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Dyson Expansion as Formal Evolution

The Dyson expansion is the time-ordered series solution of the operator Schrödinger equation. It is the bridge between exact time-dependent evolution and perturbation theory: before any truncation, it is a formal rewriting of the evolution operator; after truncation, it becomes an approximation whose domain of validity must be checked.

The central problem is noncommutativity. If H(t1)H(t_1) and H(t2)H(t_2) do not commute, the evolution operator cannot usually be written as an ordinary exponential of ∫H(t′) dt′\int H(t')\,dt'. The Dyson expansion keeps track of operator order.

The time-evolution operator satisfies

iℏ∂∂tU(t,t0)=H(t)U(t,t0),U(t0,t0)=I.i\hbar \frac{\partial}{\partial t}U(t,t_0) = H(t)U(t,t_0), \qquad U(t_0,t_0)=I.

Integrating from t0t_0 to tt gives the equivalent integral equation

U(t,t0)=I−iℏ∫t0tdt1 H(t1)U(t1,t0).U(t,t_0) = I - \frac{i}{\hbar} \int_{t_0}^{t} dt_1\, H(t_1)U(t_1,t_0).

This equation is exact. The unknown UU appears on both sides, so it can be solved by iteration.

Substitute the same integral equation for U(t1,t0)U(t_1,t_0):

U(t,t0)=I−iℏ∫t0tdt1 H(t1)+(−iℏ)2∫t0tdt1∫t0t1dt2 H(t1)H(t2)+⋯ .\begin{aligned} U(t,t_0) &= I - \frac{i}{\hbar} \int_{t_0}^{t} dt_1\,H(t_1) \\ &\quad + \left(-\frac{i}{\hbar}\right)^2 \int_{t_0}^{t} dt_1 \int_{t_0}^{t_1} dt_2\, H(t_1)H(t_2) + \cdots . \end{aligned}

The order of factors is fixed by the limits: t1t_1 is later than t2t_2, so H(t1)H(t_1) appears to the left of H(t2)H(t_2).

Continuing the iteration gives

U(t,t0)=I+∑n=1∞(−iℏ)n∫t0tdt1∫t0t1dt2⋯∫t0tn−1dtn H(t1)H(t2)⋯H(tn).\begin{aligned} U(t,t_0) &= I + \sum_{n=1}^{\infty} \left(-\frac{i}{\hbar}\right)^n \int_{t_0}^{t}dt_1 \int_{t_0}^{t_1}dt_2 \cdots \\ &\qquad\qquad \int_{t_0}^{t_{n-1}}dt_n\, H(t_1)H(t_2)\cdots H(t_n). \end{aligned}

This is the Dyson series.

The same series is written compactly as

U(t,t0)=Texp⁡[−iℏ∫t0tH(t′) dt′].U(t,t_0) = \mathcal T \exp\left[ - \frac{i}{\hbar} \int_{t_0}^{t}H(t')\,dt' \right].

Equivalently,

U(t,t0)=I+∑n=1∞1n!(−iℏ)n×∫t0tdt1⋯∫t0tdtn T[H(t1)⋯H(tn)].\begin{aligned} U(t,t_0) &= I + \sum_{n=1}^{\infty} \frac{1}{n!} \left(-\frac{i}{\hbar}\right)^n \\ &\quad\times \int_{t_0}^{t}dt_1\cdots \int_{t_0}^{t}dt_n\, \mathcal T \left[ H(t_1)\cdots H(t_n) \right]. \end{aligned}

The factor 1/n!1/n! appears because the integrals run over the full nn-dimensional time cube; the time-ordering operator divides it into ordered regions.

The first-order term is

U(1)(t,t0)=−iℏ∫t0tdt1 H(t1).U^{(1)}(t,t_0) = - \frac{i}{\hbar} \int_{t_0}^{t}dt_1\,H(t_1).

The second-order term is

U(2)(t,t0)=−1ℏ2∫t0tdt1∫t0t1dt2 H(t1)H(t2).U^{(2)}(t,t_0) = - \frac{1}{\hbar^2} \int_{t_0}^{t}dt_1 \int_{t_0}^{t_1}dt_2\, H(t_1)H(t_2).

