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Generalized Measurements Overview

Projective measurement is indispensable, but it is not the most general way a quantum system can produce a classical record. A detector can be inefficient, an outcome can combine unresolved microscopic records, a probe can interact weakly with the system, or an ancilla can be measured after an indirect interaction. In such cases the outcome probabilities and the conditional state changes need not be described by orthogonal projectors on the system.

The generalized formalism separates three objects:

  • a quantum instrument specifies the state-changing operation associated with each recorded outcome;
  • a POVM effect specifies the probability of that outcome;
  • the sum of all outcome operations is the unread channel.

This page introduces that dictionary and gives a calculation workflow. It does not replace Projective Measurement; projective measurements are a sharp special case.

A projective measurement has projectors {Pa}\{P_a\} satisfying

PaPb=δabPa,∑aPa=I.P_aP_b = \delta_{ab}P_a, \qquad \sum_a P_a = I.

This structure is appropriate when each ideal outcome identifies an orthogonal subspace. Several common situations have a different effective description:

  • Indirect readout: the system interacts with a probe, and the probe rather than the system is measured.
  • Unsharp information: one outcome only changes the relative plausibility of alternatives instead of selecting an eigenspace.
  • Readout error: a sharp microscopic result passes through a noisy classical reporting channel.
  • Inefficiency: “no click” is itself an outcome with state-dependent or state-independent probability.
  • Coarse graining: several detector records are reported as one outcome.
  • Monitored dynamics: records such as “jump” and “no jump” identify branches of an evolving open system.
  • More outcomes than dimension: a qubit measurement can have three, four, or more nonorthogonal outcomes.

Generalized measurement is not synonymous with weak measurement or experimental imperfection. It is the broader probability-and-update framework that includes those cases as well as projective measurement.

Consider a finite set of recorded outcomes ii. A quantum instrument assigns to each outcome a linear map

Ii:ρ⟼Ii(ρ).\mathcal I_i : \rho \longmapsto \mathcal I_i(\rho).

Each Ii\mathcal I_i is completely positive and trace nonincreasing. Complete positivity ensures that the operation remains positive when it acts on one part of an entangled system. Trace nonincrease means

0≤Tr⁡Ii(ρ)≤10 \leq \operatorname{Tr}\mathcal I_i(\rho) \leq 1

for every normalized input state.

The total map

E=∑iIi\mathcal E = \sum_i\mathcal I_i

must preserve trace. It is the channel describing the quantum output when the measurement is performed but the classical outcome is ignored.

The probability of outcome ii is

p(i)=Tr⁡Ii(ρ).p(i) = \operatorname{Tr}\mathcal I_i(\rho).

If p(i)>0p(i)>0, the normalized conditional state is

ρi=Ii(ρ)p(i).\rho_i = \frac{\mathcal I_i(\rho)}{p(i)}.

If the outcome is unread, the output is

ρ′=∑iIi(ρ)=E(ρ).\rho' = \sum_i\mathcal I_i(\rho) = \mathcal E(\rho).

The unnormalized branch Ii(ρ)\mathcal I_i(\rho) therefore stores two things at once:

Tr⁡Ii(ρ)=p(i),Ii(ρ)Tr⁡Ii(ρ)=ρi.\operatorname{Tr}\mathcal I_i(\rho) = p(i), \qquad \frac{\mathcal I_i(\rho)} {\operatorname{Tr}\mathcal I_i(\rho)} = \rho_i.

This is the same branch-first logic used in State Update Rule, now without assuming projectors.

If p(i)=0p(i)=0, outcome ii never occurs for the specified input. The numerator Ii(ρ)\mathcal I_i(\rho) is then the zero operator, and the normalized expression is undefined. No conditional state needs to be assigned to an impossible record.

In finite dimensions, an outcome operation can be written

Ii(ρ)=∑αMiαρMiα†.\mathcal I_i(\rho) = \sum_{\alpha} M_{i\alpha}\rho M_{i\alpha}^\dagger.

The index ii is the visible outcome. The index α\alpha labels microscopic alternatives that the recorded outcome does not resolve. The normalization condition for the whole instrument is

∑i,αMiα†Miα=I.\sum_{i,\alpha} M_{i\alpha}^\dagger M_{i\alpha} = I.

