Schmidt Decomposition
This is the canonical treatment of the Schmidt decomposition, including constructive routes, uniqueness, reduced-state consequences, examples, and finite- versus infinite-dimensional scope. The prerequisite-oriented map is Schmidt Decomposition Overview.
The Schmidt decomposition is the canonical normal form of a bipartite pure state. It replaces a general double sum of product-basis amplitudes by a single sum of orthonormal, paired subsystem modes:
The nonnegative numbers are the Schmidt coefficients, and is the Schmidt rank. From these data one can immediately decide whether the state is product or entangled, read off both reduced-state spectra, and identify the subsystem degrees of freedom that are correlated with one another.
Statement
Section titled “Statement”Let and be finite-dimensional Hilbert spaces, and let
be normalized. There are orthonormal sets
and positive real numbers such that
Normalization gives
and the number of terms obeys
It is conventional to order the coefficients as
Only nonzero coefficients are counted. One may instead extend the sum to the smaller subsystem dimension by appending zeros, but then the number of written terms is no longer the Schmidt rank.
The theorem requires two structural choices:
- a pure state vector, rather than a general mixed density operator;
- a specified bipartition .
A multipartite state can be Schmidt-decomposed across a chosen cut, such as , but there is generally no single three-party analogue with all three families of vectors orthonormal.
From a coefficient matrix to paired modes
Section titled “From a coefficient matrix to paired modes”Choose arbitrary orthonormal product bases and expand
The amplitudes form a matrix . State normalization is the Frobenius-norm condition
Write a singular value decomposition in the form
where and are unitary and is rectangular diagonal with nonnegative entries. This is the usual SVD with . Defining
turns the matrix factorization into the Schmidt decomposition. The nonzero diagonal entries of are precisely the .
This gives a useful dictionary:
- the singular values of are the Schmidt coefficients;
- is the Schmidt rank;
- the paired singular-vector data from and give the Schmidt vectors.
The detailed linear-algebra derivation is at Schmidt Decomposition as Linear Algebra; the underlying matrix theorem is reviewed in Singular Value Decomposition.
A reduced-state route
Section titled “A reduced-state route”Often one does not need a full SVD. In the chosen product bases, the reduced density matrices have coefficient matrices
Diagonalize either one. If
then
The matching vector on can be recovered directly from the state:
These partner vectors are normalized and mutually orthogonal. Inserting them back into the state reconstructs
This route is especially efficient when one reduced state is smaller or easier to diagonalize than the original coefficient matrix. Eigenvectors with zero eigenvalue lie outside the support of the state and contribute no Schmidt term.
Schmidt rank
Section titled “Schmidt rank”The Schmidt rank has several equivalent descriptions:
It is also the smallest number of product vectors needed to express as a sum. A representation with many product terms need not be minimal; the Schmidt form finds the irreducible count after local basis changes.
For two qubits, is a matrix, so
In larger dimensions, the relevant test is the matrix rank rather than a single determinant. The canonical Schmidt Rank page develops rank bounds, local-operation behavior, and the distinct mixed-state notion called Schmidt number.
Entanglement criterion
Section titled “Entanglement criterion”For a bipartite pure state,
whereas
The forward product implication is immediate: a one-term Schmidt decomposition is a tensor product. Conversely, if
then its coefficient matrix is an outer product and has rank one.
Rank is a sharp yes-or-no criterion for pure-state entanglement, but it is not a complete measure of its amount. For example, the coefficient lists
both have rank two, although the second state has much more evenly distributed Schmidt weight. Quantitative measures use the full set ; see Entanglement Entropy.
Reduced density matrices
Section titled “Reduced density matrices”Starting from Schmidt form,
the joint projector is
Taking the partial trace over contracts the second factor:
Similarly,
The two reduced states therefore have the same nonzero eigenvalues, including multiplicities:
They can have different numbers of zero eigenvalues when . Their supports are exactly the spans of their Schmidt vectors:
This yields another pure-state entanglement test:
For fixed Schmidt rank ,
with the lower value attained when all nonzero Schmidt coefficients are equal. The upper value occurs only for ; for every state with fixed , the upper inequality is strict, although the purity can approach one as all but one coefficient approach zero. The Reduced States and Partial Trace: First Encounter pages develop the operational meaning and mechanics of these subsystem states.