The minus sign in U(2)U^{(2)} comes from (−i)2=−1(-i)^2=-1. The operator product order is not optional. Replacing H(t1)H(t2)H(t_1)H(t_2) with H(t2)H(t1)H(t_2)H(t_1) changes the answer when the Hamiltonians do not commute.

In perturbation theory one usually splits

H(t)=H0+V(t),H(t)=H_0+V(t),

and moves the exactly solvable H0H_0 evolution into the picture transformation. The interaction-picture state satisfies

iℏddt∣ψI(t)⟩=VI(t)∣ψI(t)⟩.i\hbar\frac{d}{dt}\lvert\psi_I(t)\rangle = V_I(t)\lvert\psi_I(t)\rangle.

The interaction-picture evolution operator therefore has its own Dyson series:

UI(t,t0)=Texp⁡[−iℏ∫t0tVI(t′) dt′].U_I(t,t_0) = \mathcal T \exp\left[ - \frac{i}{\hbar} \int_{t_0}^{t}V_I(t')\,dt' \right].

Detailed transition amplitudes begin when this series is truncated and matrix elements are taken. The approximation hierarchy is mapped in Time-Dependent Perturbation Theory and Transitions. Dyson Expansion for Transition Amplitudes develops ordered transition paths and intermediate-state sums, with the leading calculation continued in First-Order Transition Probability and the rate limit in Fermi’s Golden Rule.

Each term in the Dyson expansion can be pictured as ordered insertions along a time line:

t0 ---- t_n ---- ... ---- t_2 ---- t_1 ---- t

The latest insertion acts first on the left side of the product. In field theory, the same bookkeeping becomes time-ordered products, Wick contractions, and Feynman diagrams. From Evolution Operators to Time-Ordered Products develops that continuation; this page remains the canonical home of the operator-series derivation.

For a bounded Hamiltonian, define the dimensionless integrated norm

M=1ℏ∫t0t∥H(s)∥ ds.M=\frac{1}{\hbar}\int_{t_0}^{t}\lVert H(s)\rVert\,ds.

The norm of the nnth ordered term is at most Mn/n!M^n/n!. Consequently the remainder after order NN obeys the useful sufficient estimate

∥RN∥≤eMMN+1(N+1)!.\lVert R_N\rVert \le e^M\frac{M^{N+1}}{(N+1)!}.

This estimate is not automatically available for unbounded Hamiltonians; domains and existence theory then matter.

If a perturbation is written as λVI(t)\lambda V_I(t), amplitudes have an expansion in powers of λ\lambda. A transition whose zeroth-order amplitude vanishes typically has probability beginning at order λ2\lambda^2, not order λ\lambda. Squaring a truncated amplitude without consistent order bookkeeping can retain some higher-order terms while omitting others.

Unitarity is also order-by-order. Writing U=I+U(1)+U(2)+⋯U=I+U^{(1)}+U^{(2)}+\cdots, self-adjoint evolution implies

U(1)+U(1)†=0,U^{(1)}+U^{(1)\dagger}=0,

and

U(2)+U(2)†+U(1)†U(1)=0.U^{(2)}+U^{(2)\dagger} +U^{(1)\dagger}U^{(1)}=0.

The Magnus Expansion instead expands the logarithm of UU; finite Magnus truncations generated by anti-Hermitian exponents can preserve unitarity exactly, but have their own convergence conditions.

In finite-dimensional systems with bounded Hamiltonians over a finite interval, the series can often be treated as a convergent operator series. In general quantum mechanics, unbounded operators and domain questions require more care. Physics calculations usually use the Dyson series as a formal or perturbative expansion with assumptions stated by the model.

Truncating the series is not the same as exact time evolution. For a self-adjoint Hamiltonian, the full U(t,t0)U(t,t_0) is unitary. A finite truncation usually preserves unitarity only to the order being kept. If a calculation produces probabilities outside the interval from 00 to 11, the truncation has been used beyond its regime.

  • Treating the Dyson expansion as an approximation before it is truncated.
  • Dropping time ordering for noncommuting Hamiltonians.
  • Reversing the order of operator factors in the nested integrals.
  • Forgetting the second-order sign from (−i)2=−1(-i)^2=-1.
  • Using first-order transition formulas when the transition probability is no longer small.
  • Treating diagrammatic intuition as a substitute for specifying the Hamiltonian, picture, and ordering convention.
  • F. J. Dyson, “The Radiation Theories of Tomonaga, Schwinger, and Feynman,” Physical Review 75, 486-502, 1949.
  • J. J. Sakurai and J. Napolitano, Modern Quantum Mechanics, 3rd ed., Cambridge University Press, 2020.
  • C. Cohen-Tannoudji, B. Diu, and F. Laloë, Quantum Mechanics, Wiley, 1977.
  • S. Weinberg, The Quantum Theory of Fields, Volume I, Cambridge University Press, 1995.
  • M. E. Peskin and D. V. Schroeder, An Introduction to Quantum Field Theory, Addison-Wesley, 1995.

Starting from the integral equation for U(t,t0)U(t,t_0), derive the second-order Dyson term.

Solution

The integral equation is

U(t,t0)=I−iℏ∫t0tdt1 H(t1)U(t1,t0).U(t,t_0) = I - \frac{i}{\hbar} \int_{t_0}^{t}dt_1\,H(t_1)U(t_1,t_0).

Now substitute the first iteration

U(t1,t0)=I−iℏ∫t0t1dt2 H(t2)+O(H2).U(t_1,t_0) = I - \frac{i}{\hbar} \int_{t_0}^{t_1}dt_2\,H(t_2) + O(H^2).

Then

U(t,t0)=I−iℏ∫t0tdt1 H(t1)+(−iℏ)2∫t0tdt1∫t0t1dt2 H(t1)H(t2)+O(H3).\begin{aligned} U(t,t_0) &= I - \frac{i}{\hbar} \int_{t_0}^{t}dt_1\,H(t_1)\\ &\quad + \left(-\frac{i}{\hbar}\right)^2 \int_{t_0}^{t}dt_1 \int_{t_0}^{t_1}dt_2\, H(t_1)H(t_2) + O(H^3). \end{aligned}

Thus the second-order term is the ordered double integral.

Assume [H(t1),H(t2)]=0[H(t_1),H(t_2)]=0 for all times in the interval. Show that the Dyson series reduces to the ordinary exponential of −iℏ∫H(t′) dt′-\frac{i}{\hbar}\int H(t')\,dt'.

Solution

If all Hamiltonians commute, then products at different times can be rearranged freely. The ordered integration region is one of n!n! equivalent regions inside the full nn-dimensional time cube:

∫t0tdt1∫t0t1dt2⋯∫t0tn−1dtn H(t1)⋯H(tn)=1n![∫t0tH(t′) dt′]n.\int_{t_0}^{t}dt_1 \int_{t_0}^{t_1}dt_2 \cdots \int_{t_0}^{t_{n-1}}dt_n\, H(t_1)\cdots H(t_n) = \frac{1}{n!} \left[ \int_{t_0}^{t}H(t')\,dt' \right]^n.

Substituting this into the Dyson series gives the ordinary exponential series.

Let K=∫t0tH(t′) dt′K=\int_{t_0}^{t}H(t')\,dt' and assume K=K†K=K^\dagger. Show that U1=I−iK/ℏU_1=I-iK/\hbar is unitary up to first order in KK.

Solution

Compute

U1†U1=(I+iKℏ)(I−iKℏ)=I+K2ℏ2.U_1^\dagger U_1 = \left(I+\frac{iK}{\hbar}\right) \left(I-\frac{iK}{\hbar}\right) = I+\frac{K^2}{\hbar^2}.

There is no first-order correction to II. The deviation begins at second order. This is why a first-order truncation preserves unitarity only to first order, not exactly.