It implies

∑ip(i)=∑i,αTr⁡(MiαρMiα†)=Tr⁡[ρ∑i,αMiα†Miα]=Tr⁡ρ=1.\begin{aligned} \sum_i p(i) &= \sum_{i,\alpha} \operatorname{Tr} \left( M_{i\alpha}\rho M_{i\alpha}^\dagger \right)\\ &= \operatorname{Tr} \left[ \rho \sum_{i,\alpha} M_{i\alpha}^\dagger M_{i\alpha} \right]\\ &= \operatorname{Tr}\rho = 1. \end{aligned}

The operators MiαM_{i\alpha} are Kraus operators for the outcome branch. A Kraus representation is not unique; different operator lists can represent the same map Ii\mathcal I_i.

Many introductory formulas use one operator MiM_i for each outcome:

Ii(ρ)=MiρMi†,∑iMi†Mi=I.\mathcal I_i(\rho) = M_i\rho M_i^\dagger, \qquad \sum_iM_i^\dagger M_i = I.

Then

p(i)=Tr⁡(MiρMi†),p(i) = \operatorname{Tr} \left( M_i\rho M_i^\dagger \right),

and

ρi=MiρMi†p(i).\rho_i = \frac{ M_i\rho M_i^\dagger }{ p(i) }.

For a pure input, the selected state remains pure:

∣ψi⟩=Mi∣ψ⟩p(i).\lvert\psi_i\rangle = \frac{ M_i\lvert\psi\rangle }{ \sqrt{p(i)} }.

This is a special case, not the definition of every generalized measurement. If several unresolved α\alpha contribute to one outcome, a pure input can have a mixed conditional output.

Suppose a device has only one displayed outcome, but its internal operation completely dephases a qubit:

I(ρ)=P0ρP0+P1ρP1.\mathcal I(\rho) = P_0\rho P_0 + P_1\rho P_1.

The two Kraus operators are P0P_0 and P1P_1. The associated outcome occurs with probability one, so the record reveals no information. Nevertheless, the system is disturbed. For the pure input ∣+⟩\lvert+\rangle,

I(∣+⟩⟨+∣)=12P0+12P1,\mathcal I \left( \lvert+\rangle\langle+\rvert \right) = \frac12P_0+\frac12P_1,

which is mixed. No single Kraus operator can reproduce this branch for all inputs. Visible outcome count and Kraus rank are different notions.

The effect associated with outcome ii is

Ei=∑αMiα†Miα.E_i = \sum_\alpha M_{i\alpha}^\dagger M_{i\alpha}.

It is positive because, for every vector ∣ϕ⟩\lvert\phi\rangle,

⟨ϕ∣Ei∣ϕ⟩=∑α∥Miα∣ϕ⟩∥2≥0.\langle\phi\rvert E_i\lvert\phi\rangle = \sum_\alpha \left\lVert M_{i\alpha}\lvert\phi\rangle \right\rVert^2 \geq 0.

The instrument normalization gives

∑iEi=I.\sum_iE_i = I.

The collection {Ei}\{E_i\} is a finite-outcome positive-operator-valued measure, or POVM. Its probabilities are

p(i)=Tr⁡(ρEi).p(i) = \operatorname{Tr}(\rho E_i).

Thus the POVM is the probability layer of the instrument.

Knowing {Ei}\{E_i\} is not enough to predict a later measurement. Different instruments can satisfy

∑αMiα†Miα=Ei\sum_\alpha M_{i\alpha}^\dagger M_{i\alpha} = E_i

while producing different conditional states.

Even in the one-operator case, if

Ni=UiMiN_i = U_iM_i

with UiU_i unitary, then

Ni†Ni=Mi†Mi=Ei,N_i^\dagger N_i = M_i^\dagger M_i = E_i,

but the selected output is rotated by UiU_i. Outcome probabilities agree for every input; sequential statistics generally do not.

POVMs: First Encounter focuses on effects and their probability interpretation. Quantum Instruments owns the detailed theory of outcome operations.

For a PVM {Pa}\{P_a\}, the Lüders instrument has

IaL(ρ)=PaρPa.\mathcal I_a^{\mathrm L}(\rho) = P_a\rho P_a.

It follows that

Ea=Pa†Pa=Pa,E_a = P_a^\dagger P_a = P_a,

and the generalized formulas reduce to

p(a)=Tr⁡(ρPa),ρa=PaρPap(a).p(a) = \operatorname{Tr}(\rho P_a), \qquad \rho_a = \frac{P_a\rho P_a}{p(a)}.