Maximal entanglement and unequal dimensions
Section titled “Maximal entanglement and unequal dimensions”Let
A pure state is maximally entangled across the full smaller subsystem when
The smaller reduced state is then maximally mixed:
If , the larger reduced state is not . Instead it is maximally mixed only on the -dimensional Schmidt support:
This distinction matters whenever the subsystem dimensions differ.
Uniqueness and basis freedom
Section titled “Uniqueness and basis freedom”The ordered list of Schmidt coefficients is fixed by the state and the chosen bipartition. The Schmidt vectors require more care:
- If a nonzero coefficient is nondegenerate, its pair of Schmidt vectors is unique up to opposite phase choices.
- Terms may be permuted together without changing the state.
- If several coefficients are equal, the corresponding Schmidt vectors can be unitarily mixed within that degenerate subspace.
- Basis vectors in the zero-eigenvalue complements of the reduced states are arbitrary and are not part of the nonzero Schmidt sum.
For a nondegenerate term, the phase freedom is
If a block has a repeated coefficient, a unitary rotation of the -side vectors must be accompanied by the complex-conjugate rotation of the paired -side vectors. The coefficient list stays fixed even though the displayed basis changes.
Local unitaries also preserve the Schmidt coefficients. If
then a Schmidt form for the new state is obtained by replacing each pair with
Thus two finite-dimensional bipartite pure states are related by local unitaries if and only if they have the same Schmidt coefficients, including multiplicities.
Examples
Section titled “Examples”Product state
Section titled “Product state”Consider
It already has one Schmidt term:
The reduced states are pure projectors, so the state is not entangled.
Bell state
Section titled “Bell state”The Bell state
is already in Schmidt form with
Both reduced states are . Equal coefficients make the Schmidt bases nonunique: for example,
A state diagonal in different local bases
Section titled “A state diagonal in different local bases”Let
In the computational product basis this is a four-term expansion. Grouping the -side vectors gives
Because and are orthonormal sets, this is Schmidt form. The state is maximally entangled even though the same basis is not used on both sides.
A generic two-qubit coefficient matrix
Section titled “A generic two-qubit coefficient matrix”Consider
Its coefficient matrix is
The reduced matrices are
and
Their eigenvalues are
so the Schmidt coefficients are
Both are nonzero, hence and the state is entangled. The unequal coefficients show that it is not maximally entangled. The eigenvectors of and supply the corresponding Schmidt bases.
Scope beyond finite dimensions
Section titled “Scope beyond finite dimensions”For normalizable vectors in separable infinite-dimensional Hilbert spaces, the reduced density operators are trace class and hence compact. A countable Schmidt expansion still exists, but the rank may be infinite and the nonzero coefficients may accumulate at zero. Formal expressions built from nonnormalizable position eigenstates require additional care and should not be treated as ordinary finite or countable Schmidt sums without checking the relevant operator domain and topology.
The canonical decomposition page discusses these qualifications further; continuous-variable entanglement belongs in its dedicated advanced treatment.
Practical workflow
Section titled “Practical workflow”For a finite-dimensional bipartite pure state:
- Fix the bipartition and choose product bases.
- Put the amplitudes into the coefficient matrix .
- Check normalization using .
- Find the nonzero singular values of , or diagonalize the smaller of and .
- Take positive square roots of the nonzero eigenvalues to obtain .
- Use the eigenvectors and the partner-vector formula to obtain paired Schmidt vectors.
- Check orthonormality and verify .
- Read off rank, reduced-state spectra, and the product-versus-entangled conclusion.
When only the entanglement criterion is needed, computing may be enough. When entropies or explicit subsystem modes are needed, the full spectrum and vectors matter.
Example: Partially Entangled Two-Qubit State
Section titled “Example: Partially Entangled Two-Qubit State”For
the Schmidt coefficients are
The state is product when or . It is entangled for . It is maximally entangled at .
The reduced state on is
Example: Two Qutrits
Section titled “Example: Two Qutrits”The normalized two-qutrit state
is in Schmidt form with coefficients
The Schmidt rank is , so the state is entangled across the qutrit-qutrit split. It is not maximally entangled because the three coefficients are not equal.
Common mistakes
Section titled “Common mistakes”- Applying the pure-state Schmidt decomposition directly to a mixed density operator.
- Omitting the bipartition; Schmidt data are always relative to a chosen cut.
- Calling an arbitrary product-basis expansion a Schmidt decomposition even though the local vectors are not orthonormal.
