩=iℏ⟨[H,P]⟩=iℏ(−iℏF)=F.\frac{d}{dt}\langle P\rangle = \frac{i}{\hbar}\langle[H,P]\rangle = \frac{i}{\hbar}(-i\hbar F) = F.
  1. Why does a periodic potential conserve crystal momentum rather than ordinary continuous momentum?
Solution

A periodic potential satisfies V(x+a)=V(x)V(x+a)=V(x) for a lattice spacing aa, but not generally for arbitrary displacements. Therefore the Hamiltonian commutes with the discrete translation operator T(a)T(a), not with all continuous translations T(a′)T(a'). With the active convention, a translation eigenstate can be written T(a)∣ψk⟩=e−ika∣ψk⟩T(a)|\psi_k\rangle=e^{-ika}|\psi_k\rangle, equivalently ψk(x+a)=eikaψk(x)\psi_k(x+a)=e^{ika}\psi_k(x). The label kk is defined modulo reciprocal lattice shifts, so it is crystal momentum or quasimomentum, not ordinary continuous momentum.

  1. Show why pair interactions depending only on relative positions conserve total momentum.

For two particles, take

H=P122m1+P222m2+W(X1−X2),Ptot=P1+P2.H = \frac{P_1^2}{2m_1} + \frac{P_2^2}{2m_2} + W(X_1-X_2), \qquad P_{\mathrm{tot}}=P_1+P_2.
Solution

The kinetic terms commute with PtotP_{\mathrm{tot}}. For the interaction, use

[W(X1−X2),P1]=iℏW′(X1−X2),[W(X_1-X_2),P_1] = i\hbar W'(X_1-X_2),

and

[W(X1−X2),P2]=−iℏW′(X1−X2).[W(X_1-X_2),P_2] = -i\hbar W'(X_1-X_2).

Adding them gives

[W(X1−X2),P1+P2]=0.[W(X_1-X_2),P_1+P_2]=0.

Therefore

[H,Ptot]=0.[H,P_{\mathrm{tot}}]=0.

The interaction can exchange momentum between particles, but it conserves their total momentum.