But the PVM alone does not force the Lüders instrument. For example,

Ja(ρ)=UaPaρPaUa†\mathcal J_a(\rho) = U_aP_a\rho P_aU_a^\dagger

has the same effect PaP_a for any unitary UaU_a. If UaU_a carries the output outside the range of PaP_a, an immediate repetition need not return aa. Sharp probabilities and repeatable backaction are separate properties.

Projective measurement is therefore a special case at the effect level, while the ideal Lüders rule is a particular instrument associated with that PVM.

Generalized measurements arise naturally from ordinary unitary dynamics on a larger system. Let the system SS interact with an ancilla AA initialized in ∣0⟩A\lvert0\rangle_A. Apply a unitary UU and measure the ancilla in orthogonal pointer subspaces.

Choose an orthonormal ancilla basis {∣i,α⟩A}\{\lvert i,\alpha\rangle_A\}, where ii is the displayed record and α\alpha is hidden. Define

Miα=A⟨i,α∣U∣0⟩A.M_{i\alpha} = {}_A\langle i,\alpha\rvert U \lvert0\rangle_A.

The bracket over the ancilla leaves an operator on the system. The resulting branch is

Ii(ρ)=∑αMiαρMiα†.\mathcal I_i(\rho) = \sum_\alpha M_{i\alpha}\rho M_{i\alpha}^\dagger.

The complete pointer basis resolves the ancilla identity:

RA=∑i,α∣i,α⟩⟨i,α∣=IA.R_A = \sum_{i,\alpha} \lvert i,\alpha\rangle\langle i,\alpha\rvert = I_A.

Unitarity then guarantees completeness:

∑i,αMiα†Miα=A⟨0∣U†RAU∣0⟩A=A⟨0∣U†U∣0⟩A=IS.\begin{aligned} \sum_{i,\alpha} M_{i\alpha}^\dagger M_{i\alpha} &= {}_A\langle0\rvert U^\dagger R_A U \lvert0\rangle_A\\ &= {}_A\langle0\rvert U^\dagger U \lvert0\rangle_A\\ &= I_S. \end{aligned}

This construction explains why nonprojective effects on SS are compatible with projective pointer readout on a larger Hilbert space. The detailed dilation theorem, minimal ancilla dimension, and nonuniqueness belong in Naimark Dilation.

Let

0≤η≤10 \leq \eta \leq 1

and define two effects

E±=12(I±ησz).E_\pm = \frac12 \left( I\pm\eta\sigma_z \right).

The parameter η\eta is the sharpness. For

ρ=12(I+r⋅σ),\rho = \frac12 \left( I+\mathbf r\cdot\boldsymbol{\sigma} \right),

the probabilities are

p(±)=12(1±ηrz).p(\pm) = \frac12 \left( 1\pm\eta r_z \right).

At η=1\eta=1, the effects are the projectors P0P_0 and P1P_1. At η=0\eta=0, both effects equal I/2I/2, so the outcome is a fair random label independent of the state.

One possible implementation is the square-root instrument

M±=E±.M_\pm = \sqrt{E_\pm}.

In the computational basis,

M+=1+η2 P0+1−η2 P1,M−=1−η2 P0+1+η2 P1.\begin{aligned} M_+ &= \sqrt{\frac{1+\eta}{2}}\,P_0 + \sqrt{\frac{1-\eta}{2}}\,P_1,\\ M_- &= \sqrt{\frac{1-\eta}{2}}\,P_0 + \sqrt{\frac{1+\eta}{2}}\,P_1. \end{aligned}

For this particular instrument, ignoring the outcome gives

ρ′=(ρ001−η2 ρ011−η2 ρ10ρ11).\rho' = \begin{pmatrix} \rho_{00} & \sqrt{1-\eta^2}\,\rho_{01}\\ \sqrt{1-\eta^2}\,\rho_{10} & \rho_{11} \end{pmatrix}.

The populations are unchanged, while the coherence is reduced. The endpoints are informative:

  • η=0\eta=0 gives M±=I/2M_\pm=I/\sqrt2, an undisturbed state and a random record;
  • η=1\eta=1 gives unread projective dephasing in the computational basis.

This information–disturbance relation describes the chosen square-root instrument. The effects alone permit other backaction, for example outcome-dependent unitaries after the square-root operation.

Example: Sharp Readout Followed by Classical Error

Section titled “Example: Sharp Readout Followed by Classical Error”

Suppose a sharp PVM {Pa}\{P_a\} occurs microscopically, but the reported label ii is drawn from a classical conditional distribution q(i∣a)q(i\mid a). Then

q(i∣a)≥0,∑iq(i∣a)=1.q(i\mid a) \geq 0, \qquad \sum_i q(i\mid a) = 1.

The observed effects are

Ei=∑aq(i∣a)Pa.E_i = \sum_a q(i\mid a)P_a.

If the microscopic process is a Lüders measurement followed only by corruption of its classical record, the outcome operation is

Ii(ρ)=∑aq(i∣a)PaρPa.\mathcal I_i(\rho) = \sum_a q(i\mid a) P_a\rho P_a.

A Kraus representation is

Mia=q(i∣a) Pa.M_{ia} = \sqrt{q(i\mid a)}\,P_a.

For symmetric binary readout error ϵ\epsilon,

E0=(1−ϵ)P0+ϵP1,E1=ϵP0+(1−ϵ)P1.\begin{aligned} E_0 &= (1-\epsilon)P_0+\epsilon P_1,\\ E_1 &= \epsilon P_0+(1-\epsilon)P_1. \end{aligned}

If ptrue(a)=Tr⁡(ρPa)p_{\mathrm{true}}(a)=\operatorname{Tr}(\rho P_a), then

pobs(0)=(1−ϵ)ptrue(0)+ϵptrue(1).p_{\mathrm{obs}}(0) = (1-\epsilon)p_{\mathrm{true}}(0) + \epsilon p_{\mathrm{true}}(1).

This model separates quantum backaction from classical reporting error. A different physical detector can have the same observed effects but a different instrument, so calibration of outcome frequencies alone does not establish the update map.

Consider a two-level system with one time-step of decay probability γ\gamma. A simple monitored model has

M0=P0+1−γ P1,M_0 = P_0 + \sqrt{1-\gamma}\,P_1,

for “no jump,” and

M1=γ∣0⟩⟨1∣M_1 = \sqrt{\gamma} \lvert0\rangle\langle1\rvert

for “jump.” These operators satisfy

M0†M0+M1†M1=I.M_0^\dagger M_0 + M_1^\dagger M_1 = I.

The jump probability is

p(1)=γρ11.p(1) = \gamma\rho_{11}.

When a jump is observed and p(1)>0p(1)>0, the selected state is

ρ1=P0.\rho_1 = P_0.

The no-jump branch is also informative: the absence of a detected jump changes the relative weight of the excited component. Ignoring the record gives the amplitude-damping channel

ρ′=M0ρM0†+M1ρM1†.\rho' = M_0\rho M_0^\dagger + M_1\rho M_1^\dagger.

This example shows why generalized outcomes need not correspond to eigenvalues of a fixed observable. They can label alternative dynamical histories.

It is often useful to retain the classical record explicitly. With orthogonal register states {∣i⟩C}\{\lvert i\rangle_C\}, the complete output can be written

ΩCQ=∑i∣i⟩⟨i∣C⊗Ii(ρ).\Omega_{CQ} = \sum_i \lvert i\rangle\langle i\rvert_C \otimes \mathcal I_i(\rho).

Its trace is one. Reading register CC gives p(i)p(i), and conditioning on ii gives ρi\rho_i. Tracing out CC gives the unread channel output:

Tr⁡CΩCQ=∑iIi(ρ).\operatorname{Tr}_C\Omega_{CQ} = \sum_i\mathcal I_i(\rho).

This representation keeps selective and nonselective descriptions in one normalized state and makes clear that forgetting a record is a physical loss of accessible correlation, not an inverse measurement.

For a finite-dimensional generalized measurement:

  1. Identify the visible outcomes ii and any unresolved indices α\alpha.
  2. Write the branch operators MiαM_{i\alpha} or the operations Ii\mathcal I_i.
  3. Verify complete positivity from the Kraus form when one is supplied.
  4. Check ∑i,αMiα†Miα=I\sum_{i,\alpha}M_{i\alpha}^\dagger M_{i\alpha}=I.
  5. Form the unnormalized branch ρ~i=Ii(ρ)\widetilde\rho_i=\mathcal I_i(\rho).
  6. Compute p(i)=Tr⁡ρ~ip(i)=\operatorname{Tr}\widetilde\rho_i.
  7. Normalize only realized branches: ρi=ρ~i/p(i)\rho_i=\widetilde\rho_i/p(i).
  8. Sum branches for an unread measurement: ρ′=∑iρ~i\rho'=\sum_i\widetilde\rho_i.
  9. If only effects EiE_i are known, compute probabilities but do not invent a state update.
  10. For sequential predictions, retain the instrument rather than only the POVM.

Numerically, also check Hermiticity, trace, and positivity of every selected state. Small negative eigenvalues can arise from floating-point error, but substantial negativity signals invalid input or an invalid operation.

This page supplies the vocabulary needed across the core formalism. Several deeper topics have their own canonical homes:

The formalism does not derive a detector model from outcome data alone, identify which degrees of freedom constitute the apparatus, or settle interpretive questions about individual outcomes. Those require physical modeling or additional conceptual commitments.

  • Treating one Kraus operator per outcome as the most general instrument.
  • Confusing the visible outcome index with an unresolved Kraus index.
  • Checking that each effect is positive but forgetting ∑iEi=I\sum_iE_i=I.
  • Using a trace-preserving condition separately for every outcome branch.
  • Assuming that the POVM effects uniquely determine conditional states.
  • Renormalizing each Kraus term before summing unresolved alternatives.
  • Assigning a normalized state to a zero-probability record.
  • Assuming that an uninformative outcome cannot disturb the state.
  • Treating generalized measurement as automatically weak, noisy, or nonprojective.
  • Applying projective repeatability intuition to an arbitrary instrument.
  • Ignoring the instrument when calculating sequential measurements.
  • Interpreting a mathematical Kraus decomposition as a unique list of physical microscopic events.
  • E. B. Davies, Quantum Theory of Open Systems, Academic Press, 1976.
  • K. Kraus, States, Effects, and Operations: Fundamental Notions of Quantum Theory, Springer, 1983.
  • A. S. Holevo, Probabilistic and Statistical Aspects of Quantum Theory, 2nd ed., Edizioni della Normale, 2011.
  • P. Busch, P. Lahti, J.-P. Pellonpää, and K. Ylinen, Quantum Measurement, Springer, 2016.
  • M. A. Nielsen and I. L. Chuang, Quantum Computation and Quantum Information, 10th anniversary ed., Cambridge University Press, 2010.
  • J. Watrous, The Theory of Quantum Information, Cambridge University Press, 2018.
  • H. M. Wiseman and G. J. Milburn, Quantum Measurement and Control, Cambridge University Press, 2010.

Let

M0=q I,M1=1−q I.M_0 = \sqrt q\,I, \qquad M_1 = \sqrt{1-q}\,I.

Here 0≤q≤10\leq q\leq1. Verify that these operators define an instrument. Find the probabilities, selected states, and unread output for arbitrary ρ\rho.

Solution

Completeness holds:

M0†M0+M1†M1=qI+(1−q)I=I.M_0^\dagger M_0 + M_1^\dagger M_1 = qI+(1-q)I = I.

The probabilities are

p(0)=q,p(1)=1−q,p(0) = q, \qquad p(1) = 1-q,

independent of ρ\rho. For either outcome of nonzero probability,

ρi=ρ.\rho_i = \rho.

The unread output is

qρ+(1−q)ρ=ρ.q\rho+(1-q)\rho = \rho.

The device produces a classical random label but gains no state information and causes no quantum disturbance.

Starting from

Ei=∑αMiα†Miα,E_i = \sum_\alpha M_{i\alpha}^\dagger M_{i\alpha},

prove that Ei≥0E_i\geq0, that ∑iEi=I\sum_iE_i=I, and that 0≤Ei≤I0\leq E_i\leq I.

Solution

For every ∣ϕ⟩\lvert\phi\rangle,

⟨ϕ∣Ei∣ϕ⟩=∑α∥Miα∣ϕ⟩∥2≥0,\langle\phi\rvert E_i\lvert\phi\rangle = \sum_\alpha \left\lVert M_{i\alpha}\lvert\phi\rangle \right\rVert^2 \geq 0,

so Ei≥0E_i\geq0. Completeness of the instrument gives

∑iEi=∑i,αMiα†Miα=I.\sum_iE_i = \sum_{i,\alpha} M_{i\alpha}^\dagger M_{i\alpha} = I.

Finally,

I−Ei=∑j≠iEj≥0.I-E_i = \sum_{j\neq i}E_j \geq 0.

Hence Ei≤IE_i\leq I.

3. Quantify unread disturbance in the square-root instrument

Section titled “3. Quantify unread disturbance in the square-root instrument”

For the unsharp qubit effects

E±=12(I±ησz),E_\pm = \frac12 \left( I\pm\eta\sigma_z \right),

use M±=E±M_\pm=\sqrt{E_\pm} to derive the factor multiplying ρ01\rho_{01} in the unread state. What happens for η=0\eta=0 and η=1\eta=1?

Solution

Write

a=1+η2,b=1−η2.a = \sqrt{\frac{1+\eta}{2}}, \qquad b = \sqrt{\frac{1-\eta}{2}}.

Then

M+=aP0+bP1,M−=bP0+aP1.\begin{aligned} M_+ &= aP_0+bP_1, \\ M_- &= bP_0+aP_1. \end{aligned}

The 0101 entry of the unread output is

(ρ′)01=abρ01+baρ01=2abρ01.(\rho')_{01} = ab\rho_{01} + ba\rho_{01} = 2ab\rho_{01}.

Since

2ab=1−η2,2ab = \sqrt{1-\eta^2},

the coherence factor is 1−η2\sqrt{1-\eta^2}. At η=0\eta=0 it is one, so this instrument does not disturb the state. At η=1\eta=1 it is zero, giving complete dephasing in the computational basis.

A true projective qubit measurement has

ptrue(0)=34,ptrue(1)=14.p_{\mathrm{true}}(0) = \frac34, \qquad p_{\mathrm{true}}(1) = \frac14.

Each classical label is flipped with probability ϵ=1/10\epsilon=1/10. Find the reported distribution and verify normalization.

Solution

The reported zero probability is

pobs(0)=91034+11014=27+140=710.\begin{aligned} p_{\mathrm{obs}}(0) &= \frac{9}{10}\frac34 + \frac{1}{10}\frac14\\ &= \frac{27+1}{40} = \frac{7}{10}. \end{aligned}

Similarly,

pobs(1)=11034+91014=3+940=310.p_{\mathrm{obs}}(1) = \frac{1}{10}\frac34 + \frac{9}{10}\frac14 = \frac{3+9}{40} = \frac{3}{10}.

The probabilities sum to one. The classical error moves the distribution toward (1/2,1/2)(1/2,1/2).

Compare the identity channel

Iid(ρ)=ρ\mathcal I_{\mathrm{id}}(\rho) = \rho

with the dephasing channel

Ideph(ρ)=P0ρP0+P1ρP1.\mathcal I_{\mathrm{deph}}(\rho) = P_0\rho P_0+P_1\rho P_1.

Each instrument displays only one outcome. Show that both have the same one-element POVM, then distinguish them using input ∣+⟩\lvert+\rangle.

Solution

The identity channel has Kraus operator II, so its only effect is

Eid=I†I=I.E_{\mathrm{id}} = I^\dagger I = I.

The dephasing channel has Kraus operators P0P_0 and P1P_1, so its only effect is

Edeph=P0†P0+P1†P1=P0+P1=I.E_{\mathrm{deph}} = P_0^\dagger P_0 + P_1^\dagger P_1 = P_0+P_1 = I.

Both outcomes occur with probability one for every input. Yet

Iid(∣+⟩⟨+∣)=∣+⟩⟨+∣,\mathcal I_{\mathrm{id}} \left( \lvert+\rangle\langle+\rvert \right) = \lvert+\rangle\langle+\rvert,

whereas

Ideph(∣+⟩⟨+∣)=12P0+12P1.\mathcal I_{\mathrm{deph}} \left( \lvert+\rangle\langle+\rvert \right) = \frac12P_0+\frac12P_1.

The same POVM can therefore accompany different unread and conditional quantum outputs.

6. Recover completeness from an ancilla model

Section titled “6. Recover completeness from an ancilla model”

An ancilla begins in ∣0⟩A\lvert0\rangle_A, a unitary UU acts on S⊗AS\otimes A, and the ancilla is measured in a complete basis {∣μ⟩A}\{\lvert\mu\rangle_A\}. Define

Mμ=A⟨μ∣U∣0⟩A.M_\mu = {}_A\langle\mu\rvert U \lvert0\rangle_A.

Show that ∑μMμ†Mμ=IS\sum_\mu M_\mu^\dagger M_\mu=I_S.

Solution

Insert the ancilla resolution of the identity:

∑μ∣μ⟩⟨μ∣A=IA.\sum_\mu \lvert\mu\rangle\langle\mu\rvert_A = I_A.

It follows that

∑μMμ†Mμ=A⟨0∣U†IAU∣0⟩A=A⟨0∣U†U∣0⟩A=IS.\begin{aligned} \sum_\mu M_\mu^\dagger M_\mu &= {}_A\langle0\rvert U^\dagger I_A U \lvert0\rangle_A\\ &= {}_A\langle0\rvert U^\dagger U \lvert0\rangle_A\\ &= I_S. \end{aligned}

The last equality uses both unitarity and normalization of the ancilla ready state.

For

M0=P0+1−γ P1,M1=γ ∣0⟩⟨1∣,\begin{aligned} M_0 &= P_0+\sqrt{1-\gamma}\,P_1, \\ M_1 &= \sqrt\gamma\,\lvert0\rangle\langle1\rvert, \end{aligned}

take the pure input

∣ψ⟩=α∣0⟩+β∣1⟩.\lvert\psi\rangle = \alpha\lvert0\rangle+\beta\lvert1\rangle.

Find the jump probability and both normalized conditional states when their probabilities are nonzero.

Solution

The jump branch is

M1∣ψ⟩=γ β∣0⟩,M_1\lvert\psi\rangle = \sqrt\gamma\,\beta\lvert0\rangle,

so

p(1)=γ∣β∣2,∣ψ1⟩=∣0⟩p(1) = \gamma\lvert\beta\rvert^2, \qquad \lvert\psi_1\rangle = \lvert0\rangle

up to an irrelevant phase.

The no-jump branch is

M0∣ψ⟩=α∣0⟩+1−γ β∣1⟩.M_0\lvert\psi\rangle = \alpha\lvert0\rangle + \sqrt{1-\gamma}\,\beta\lvert1\rangle.

Its probability is

p(0)=∣α∣2+(1−γ)∣β∣2,p(0) = \lvert\alpha\rvert^2 + (1-\gamma)\lvert\beta\rvert^2,

and the normalized state is

∣ψ0⟩=α∣0⟩+1−γ β∣1⟩∣α∣2+(1−γ)∣β∣2.\lvert\psi_0\rangle = \frac{ \alpha\lvert0\rangle + \sqrt{1-\gamma}\,\beta\lvert1\rangle }{ \sqrt{ \lvert\alpha\rvert^2 + (1-\gamma)\lvert\beta\rvert^2 } }.

The absence of a jump updates the relative amplitudes whenever γ>0\gamma>0 and both input amplitudes are nonzero.

The first measurement has one Kraus operator MiM_i per outcome. The second has one Kraus operator NjN_j per outcome. Derive the ordered joint probability p(i,j)p(i,j) and the final selected state. Explain why the first POVM effects alone are insufficient.

Solution

The unnormalized branch for ordered record (i,j)(i,j) is

ρ~ij=NjMiρMi†Nj†.\widetilde\rho_{ij} = N_jM_i\rho M_i^\dagger N_j^\dagger.

Therefore

p(i,j)=Tr⁡(NjMiρMi†Nj†).p(i,j) = \operatorname{Tr} \left( N_jM_i\rho M_i^\dagger N_j^\dagger \right).

When p(i,j)>0p(i,j)>0, the final selected state is

ρij=NjMiρMi†Nj†p(i,j).\rho_{ij} = \frac{ N_jM_i\rho M_i^\dagger N_j^\dagger }{ p(i,j) }.

The expression depends on the post-ii branch MiρMi†M_i\rho M_i^\dagger, not only on

Ei=Mi†Mi.E_i = M_i^\dagger M_i.

Different instruments with the same first POVM can therefore produce different conditional and joint statistics for the second measurement.

A generalized measurement is most completely described by an instrument {Ii}\{\mathcal I_i\}. Its branch trace gives the outcome probability, its normalized branch gives the conditional state, and the branch sum gives the unread channel. In finite dimensions,

Ii(ρ)=∑αMiαρMiα†.\mathcal I_i(\rho) = \sum_\alpha M_{i\alpha}\rho M_{i\alpha}^\dagger.

The associated effects

Ei=∑αMiα†MiαE_i = \sum_\alpha M_{i\alpha}^\dagger M_{i\alpha}

form a POVM and determine p(i)=Tr⁡(ρEi)p(i)=\operatorname{Tr}(\rho E_i), but they do not determine the update. Projective measurements, unsharp readout, classical detector error, and monitored jumps all fit this one probability-and-operation framework.