- Reading Schmidt coefficients directly from amplitudes before accounting for phases and basis changes.
- Confusing with reduced-state eigenvalues; the eigenvalues are .
- Counting appended zero coefficients as part of the Schmidt rank.
- Assuming that equal Schmidt coefficients determine unique Schmidt vectors.
- Treating rank alone as a quantitative measure of entanglement.
- Expecting the larger subsystem of an unequal-dimensional maximally entangled pair to be maximally mixed on its entire Hilbert space.
References
Section titled “References”- E. Schmidt, “Zur Theorie der linearen und nichtlinearen Integralgleichungen. I. Teil”, Mathematische Annalen 63, 433–476 (1907).
- M. A. Nielsen and I. L. Chuang, Quantum Computation and Quantum Information, 10th anniversary ed., Cambridge University Press (2010), Sec. 2.5.
- J. Watrous, The Theory of Quantum Information, Cambridge University Press (2018), Sec. 1.1.
- J. Preskill, Lecture Notes for Physics 229: Quantum Information and Computation, Chapter 2, Sec. 2.4.
- I. Bengtsson and K. Życzkowski, Geometry of Quantum States, 2nd ed., Cambridge University Press (2017), Ch. 15.
- A. Peres, Quantum Theory: Concepts and Methods, Kluwer (1995).
- R. A. Horn and C. R. Johnson, Matrix Analysis, 2nd ed., Cambridge University Press (2012).
Exercises
Section titled “Exercises”- Let
Here .
Find its Schmidt coefficients and rank. For which values of is the state product, entangled, or maximally entangled?
Solution
The local families and are orthonormal. The phase can be absorbed into either vector of the second pair. The nonzero Schmidt coefficients are therefore the nonzero members of
For or , only one coefficient is nonzero, so and the state is product. For , both are nonzero, so and the state is entangled. It is maximally entangled when
- Show directly that
has Schmidt rank one, even though four computational-basis amplitudes are nonzero.
Solution
Factor the state:
This is a one-term Schmidt decomposition with . The number of nonzero amplitudes in one chosen product basis is not the Schmidt rank.
- For
compute the Schmidt coefficients from and verify the normalization condition.
Solution
The coefficient matrix is
The reduced state is
The characteristic equation is
so
Hence
The normalization check is
- Suppose with . Prove that
defines an orthonormal family.
Solution
For two such vectors,
In the final step, the Kronecker delta forces whenever the expression is nonzero, so the ratio is one.
- Starting from Schmidt form, show that and have the same purity.
Solution
The two reduced states are
Orthonormality makes each expression a spectral decomposition. Therefore
The same reasoning shows that every spectral function of the nonzero eigenvalues agrees on the two sides.
- Verify the degenerate-basis identity
What does it show about Schmidt vectors?
Solution
Using
one finds
Both expansions are Schmidt decompositions with coefficients . Because the coefficients are degenerate, the individual Schmidt vectors are not unique.
- Let , , and
where and are orthonormal. Find the spectra of both reduced states. Why is not ?
Solution
The Schmidt coefficients are both . Therefore
while
The state is maximally entangled across the two-dimensional smaller subsystem. The support of is only , so is maximally mixed on that support, not on all of the three-dimensional Hilbert space.
- Compare the Bell projector
with the mixed state
Both have reduced states . Why does the Schmidt criterion apply to the first state but not the second?
Solution
is a rank-one projector onto a bipartite state vector. That vector has Schmidt coefficients , so it is entangled.
By contrast, is mixed and is explicitly a convex mixture of product-state projectors. It is separable. Its maximally mixed marginals do not imply entanglement, and it has no pure-state Schmidt decomposition. Equal reduced states can arise from coherent quantum correlations or from classical mixing; the joint state distinguishes them.
Additional exercises retained from the earlier canonical treatment
Section titled “Additional exercises retained from the earlier canonical treatment”- Find the Schmidt coefficients of
Solution
The state is already in Schmidt form. The coefficients are
Both are nonzero, so the state is entangled.
- Show that
has Schmidt rank one.
Solution
Factor the state:
It is product, so the only nonzero Schmidt coefficient is .
- For
compute .
Solution
The reduced state is . Therefore
The value is less than one, so the pure joint state is entangled.
- The two-qubit state
has coefficient matrix
Find its Schmidt coefficients.
Solution
Compute
The eigenvalues of are and . The Schmidt coefficients are their square roots: